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New Mountain Finance

115 hedge funds and large institutions have $353M invested in New Mountain Finance in 2016 Q3 according to their latest regulatory filings, with 19 funds opening new positions, 34 increasing their positions, 46 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

73% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 11

33% more funds holding in top 10

Funds holding in top 10: 34 (+1)

12% more capital invested

Capital invested by funds: $314M → $353M (+$39M)

6% more funds holding

Funds holding: 109115 (+6)

2.14% more ownership

Funds ownership: 38.11%40.25% (+2.1%)

26% less repeat investments, than reductions

Existing positions increased: 34 | Existing positions reduced: 46

60% less call options, than puts

Call options by funds: $69K | Put options by funds: $171K

Holders
115
Holders Change
+6
Holders Change %
+5.5%
% of All Funds
3.07%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.11%
New
19
Increased
34
Reduced
46
Closed
11
Calls
$69K
Puts
$171K
Net Calls
-$102K
Net Calls Change
-$165K
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$80.4M +$386K +28,260 +0.5%
RTS
2
Round Table Services
New Jersey
$18.7M +$1.73M +126,879 +10%
MC
3
Muzinich & Co
New York
$17M +$6.36M +464,859 +60%
Aviva
4
Aviva
United Kingdom
$16.9M -$155K -11,316 -0.9%
State of New Jersey Common Pension Fund D
5
State of New Jersey Common Pension Fund D
New Jersey
$13.8M +$13.7M +1,000,000 New
LCP
6
Lombardia Capital Partners
California
$11.7M -$986K -72,102 -8%
CIM
7
Confluence Investment Management
Missouri
$11.4M +$96.5K +7,061 +0.9%
UBS Group
8
UBS Group
Switzerland
$11.4M +$399K +29,214 +4%
AM
9
Ares Management
California
$10.9M +$6.39M +467,376 +143%
Goldman Sachs
10
Goldman Sachs
New York
$9.77M -$2.08M -152,212 -18%
Morgan Stanley
11
Morgan Stanley
New York
$9.01M -$1.28M -93,435 -12%
PCM
12
Palisade Capital Management
New Jersey
$8.4M -$203K -14,877 -2%
Neuberger Berman Group
13
Neuberger Berman Group
New York
$8.37M +$13.7K +1,000 +0.2%
ACM
14
Advisors Capital Management
New Jersey
$7.84M -$17.3K -1,267 -0.2%
GC
15
Guggenheim Capital
Illinois
$7.73M +$2.52M +184,196 +49%
YMRC
16
Yorktown Management & Research Company
Virginia
$7.43M +$342K +25,000 +5%
WJA
17
Williams Jones & Associates
New York
$6.32M -$272K -19,900 -4%
AAM
18
Advisors Asset Management
Colorado
$6.18M -$4.52M -330,825 -42%
KCM
19
Kennedy Capital Management
Missouri
$5.92M +$44.5K +3,255 +0.8%
Invesco
20
Invesco
Georgia
$5.61M +$827K +60,487 +17%
WFI
21
West Family Investments
California
$4.82M -$464K -33,947 -9%
Bank of Montreal
22
Bank of Montreal
Ontario, Canada
$4.73M -$19.8K -1,450 -0.4%
PGH
23
Partners Group Holding
Switzerland
$4.45M +$848K +62,000 +24%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$4.19M -$89.7K -6,560 -2%
BG
25
BlackRock Group
United Kingdom
$3.89M -$498K -36,443 -11%

NMFC Hedge Fund Activity: Q3 2016 in Review

115 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in New Mountain Finance (NMFC) for Q3 2016, worth a combined $353M — up 12% from $314M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new NMFC positions and 11 closed out — a net gain of 8 holders — while 34 added to existing stakes and 46 trimmed.

The largest buyer was State of New Jersey Common Pension Fund D, opening a new position worth an estimated $13.7M. The largest seller was Advisors Asset Management, cutting an estimated $4.52M.

  • 115 institutional investors held New Mountain Finance (NMFC) as of Q3 2016, up from 109 in Q2 2016.
  • Funds reported $353M of New Mountain Finance stock for Q3 2016, up 12% quarter-over-quarter.
  • 19 funds opened new New Mountain Finance positions in Q3 2016 and 11 closed out, a net change of +8 holders.
  • The largest New Mountain Finance buyer in Q3 2016 was State of New Jersey Common Pension Fund D, an estimated $13.7M added.
  • The largest New Mountain Finance seller in Q3 2016 was Advisors Asset Management, an estimated $4.52M sold.

Based on aggregated 13F filings for Q3 2016.