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New Mountain Finance
NMFC

Overview Fund Activity

110 hedge funds and large institutions have $349M invested in New Mountain Finance in 2013 Q4 according to their latest regulatory filings, with 27 funds opening new positions, 48 increasing their positions, 25 reducing their positions, and 6 closing their positions.

Holders
110
Holders Change
+21
Holders Change %
+23.6%
% of All Funds
3.19%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
27
Increased
48
Reduced
25
Closed
6
Calls
$1.6M
Puts
$256K
Net Calls
+$1.35M
Net Calls Change
-$12K

Top Buyers

1
LCP
1
Lombardia Capital Partners
California
$14.7M
2
Morgan Stanley
2
Morgan Stanley
New York
$10.8M
3
BFA
3
BlackRock Fund Advisors
California
$18.8M
4
TC
4
TFS Capital
Pennsylvania
$4.25M
5
Wells Fargo
5
Wells Fargo
California
$4.48M

Top Sellers

1
RTS
1
Round Table Services
New Jersey
$1.66M
2
Schroder Investment Management Group
2
Schroder Investment Management Group
United Kingdom
$421K
3
PI
3
Putnam Investments
Massachusetts
$0
4
KCM
4
Kennedy Capital Management
Missouri
$8.02M
5
WJA
5
Williams Jones & Associates
New York
$2.38M
Name Market Value Shares Shares
Change 		Shares
Change %
SBK
1
Steven B. Klinsky
$38.9M 2,583,292 +56,570 +2%
Ameriprise
2
Ameriprise
Minnesota
$38.3M 2,548,304 +4,027 +0.2%
BFA
3
BlackRock Fund Advisors
California
$18.8M 1,251,803 +186,808 +18%
AAM
4
Advisors Asset Management
Colorado
$18.3M 1,216,225 +132,999 +12%
LCP
5
Lombardia Capital Partners
California
$14.7M 980,615 +980,615 New
Goldman Sachs
6
Goldman Sachs
New York
$14.4M 958,831 +128,183 +15%
Neuberger Berman Group
7
Neuberger Berman Group
New York
$13.4M 887,959 -79,484 -8%
State Street
8
State Street
Massachusetts
$11.4M 754,911 +136,246 +22%
Morgan Stanley
9
Morgan Stanley
New York
$10.8M 719,870 +416,273 +137%
ACM
10
Ashford Capital Management
Delaware
$10.1M 672,770 -5,000 -0.7%
U
11
UBS
Switzerland
$9.37M 623,068 -63,334 -9%
CIM
12
Confluence Investment Management
Missouri
$8.91M 592,152 +86,587 +17%
PCM
13
Palisade Capital Management
New Jersey
$8.83M 587,206 +36,266 +7%
CS
14
Credit Suisse
Switzerland
$8.56M 568,974 +79,194 +16%
KCM
15
Kennedy Capital Management
Missouri
$8.02M 533,205 -117,203 -18%
BIT
16
BlackRock Institutional Trust
California
$7.95M 528,854 +63,720 +14%
Northern Trust
17
Northern Trust
Illinois
$7.69M 511,201 +75,281 +17%
Vanguard Group
18
Vanguard Group
Pennsylvania
$6.56M 436,166 +21,645 +5%
YMRC
19
Yorktown Management & Research Company
Virginia
$5.57M 370,000 +53,000 +17%
WFI
20
West Family Investments
California
$5.11M 339,800 – –
Wells Fargo
21
Wells Fargo
California
$4.48M 297,587 +149,341 +101%
TC
22
TFS Capital
Pennsylvania
$4.25M 282,607 +180,537 +177%
BF
23
BOK Financial
Oklahoma
$4.02M 267,597 +76,076 +40%
Invesco
24
Invesco
Georgia
$3.62M 240,733 -2,845 -1%
AQR Capital Management
25
AQR Capital Management
Connecticut
$3.35M 222,380 +143,379 +181%
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