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New Mountain Finance

133 hedge funds and large institutions have $369M invested in New Mountain Finance in 2018 Q3 according to their latest regulatory filings, with 19 funds opening new positions, 41 increasing their positions, 40 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

3% more repeat investments, than reductions

Existing positions increased: 41 | Existing positions reduced: 40

0% more funds holding in top 10

Funds holding in top 10: 55 (0)

0% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 19

1% less funds holding

Funds holding: 134133 (-1)

3% less capital invested

Capital invested by funds: $379M → $369M (-$10M)

7% less call options, than puts

Call options by funds: $481K | Put options by funds: $515K

1.28% less ownership

Funds ownership: 37.23%35.95% (-1.3%)

Holders
133
Holders Change
-1
Holders Change %
-0.75%
% of All Funds
3.04%
Holding in Top 10
5
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.11%
New
19
Increased
41
Reduced
40
Closed
19
Calls
$481K
Puts
$515K
Net Calls
-$34K
Net Calls Change
+$595K
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$70.2M -$10.6M -761,949 -13%
RTS
2
Round Table Services
New Jersey
$23.9M +$629K +45,385 +3%
LSV Asset Management
3
LSV Asset Management
Illinois
$21.1M -$145K -10,500 -0.7%
PGH
4
Partners Group Holding
Switzerland
$14.9M +$864K +62,404 +6%
MC
5
Muzinich & Co
New York
$14.8M -$5.34M -385,556 -26%
JP Morgan Chase
6
JP Morgan Chase
New York
$13.6M +$4.28M +309,406 +45%
Morgan Stanley
7
Morgan Stanley
New York
$13M -$46.3K -3,342 -0.3%
CIM
8
Confluence Investment Management
Missouri
$12.4M +$1.98K +143 +0%
AM
9
Ares Management
California
$11.2M -$6.08M -438,794 -35%
UBS Group
10
UBS Group
Switzerland
$10.8M -$2.03M -146,563 -16%
Bank of Montreal
11
Bank of Montreal
Ontario, Canada
$10.2M +$499K +36,000 +5%
DCM
12
Dimension Capital Management
Florida
$8.45M +$1.28M +92,099 +17%
PCM
13
Palisade Capital Management
New Jersey
$8.38M -$728K -52,554 -8%
ACM
14
Advisors Capital Management
New Jersey
$7.94M -$128K -9,216 -2%
C
15
Cliffwater
California
$7.32M +$3.28M +236,968 +78%
GC
16
Guggenheim Capital
Illinois
$7.14M -$824K -59,491 -10%
VanEck Associates
17
VanEck Associates
New York
$6.96M +$650K +46,938 +10%
Neuberger Berman Group
18
Neuberger Berman Group
New York
$6.2M -$125K -9,000 -2%
AAM
19
Advisors Asset Management
Colorado
$5.69M -$251K -18,120 -4%
CS
20
Credit Suisse
Switzerland
$5.5M +$216K +15,627 +4%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$4.6M +$97.6K +7,048 +2%
BlackRock
22
BlackRock
New York
$4.44M +$285K +20,566 +7%
PC
23
Polar Capital
United Kingdom
$4.18M
Legal & General Group
24
Legal & General Group
United Kingdom
$4.1M
Arrowstreet Capital
25
Arrowstreet Capital
Massachusetts
$4.07M +$4.18M +301,608 New

NMFC Hedge Fund Activity: Q3 2018 in Review

133 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in New Mountain Finance (NMFC) for Q3 2018, worth a combined $369M — down 2.6% from $379M a quarter earlier.

Fund positioning in NMFC was balanced in Q3 2018: 19 funds opened new positions, 19 closed out, 41 added to existing stakes and 40 trimmed.

The largest buyer was JP Morgan Chase, adding an estimated $4.28M. The largest seller was Wells Fargo, cutting an estimated $10.6M.

  • 133 institutional investors held New Mountain Finance (NMFC) as of Q3 2018, down from 134 in Q2 2018.
  • Funds reported $369M of New Mountain Finance stock for Q3 2018, down 2.6% quarter-over-quarter.
  • 19 funds opened new New Mountain Finance positions in Q3 2018 and 19 closed out, a net change of 0 holders.
  • The largest New Mountain Finance buyer in Q3 2018 was JP Morgan Chase, an estimated $4.28M added.
  • The largest New Mountain Finance seller in Q3 2018 was Wells Fargo, an estimated $10.6M sold.

Based on aggregated 13F filings for Q3 2018.