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New Mountain Finance

134 hedge funds and large institutions have $407M invested in New Mountain Finance in 2021 Q4 according to their latest regulatory filings, with 25 funds opening new positions, 41 increasing their positions, 32 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

11,675% more call options, than puts

Call options by funds: $942K | Put options by funds: $8K

67% more first-time investments, than exits

New positions opened: 25 | Existing positions closed: 15

28% more repeat investments, than reductions

Existing positions increased: 41 | Existing positions reduced: 32

8% more funds holding

Funds holding: 124134 (+10)

1% more capital invested

Capital invested by funds: $403M → $407M (+$3.98M)

0.59% less ownership

Funds ownership: 31.24%30.65% (-0.59%)

25% less funds holding in top 10

Funds holding in top 10: 43 (-1)

Holders
134
Holders Change
+10
Holders Change %
+8.06%
% of All Funds
2.06%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.05%
New
25
Increased
41
Reduced
32
Closed
15
Calls
$942K
Puts
$8K
Net Calls
+$934K
Net Calls Change
+$342K
Name Holding Trade Value Shares
Change
Change in
Stake
Allspring Global Investments
1
Allspring Global Investments
North Carolina
$42.5M +$42.4M +3,102,977 New
RTS
2
Round Table Services
New Jersey
$37.9M +$1.81M +132,446 +5%
HighTower Advisors
3
HighTower Advisors
Illinois
$30M +$1.88M +137,814 +7%
LSV Asset Management
4
LSV Asset Management
Illinois
$28.2M +$133K +9,700 +0.5%
Morgan Stanley
5
Morgan Stanley
New York
$22.6M +$741K +54,174 +3%
VanEck Associates
6
VanEck Associates
New York
$19.6M +$1.41M +103,352 +8%
DCM
7
Dimension Capital Management
Florida
$17M -$3.23M -235,973 -16%
Invesco
8
Invesco
Georgia
$15.6M -$2.46M -180,234 -14%
JP Morgan Chase
9
JP Morgan Chase
New York
$15.5M +$87.4K +6,395 +0.6%
C
10
Cliffwater
California
$14.7M -$1.64M -120,115 -10%
PCM
11
Palisade Capital Management
New Jersey
$10.8M -$623K -45,544 -5%
BlackRock
12
BlackRock
New York
$8.75M +$703K +51,387 +9%
Neuberger Berman Group
13
Neuberger Berman Group
New York
$8.45M +$490K +35,860 +6%
Legal & General Group
14
Legal & General Group
United Kingdom
$7.67M -$232K -16,950 -3%
AM
15
Ares Management
California
$6.7M -$1.64M -120,125 -20%
MC
16
Muzinich & Co
New York
$6.34M -$305K -22,327 -5%
Sumitomo Mitsui Trust Group
17
Sumitomo Mitsui Trust Group
Japan
$6.18M -$305K -22,327 -5%
Wells Fargo
18
Wells Fargo
California
$5.96M -$42.5M -3,110,703 -88%
CIM
19
Confluence Investment Management
Missouri
$5.5M -$871K -63,686 -14%
Two Sigma Advisers
20
Two Sigma Advisers
New York
$5.28M -$819K -59,900 -13%
ACM
21
Advisors Capital Management
New Jersey
$4.71M -$3.59M -262,412 -43%
CIC
22
Chilton Investment Company
Connecticut
$4.7M
AAM
23
Advisors Asset Management
Colorado
$4.55M +$302K +22,092 +7%
Osaic Holdings
24
Osaic Holdings
Arizona
$4.46M +$106K +7,773 +2%
Two Sigma Investments
25
Two Sigma Investments
New York
$4.38M -$795K -58,158 -15%

NMFC Hedge Fund Activity: Q4 2021 in Review

134 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in New Mountain Finance (NMFC) for Q4 2021, worth a combined $407M — up 0.99% from $403M a quarter earlier.

Buyers outnumbered sellers: 25 funds opened new NMFC positions and 15 closed out — a net gain of 10 holders — while 41 added to existing stakes and 32 trimmed.

The largest buyer was HighTower Advisors, adding an estimated $1.88M. The largest seller was Wells Fargo, cutting an estimated $42.5M.

  • 134 institutional investors held New Mountain Finance (NMFC) as of Q4 2021, up from 124 in Q3 2021.
  • Funds reported $407M of New Mountain Finance stock for Q4 2021, up 0.99% quarter-over-quarter.
  • 25 funds opened new New Mountain Finance positions in Q4 2021 and 15 closed out, a net change of +10 holders.
  • The largest New Mountain Finance buyer in Q4 2021 was HighTower Advisors, an estimated $1.88M added.
  • The largest New Mountain Finance seller in Q4 2021 was Wells Fargo, an estimated $42.5M sold.

Based on aggregated 13F filings for Q4 2021.