D.E. Shaw & Co
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D.E. Shaw & Co’s New Mountain Finance NMFC Stock Holding History

D.E. Shaw & Co’s Portfolio NMFC Stock Details NMFC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$2.7M Buy
347,520
+228,935
+193% +$1.91M ﹤0.01% 2686
2025
Q4 		$1.09M Buy
118,585
+81,134
+217% +$765K ﹤0.01% 3482
2025
Q3 		$361K Buy
37,451
+21,944
+142% +$228K ﹤0.01% 4022
2025
Q2 		$164K Buy
15,507
+2,280
+17% +$23.5K ﹤0.01% 4079
2025
Q1 		$146K Sell
13,227
-111,762
-89% -$1.27M ﹤0.01% 3975
2024
Q4 		$1.41M Buy
124,989
+77,141
+161% +$890K ﹤0.01% 2994
2024
Q3 		$573K Buy
+47,848
New +$584K ﹤0.01% 3623
2024
Q2 		– Sell
-35,797
Closed -$454K – 4730
2024
Q1 		$454K Buy
35,797
+9,018
+34% +$115K ﹤0.01% 3537
2023
Q4 		$341K Buy
26,779
+15,431
+136% +$197K ﹤0.01% 3691
2023
Q3 		$147K Sell
11,348
-17,967
-61% -$229K ﹤0.01% 3810
2023
Q2 		$365K Buy
29,315
+7,458
+34% +$90K ﹤0.01% 3539
2023
Q1 		$266K Sell
21,857
-42,022
-66% -$529K ﹤0.01% 3794
2022
Q4 		$790K Buy
63,879
+46,820
+274% +$577K ﹤0.01% 3595
2022
Q3 		$197K Buy
17,059
+4,207
+33% +$53.7K ﹤0.01% 4478
2022
Q2 		$153K Sell
12,852
-15,068
-54% -$194K ﹤0.01% 4631
2022
Q1 		$387K Buy
27,920
+9,616
+53% +$130K ﹤0.01% 4519
2021
Q4 		$251K Sell
18,304
-36,265
-66% -$496K ﹤0.01% 4771
2021
Q3 		$726K Sell
54,569
-47,317
-46% -$633K ﹤0.01% 3842
2021
Q2 		$1.34M Buy
101,886
+90,191
+771% +$1.18M ﹤0.01% 3305
2021
Q1 		$145K Buy
+11,695
New +$143K ﹤0.01% 3897
2020
Q2 		– Sell
-36,892
Closed -$251K – 4177
2020
Q1 		$251K Sell
36,892
-107,302
-74% -$1.33M ﹤0.01% 3558
2019
Q4 		$1.98M Buy
144,194
+53,010
+58% +$718K ﹤0.01% 2485
2019
Q3 		$1.24M Buy
91,184
+26,641
+41% +$363K ﹤0.01% 2707
2019
Q2 		$902K Sell
64,543
-24,556
-28% -$343K ﹤0.01% 2733
2019
Q1 		$1.21M Buy
89,099
+71,967
+420% +$980K ﹤0.01% 2494
2018
Q4 		$216K Buy
17,132
+4,103
+31% +$54.3K ﹤0.01% 3504
2018
Q3 		$176K Sell
13,029
-13,828
-51% -$191K ﹤0.01% 3574
2018
Q2 		$366K Buy
26,857
+11,879
+79% +$161K ﹤0.01% 3278
2018
Q1 		$197K Sell
14,978
-30,327
-67% -$400K ﹤0.01% 3330
2017
Q4 		$614K Buy
45,305
+29,637
+189% +$418K ﹤0.01% 2860
2017
Q3 		$223K Sell
15,668
-4,580
-23% -$65K ﹤0.01% 3265
2017
Q2 		$295K Sell
20,248
-30,362
-60% -$444K ﹤0.01% 3037
2017
Q1 		$754K Sell
50,610
-4,647
-8% -$67.9K ﹤0.01% 2496
2016
Q4 		$779K Buy
55,257
+43,146
+356% +$595K ﹤0.01% 2611
2016
Q3 		$167K Sell
12,111
-211,234
-95% -$2.89M ﹤0.01% 3228
2016
Q2 		$2.88M Buy
223,345
+126,810
+131% +$1.58M 0.01% 1664
2016
Q1 		$1.22M Buy
96,535
+30,610
+46% +$372K ﹤0.01% 2229
2015
Q4 		$858K Sell
65,925
-4,593
-7% -$63.1K ﹤0.01% 2754
2015
Q3 		$959K Buy
70,518
+40,872
+138% +$595K ﹤0.01% 2631
2015
Q2 		$430K Sell
29,646
-35,831
-55% -$531K ﹤0.01% 3245
2015
Q1 		$956K Buy
65,477
+45,611
+230% +$669K ﹤0.01% 2589
2014
Q4 		$297K Sell
19,866
-59,269
-75% -$873K ﹤0.01% 3642
2014
Q3 		$1.16M Sell
79,135
-40,062
-34% -$599K ﹤0.01% 2675
2014
Q2 		$1.77M Buy
119,197
+92,447
+346% +$1.33M ﹤0.01% 2406
2014
Q1 		$389K Sell
26,750
-126,670
-83% -$1.88M ﹤0.01% 3780
2013
Q4 		$2.31M Buy
153,420
+105,607
+221% +$1.54M ﹤0.01% 2387
2013
Q3 		$689K Buy
+47,813
New +$696K ﹤0.01% 3355

Other funds holding NMFC

LSV Asset Management
LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
VanEck Associates
VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return
DCM
Dimension Capital Management Coral Gables, Florida $713M AUM 18.57% 1-Year Est. Return
Russell Investments Group
Russell Investments Group London, United Kingdom $93.1B AUM 28.26% 1-Year Est. Return
Cerity Partners
Cerity Partners New York $70.8B AUM 21.68% 1-Year Est. Return
Corient Private Wealth
Corient Private Wealth Miami, Florida $69.9B AUM 22.19% 1-Year Est. Return
NPT
National Philanthropic Trust Jenkintown, Pennsylvania $9.38B AUM 33.37% 1-Year Est. Return
MC
Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

D.E. Shaw & Co's NMFC Position: Q1 2026 in Review

D.E. Shaw & Co increased its New Mountain Finance (NMFC) stake by 193% in Q1 2026, buying an estimated $1.91M and bringing the position to 347,520 shares worth $2.7M. The position accounts for ﹤0.01% of the portfolio, ranked #2686.

D.E. Shaw & Co first reported a position in NMFC in Q3 2013 and has held it in 47 quarters since. The position peaked at $2.88M in Q2 2016. 154 funds tracked by Wall St. Rank hold NMFC as of Q1 2026.

  • D.E. Shaw & Co held 347,520 shares of New Mountain Finance worth $2.7M as of Q1 2026.
  • D.E. Shaw & Co bought 228,935 New Mountain Finance shares in Q1 2026, an estimated $1.91M.
  • New Mountain Finance made up ﹤0.01% of D.E. Shaw & Co's portfolio in Q1 2026, its #2686 holding.
  • D.E. Shaw & Co first reported a position in New Mountain Finance in Q3 2013 and has held it in 47 quarters since.
  • D.E. Shaw & Co's New Mountain Finance position peaked at $2.88M in Q2 2016.
  • 154 funds tracked by Wall St. Rank held New Mountain Finance as of Q1 2026.

Based on D.E. Shaw & Co's 13F filing for Q1 2026, filed 15 May 2026.