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New Mountain Finance

110 hedge funds and large institutions have $349M invested in New Mountain Finance in 2013 Q4 according to their latest regulatory filings, with 27 funds opening new positions, 48 increasing their positions, 25 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

526% more call options, than puts

Call options by funds: $1.6M | Put options by funds: $256K

350% more first-time investments, than exits

New positions opened: 27 | Existing positions closed: 6

92% more repeat investments, than reductions

Existing positions increased: 48 | Existing positions reduced: 25

24% more funds holding

Funds holding: 89110 (+21)

20% more capital invested

Capital invested by funds: $290M → $349M (+$59.4M)

1.31% less ownership

Funds ownership: 52.83%51.52% (-1.3%)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
110
Holders Change
+21
Holders Change %
+23.6%
% of All Funds
3.19%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
27
Increased
48
Reduced
25
Closed
6
Calls
$1.6M
Puts
$256K
Net Calls
+$1.35M
Net Calls Change
-$12K
Name Holding Trade Value Shares
Change
Change in
Stake
SBK
1
Steven B. Klinsky
$38.9M +$825K +56,570 +2%
Ameriprise
2
Ameriprise
Minnesota
$38.3M +$58.8K +4,027 +0.2%
BFA
3
BlackRock Fund Advisors
California
$18.8M +$2.73M +186,808 +18%
AAM
4
Advisors Asset Management
Colorado
$18.3M +$1.94M +132,999 +12%
LCP
5
Lombardia Capital Partners
California
$14.7M +$14.3M +980,615 New
Goldman Sachs
6
Goldman Sachs
New York
$14.4M +$1.87M +128,183 +15%
Neuberger Berman Group
7
Neuberger Berman Group
New York
$13.4M -$1.16M -79,484 -8%
State Street
8
State Street
Massachusetts
$11.4M +$1.99M +136,246 +22%
Morgan Stanley
9
Morgan Stanley
New York
$10.8M +$6.07M +416,273 +137%
ACM
10
Ashford Capital Management
Delaware
$10.1M -$73K -5,000 -0.7%
U
11
UBS
Switzerland
$9.37M -$924K -63,334 -9%
CIM
12
Confluence Investment Management
Missouri
$8.91M +$1.26M +86,587 +17%
PCM
13
Palisade Capital Management
New Jersey
$8.83M +$529K +36,266 +7%
CS
14
Credit Suisse
Switzerland
$8.56M +$1.16M +79,194 +16%
KCM
15
Kennedy Capital Management
Missouri
$8.02M -$1.71M -117,203 -18%
BIT
16
BlackRock Institutional Trust
California
$7.95M +$930K +63,720 +14%
Northern Trust
17
Northern Trust
Illinois
$7.69M +$1.1M +75,281 +17%
Vanguard Group
18
Vanguard Group
Pennsylvania
$6.56M +$316K +21,645 +5%
YMRC
19
Yorktown Management & Research Company
Virginia
$5.57M +$773K +53,000 +17%
WFI
20
West Family Investments
California
$5.11M
Wells Fargo
21
Wells Fargo
California
$4.47M +$2.18M +149,341 +101%
TC
22
TFS Capital
Pennsylvania
$4.25M +$2.63M +180,537 +177%
BF
23
BOK Financial
Oklahoma
$4.02M +$1.11M +76,076 +40%
Invesco
24
Invesco
Georgia
$3.62M -$41.5K -2,845 -1%
AQR Capital Management
25
AQR Capital Management
Connecticut
$3.35M +$2.09M +143,379 +181%

NMFC Hedge Fund Activity: Q4 2013 in Review

110 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in New Mountain Finance (NMFC) for Q4 2013, worth a combined $349M — up 20% from $290M a quarter earlier.

Buyers outnumbered sellers: 27 funds opened new NMFC positions and 6 closed out — a net gain of 21 holders — while 48 added to existing stakes and 25 trimmed.

The largest buyer was Lombardia Capital Partners, opening a new position worth an estimated $14.3M. The largest seller was Round Table Services, cutting an estimated $4.79M.

  • 110 institutional investors held New Mountain Finance (NMFC) as of Q4 2013, up from 89 in Q3 2013.
  • Funds reported $349M of New Mountain Finance stock for Q4 2013, up 20% quarter-over-quarter.
  • 27 funds opened new New Mountain Finance positions in Q4 2013 and 6 closed out, a net change of +21 holders.
  • The largest New Mountain Finance buyer in Q4 2013 was Lombardia Capital Partners, an estimated $14.3M added.
  • The largest New Mountain Finance seller in Q4 2013 was Round Table Services, an estimated $4.79M sold.

Based on aggregated 13F filings for Q4 2013.