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New Mountain Finance

126 hedge funds and large institutions have $391M invested in New Mountain Finance in 2016 Q4 according to their latest regulatory filings, with 24 funds opening new positions, 52 increasing their positions, 30 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 24 | Existing positions closed: 12

73% more repeat investments, than reductions

Existing positions increased: 52 | Existing positions reduced: 30

11% more capital invested

Capital invested by funds: $353M → $391M (+$38.3M)

10% more funds holding

Funds holding: 115126 (+11)

0.39% less ownership

Funds ownership: 40.25%39.87% (-0.39%)

25% less funds holding in top 10

Funds holding in top 10: 43 (-1)

51% less call options, than puts

Call options by funds: $85K | Put options by funds: $173K

Holders
126
Holders Change
+11
Holders Change %
+9.57%
% of All Funds
3.15%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.07%
New
24
Increased
52
Reduced
30
Closed
12
Calls
$85K
Puts
$173K
Net Calls
-$88K
Net Calls Change
+$14K
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$85.3M +$2.83M +204,753 +4%
MC
2
Muzinich & Co
New York
$29.6M +$11.9M +863,736 +70%
RTS
3
Round Table Services
New Jersey
$21.1M +$1.97M +142,988 +11%
State of New Jersey Common Pension Fund D
4
State of New Jersey Common Pension Fund D
New Jersey
$15.5M +$1.38M +100,000 +10%
UBS Group
5
UBS Group
Switzerland
$14.2M +$2.46M +178,526 +22%
Aviva
6
Aviva
United Kingdom
$13.5M -$3.75M -272,000 -22%
CIM
7
Confluence Investment Management
Missouri
$13.1M +$1.39M +100,514 +12%
Morgan Stanley
8
Morgan Stanley
New York
$12.9M +$3.63M +262,875 +40%
AM
9
Ares Management
California
$12.5M +$1.27M +91,777 +12%
GC
10
Guggenheim Capital
Illinois
$9.77M +$1.82M +131,536 +23%
LCP
11
Lombardia Capital Partners
California
$9.46M -$2.5M -181,315 -21%
Neuberger Berman Group
12
Neuberger Berman Group
New York
$8.62M +$42.8K +3,100 +0.5%
ACM
13
Advisors Capital Management
New Jersey
$8.3M +$268K +19,433 +3%
PCM
14
Palisade Capital Management
New Jersey
$7.87M -$724K -52,453 -9%
WJA
15
Williams Jones & Associates
New York
$7.39M +$897K +65,000 +14%
LSV Asset Management
16
LSV Asset Management
Illinois
$7.17M +$4.97M +360,136 +242%
Invesco
17
Invesco
Georgia
$6.21M +$448K +32,429 +8%
KCM
18
Kennedy Capital Management
Missouri
$5.99M -$79.7K -5,773 -1%
PGH
19
Partners Group Holding
Switzerland
$5.78M +$1.2M +86,700 +27%
BG
20
BlackRock Group
United Kingdom
$5.53M +$1.5M +109,014 +39%
WFI
21
West Family Investments
California
$4.94M
Bank of Montreal
22
Bank of Montreal
Ontario, Canada
$4.88M
VanEck Associates
23
VanEck Associates
New York
$4.48M +$954K +69,117 +28%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$4.48M +$180K +13,075 +4%
Millennium Management
25
Millennium Management
New York
$4.2M +$2.22M +160,742 +117%

NMFC Hedge Fund Activity: Q4 2016 in Review

126 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in New Mountain Finance (NMFC) for Q4 2016, worth a combined $391M — up 11% from $353M a quarter earlier.

Buyers outnumbered sellers: 24 funds opened new NMFC positions and 12 closed out — a net gain of 12 holders — while 52 added to existing stakes and 30 trimmed.

The largest buyer was Muzinich & Co, adding an estimated $11.9M. The largest seller was Goldman Sachs, cutting an estimated $9M.

  • 126 institutional investors held New Mountain Finance (NMFC) as of Q4 2016, up from 115 in Q3 2016.
  • Funds reported $391M of New Mountain Finance stock for Q4 2016, up 11% quarter-over-quarter.
  • 24 funds opened new New Mountain Finance positions in Q4 2016 and 12 closed out, a net change of +12 holders.
  • The largest New Mountain Finance buyer in Q4 2016 was Muzinich & Co, an estimated $11.9M added.
  • The largest New Mountain Finance seller in Q4 2016 was Goldman Sachs, an estimated $9M sold.

Based on aggregated 13F filings for Q4 2016.