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New Mountain Finance

154 hedge funds and large institutions have $240M invested in New Mountain Finance in 2020 Q1 according to their latest regulatory filings, with 28 funds opening new positions, 54 increasing their positions, 46 reducing their positions, and 35 closing their positions.

New
Increased
Maintained
Reduced
Closed

152% more call options, than puts

Call options by funds: $908K | Put options by funds: $361K

17% more repeat investments, than reductions

Existing positions increased: 54 | Existing positions reduced: 46

0.48% less ownership

Funds ownership: 36.99%36.51% (-0.48%)

7% less funds holding

Funds holding: 165154 (-11)

17% less funds holding in top 10

Funds holding in top 10: 65 (-1)

20% less first-time investments, than exits

New positions opened: 28 | Existing positions closed: 35

51% less capital invested

Capital invested by funds: $492M → $240M (-$253M)

Holders
154
Holders Change
-11
Holders Change %
-6.67%
% of All Funds
3.39%
Holding in Top 10
5
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-16.67%
% of All Funds
0.11%
New
28
Increased
54
Reduced
46
Closed
35
Calls
$908K
Puts
$361K
Net Calls
+$547K
Net Calls Change
+$32K
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$22.3M -$6.9M -558,468 -15%
DCM
2
Dimension Capital Management
Florida
$15.7M +$725K +58,741 +3%
RTS
3
Round Table Services
New Jersey
$15.5M +$7.32M +593,172 +35%
JP Morgan Chase
4
JP Morgan Chase
New York
$13.2M -$479K -38,773 -2%
LSV Asset Management
5
LSV Asset Management
Illinois
$13.1M -$2.9M -234,500 -11%
Morgan Stanley
6
Morgan Stanley
New York
$9.61M +$4.57M +370,248 +35%
SCIM
7
Spring Creek Investment Management
Pennsylvania
$9.41M +$17.1M +1,384,000 New
HighTower Advisors
8
HighTower Advisors
Illinois
$8.42M +$12.5M +1,009,238 +444%
PCM
9
Palisade Capital Management
New Jersey
$8.27M +$1.4M +113,361 +10%
C
10
Cliffwater
California
$6.85M +$2.09M +169,486 +20%
PGH
11
Partners Group Holding
Switzerland
$6.85M -$372K -30,156 -3%
VanEck Associates
12
VanEck Associates
New York
$5.79M +$162K +13,111 +2%
Invesco
13
Invesco
Georgia
$5.69M -$378K -30,644 -4%
ACM
14
Advisors Capital Management
New Jersey
$5.2M +$520K +42,144 +6%
Arrowstreet Capital
15
Arrowstreet Capital
Massachusetts
$5.07M -$10.1M -821,615 -52%
MC
16
Muzinich & Co
New York
$4.63M -$1.01M -81,844 -11%
Sumitomo Mitsui Trust Group
17
Sumitomo Mitsui Trust Group
Japan
$4.55M +$8.27M +669,325 New
Bank of Montreal
18
Bank of Montreal
Ontario, Canada
$4.48M
CIM
19
Confluence Investment Management
Missouri
$4.43M -$2.85M -231,078 -26%
Legal & General Group
20
Legal & General Group
United Kingdom
$3.73M +$481K +38,980 +8%
CS
21
Credit Suisse
Switzerland
$3.61M -$100K -8,105 -2%
BlackRock
22
BlackRock
New York
$3.16M +$404K +32,692 +8%
Neuberger Berman Group
23
Neuberger Berman Group
New York
$3.07M -$358K -28,975 -6%
CIC
24
Chilton Investment Company
Connecticut
$2.84M +$2.29M +185,699 +80%
Deutsche Bank
25
Deutsche Bank
Germany
$2.81M +$3.27M +264,676 +178%

NMFC Hedge Fund Activity: Q1 2020 in Review

154 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in New Mountain Finance (NMFC) for Q1 2020, worth a combined $240M — down 51% from $492M a quarter earlier.

Sellers outnumbered buyers: 35 funds closed out of NMFC and 28 opened new positions — a net loss of 7 holders — while 46 trimmed existing stakes and 54 added.

The largest buyer was Spring Creek Investment Management, opening a new position worth an estimated $17.1M. The largest seller was Arrowstreet Capital, cutting an estimated $10.1M.

  • 154 institutional investors held New Mountain Finance (NMFC) as of Q1 2020, down from 165 in Q4 2019.
  • Funds reported $240M of New Mountain Finance stock for Q1 2020, down 51% quarter-over-quarter.
  • 28 funds opened new New Mountain Finance positions in Q1 2020 and 35 closed out, a net change of -7 holders.
  • The largest New Mountain Finance buyer in Q1 2020 was Spring Creek Investment Management, an estimated $17.1M added.
  • The largest New Mountain Finance seller in Q1 2020 was Arrowstreet Capital, an estimated $10.1M sold.

Based on aggregated 13F filings for Q1 2020.