Dialectic Capital Management’s New Mountain Finance NMFC Stock Holding History

Dialectic Capital Management’s Portfolio NMFC Stock Details NMFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-22,700	Closed	-$296K	–	137
2015 Q4	$296K	Buy	+22,700	New	+$312K	0.09%	122
2014 Q3	–	Sell	-90,000	Closed	-$1.34M	–	189
2014 Q2	$1.34M	Buy	90,000 +60,000	+200%	+$860K	0.42%	82
2014 Q1	$436K	Sell	30,000 -20,000	-40%	-$297K	0.14%	141
2013 Q4	$752K	Sell	50,000 -25,000	-33%	-$365K	0.24%	114
2013 Q3	$1.08M	Sell	75,000 -100,000	-57%	-$1.46M	0.25%	115
2013 Q2	$2.48M	Buy	+175,000	New	+$2.59M	0.36%	79

Other funds holding NMFC

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Aviva London, United Kingdom $59.6B AUM 28.44% 1-Year Est. Return

RTS

Round Table Services Westfield, New Jersey $508M AUM 16.36% 1-Year Est. Return

LCP

Lombardia Capital Partners Pasadena, California $110M AUM 13.11% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Dialectic Capital Management's NMFC Position: Q1 2016 in Review

Dialectic Capital Management sold out of New Mountain Finance (NMFC) in Q1 2016, closing a stake of 22,700 shares — an estimated $296K sold.

Dialectic Capital Management first reported a position in NMFC in Q2 2013 and held it in 6 quarters. The position peaked at $2.48M in Q2 2013. 107 funds tracked by Wall St. Rank hold NMFC as of Q1 2016.

Dialectic Capital Management reported no remaining New Mountain Finance position as of Q1 2016 after selling out during the quarter.
Dialectic Capital Management sold 22,700 New Mountain Finance shares in Q1 2016, an estimated $296K.
Dialectic Capital Management first reported a position in New Mountain Finance in Q2 2013 and held it in 6 quarters.
Dialectic Capital Management's New Mountain Finance position peaked at $2.48M in Q2 2013.
107 funds tracked by Wall St. Rank held New Mountain Finance as of Q1 2016.

Based on Dialectic Capital Management's 13F filing for Q1 2016, filed 16 May 2016.