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New Mountain Finance

147 hedge funds and large institutions have $388M invested in New Mountain Finance in 2023 Q1 according to their latest regulatory filings, with 15 funds opening new positions, 50 increasing their positions, 46 reducing their positions, and 25 closing their positions.

New
Increased
Maintained
Reduced
Closed

444% more call options, than puts

Call options by funds: $549K | Put options by funds: $101K

9% more repeat investments, than reductions

Existing positions increased: 50 | Existing positions reduced: 46

0.84% less ownership

Funds ownership: 32.52%31.68% (-0.84%)

5% less capital invested

Capital invested by funds: $406M → $388M (-$18.3M)

8% less funds holding

Funds holding: 159147 (-12)

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

40% less first-time investments, than exits

New positions opened: 15 | Existing positions closed: 25

Holders
147
Holders Change
-12
Holders Change %
-7.55%
% of All Funds
2.34%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.03%
New
15
Increased
50
Reduced
46
Closed
25
Calls
$549K
Puts
$101K
Net Calls
+$448K
Net Calls Change
-$31K
Name Holding Trade Value Shares
Change
Change in
Stake
Cerity Partners
1
Cerity Partners
New York
$47.6M +$2.2M +174,873 +5%
Allspring Global Investments
2
Allspring Global Investments
North Carolina
$38M +$80.7K +6,412 +0.2%
HighTower Advisors
3
HighTower Advisors
Illinois
$31.3M +$1.18M +94,085 +4%
LSV Asset Management
4
LSV Asset Management
Illinois
$29.2M -$40.2K -3,198 -0.1%
Morgan Stanley
5
Morgan Stanley
New York
$22.8M +$1.45M +115,201 +7%
VanEck Associates
6
VanEck Associates
New York
$16.2M +$1.09M +86,318 +7%
DCM
7
Dimension Capital Management
Florida
$14.4M -$433K -34,378 -3%
JP Morgan Chase
8
JP Morgan Chase
New York
$14M +$363K +28,871 +3%
C
9
Cliffwater
California
$12.7M -$5.49M -436,003 -29%
PCM
10
Palisade Capital Management
New Jersey
$12.5M -$48.8K -3,875 -0.4%
Legal & General Group
11
Legal & General Group
United Kingdom
$8.56M +$338K +26,893 +4%
Millennium Management
12
Millennium Management
New York
$7.39M -$4.66M -370,610 -38%
BGIM
13
Brandywine Global Investment Management
Pennsylvania
$6.44M +$103K +8,170 +2%
BlackRock
14
BlackRock
New York
$5.77M -$3.58M -284,791 -38%
Bank of America
15
Bank of America
North Carolina
$5.29M +$531K +42,220 +11%
Two Sigma Investments
16
Two Sigma Investments
New York
$4.91M +$2.33M +185,226 +85%
Two Sigma Advisers
17
Two Sigma Advisers
New York
$4.81M +$654K +52,000 +15%
MC
18
Muzinich & Co
New York
$4.77M -$261K -20,745 -5%
Sumitomo Mitsui Trust Group
19
Sumitomo Mitsui Trust Group
Japan
$4.58M -$315K -25,020 -6%
UBS Group
20
UBS Group
Switzerland
$4.53M -$550K -43,707 -11%
CIM
21
Confluence Investment Management
Missouri
$4.51M -$375K -29,835 -7%
ACM
22
Advisors Capital Management
New Jersey
$4.41M +$115K +9,121 +3%
AAM
23
Advisors Asset Management
Colorado
$4.37M +$228K +18,153 +5%
Osaic Holdings
24
Osaic Holdings
Arizona
$4.35M +$167K +13,283 +4%
LC
25
Lindbrook Capital
California
$4.35M +$72.4K +5,750 +2%

NMFC Hedge Fund Activity: Q1 2023 in Review

147 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in New Mountain Finance (NMFC) for Q1 2023, worth a combined $388M — down 4.5% from $406M a quarter earlier.

Sellers outnumbered buyers: 25 funds closed out of NMFC and 15 opened new positions — a net loss of 10 holders — while 46 trimmed existing stakes and 50 added.

The largest buyer was Two Sigma Investments, adding an estimated $2.33M. The largest seller was Cliffwater, cutting an estimated $5.49M.

  • 147 institutional investors held New Mountain Finance (NMFC) as of Q1 2023, down from 159 in Q4 2022.
  • Funds reported $388M of New Mountain Finance stock for Q1 2023, down 4.5% quarter-over-quarter.
  • 15 funds opened new New Mountain Finance positions in Q1 2023 and 25 closed out, a net change of -10 holders.
  • The largest New Mountain Finance buyer in Q1 2023 was Two Sigma Investments, an estimated $2.33M added.
  • The largest New Mountain Finance seller in Q1 2023 was Cliffwater, an estimated $5.49M sold.

Based on aggregated 13F filings for Q1 2023.