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New Mountain Finance

106 hedge funds and large institutions have $384M invested in New Mountain Finance in 2014 Q2 according to their latest regulatory filings, with 23 funds opening new positions, 45 increasing their positions, 27 reducing their positions, and 27 closing their positions.

New
Increased
Maintained
Reduced
Closed

196% more call options, than puts

Call options by funds: $915K | Put options by funds: $309K

67% more repeat investments, than reductions

Existing positions increased: 45 | Existing positions reduced: 27

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

6% more capital invested

Capital invested by funds: $364M → $384M (+$20M)

2.59% less ownership

Funds ownership: 52.34%49.74% (-2.6%)

4% less funds holding

Funds holding: 110106 (-4)

15% less first-time investments, than exits

New positions opened: 23 | Existing positions closed: 27

Holders
106
Holders Change
-4
Holders Change %
-3.64%
% of All Funds
3.05%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.09%
New
23
Increased
45
Reduced
27
Closed
27
Calls
$915K
Puts
$309K
Net Calls
+$606K
Net Calls Change
-$649K
Name Holding Trade Value Shares
Change
Change in
Stake
SBK
1
Steven B. Klinsky
$39.7M +$422K +29,467 +1%
Ameriprise
2
Ameriprise
Minnesota
$35.4M -$39.2K -2,734 -0.1%
Wells Fargo
3
Wells Fargo
California
$23.1M +$11.5M +804,515 +107%
AAM
4
Advisors Asset Management
Colorado
$22.2M +$3.23M +225,024 +18%
Goldman Sachs
5
Goldman Sachs
New York
$18.6M +$1.85M +128,738 +11%
LCP
6
Lombardia Capital Partners
California
$18.2M +$2.03M +141,311 +13%
U
7
UBS
Switzerland
$16.9M +$3.63M +253,271 +29%
Neuberger Berman Group
8
Neuberger Berman Group
New York
$13.9M -$3.39M -236,742 -20%
Norges Bank
9
Norges Bank
Norway
$13.8M +$13.3M +926,458 New
CS
10
Credit Suisse
Switzerland
$13.2M +$4.45M +310,483 +54%
RTS
11
Round Table Services
New Jersey
$12.6M +$7.34M +511,820 +152%
CIM
12
Confluence Investment Management
Missouri
$11.9M +$2.57M +179,600 +29%
Morgan Stanley
13
Morgan Stanley
New York
$11.6M +$1.24M +86,453 +12%
KCM
14
Kennedy Capital Management
Missouri
$9.46M -$139K -9,666 -1%
PCM
15
Palisade Capital Management
New Jersey
$8.78M -$144K -10,070 -2%
YMRC
16
Yorktown Management & Research Company
Virginia
$6.91M +$1.36M +95,000 +26%
ACM
17
Advisors Capital Management
New Jersey
$5.87M +$922K +64,294 +19%
AllianceBernstein
18
AllianceBernstein
Tennessee
$5.66M +$4.7M +327,629 +618%
Northern Trust
19
Northern Trust
Illinois
$5.33M -$2.63M -183,559 -34%
WFI
20
West Family Investments
California
$5.05M
BG
21
BlackRock Group
United Kingdom
$4.11M -$363K -25,326 -8%
Aviva
22
Aviva
United Kingdom
$4.01M +$3.87M +270,000 New
Deutsche Bank
23
Deutsche Bank
Germany
$3.73M +$3.1M +216,030 +610%
Invesco
24
Invesco
Georgia
$3.71M +$1M +70,023 +39%
Janney Montgomery Scott
25
Janney Montgomery Scott
Pennsylvania
$3.4M +$285K +19,868 +10%

NMFC Hedge Fund Activity: Q2 2014 in Review

106 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in New Mountain Finance (NMFC) for Q2 2014, worth a combined $384M — up 5.5% from $364M a quarter earlier.

Sellers outnumbered buyers: 27 funds closed out of NMFC and 23 opened new positions — a net loss of 4 holders — while 27 trimmed existing stakes and 45 added.

The largest buyer was Norges Bank, opening a new position worth an estimated $13.3M. The largest seller was BlackRock Fund Advisors, exiting entirely with an estimated $19.4M sold.

  • 106 institutional investors held New Mountain Finance (NMFC) as of Q2 2014, down from 110 in Q1 2014.
  • Funds reported $384M of New Mountain Finance stock for Q2 2014, up 5.5% quarter-over-quarter.
  • 23 funds opened new New Mountain Finance positions in Q2 2014 and 27 closed out, a net change of -4 holders.
  • The largest New Mountain Finance buyer in Q2 2014 was Norges Bank, an estimated $13.3M added.
  • The largest New Mountain Finance seller in Q2 2014 was BlackRock Fund Advisors, an estimated $19.4M sold.

Based on aggregated 13F filings for Q2 2014.