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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+0.12%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$4.86B
AUM Growth
+$1.32B
Cap. Flow
+$1.45B
Cap. Flow %
29.86%
Top 10 Hldgs %
47.16%
Holding
450
New
132
Increased
60
Reduced
64
Closed
113
Avg Time Held Equity + Options
2 quarters
Top 10 Avg Time Held Equity + Options
0.6 quarters
Top 20 Avg Time Held Equity + Options
0.8 quarters
Avg Time Held Equity only
1.9 quarters
Top 10 Avg Time Held Equity only
0.6 quarters
Top 20 Avg Time Held Equity only
0.8 quarters

Top Buys

Rank Stock Value
1
ETFC
E*Trade Financial Corporation
ETFC
+$328M
2
TIF
Tiffany & Co.
TIF
+$281M
3
CY
Cypress Semiconductor
CY
+$192M
4
S icon
Sprint Corporation
S
+$186M
5
LM
Legg Mason, Inc.
LM
+$163M

Top Sells

Rank Stock Value
1
WCG
Wellcare Health Plans, Inc.
WCG
+$514M
2
ZAYO
Zayo Group Holdings, Inc.
ZAYO
+$142M
3
MDCO
Medicines Co
MDCO
+$82.1M
4
INXN
Interxion Holding N.V.
INXN
+$51.4M
5
TSLA icon
Tesla
TSLA
+$30.8M

Sector Composition

Rank Sector Weight
1 Technology 24.73%
2 Consumer Discretionary 17.71%
3 Financials 17.08%
4 Miscellaneous 11.63%
5 Industrials 7.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
AVPT icon
26
AvePoint
AVPT
$3.1B
$24.4M 0.5%
2,500,000
– –
2019 Q4
1 quarter
META icon
27
Meta Platforms (Facebook)
META
$1.83T
$24.2M 0.5%
145,000
+50,000
+53% +$9.79M
2016 Q3
14 quarters
AMZN icon
28
Amazon
AMZN
$2.83T
$23.9M 0.49%
245,000
-20,000
-8% -$1.94M
2015 Q1
20 quarters
CHPM
29
DELISTED
CHP Merger Corp. Class A Common Stock
CHPM
$23.8M 0.49%
+2,450,000
New +$24.1M
2020 Q1
0 quarters
UWMC icon
30
UWM Holdings
UWMC
$373M
$23.3M 0.48%
+2,500,000
New +$23.3M
2020 Q1
0 quarters
ASTS icon
31
AST SpaceMobile
ASTS
$15.3B
$22.3M 0.46%
2,277,000
– –
2019 Q4
1 quarter
UPH
32
DELISTED
UpHealth, Inc.
UPH
$21.7M 0.45%
218,340
+102,500
+88% +$10.2M
2019 Q3
2 quarters
NAV
33
DELISTED
Navistar International
NAV
$21.7M 0.45%
+1,316,684
New +$38.5M
2020 Q1
0 quarters
RIDE
34
DELISTED
Lordstown Motors Corp. Class A Common Stock
RIDE
$21.4M 0.44%
143,333
– –
2019 Q3
2 quarters
LOTZ
35
DELISTED
CarLotz, Inc. Class A Common Stock
LOTZ
$21.4M 0.44%
2,174,000
+100,000
+5% +$1M
2019 Q3
2 quarters
LOGM
36
DELISTED
LogMein, Inc.
LOGM
$20.9M 0.43%
+250,397
New +$21.1M
2020 Q1
0 quarters
ASLE icon
37
AerSale
ASLE
$242M
$20.7M 0.43%
2,056,500
+1,656,500
+414% +$16.8M
2019 Q4
1 quarter
DM icon
38
DELISTED
Desktop Metal, Inc.
DM
$20.5M 0.42%
205,773
+81,343
+65% +$8.12M
2019 Q3
2 quarters
EE icon
39
DELISTED
El Paso Electric Company
EE
$20.3M 0.42%
+299,346
New +$20.3M
2020 Q1
0 quarters
MAPS icon
40
DELISTED
WM TECHNOLOGY INC A
MAPS
$20.2M 0.42%
2,054,590
+896,700
+77% +$8.9M
2019 Q4
1 quarter
BTRS
41
DELISTED
BTRS Holdings Inc. Class 1 Common Stock
BTRS
$19.9M 0.41%
2,047,798
– –
2019 Q3
2 quarters
THBR
42
DELISTED
Thunder Bridge Acquisition II, Ltd. Class A Ordinary Shares
THBR
$19.5M 0.4%
1,983,068
+1,622,068
+449% +$16.1M
2019 Q4
1 quarter
GB icon
43
DELISTED
Global Blue Group Holding
GB
$19.5M 0.4%
+1,926,542
New +$20.2M
2020 Q1
0 quarters
CHPT icon
44
ChargePoint
CHPT
$213M
$18.7M 0.39%
96,948
– –
2019 Q3
2 quarters
ADSW
45
DELISTED
Advanced Disposal Services Inc
ADSW
$18.3M 0.38%
+558,551
New +$18.3M
2020 Q1
0 quarters
PAYA
46
DELISTED
Paya Holdings Inc. Class A Common Stock
PAYA
$17.9M 0.37%
1,790,000
+100,000
+6% +$1.02M
2019 Q3
2 quarters
GOEV icon
47
DELISTED
Canoo Inc. Class A Common Stock
GOEV
$17.9M 0.37%
3,841
+3,043
+381% +$14.3M
2019 Q3
2 quarters
CIIC
48
DELISTED
CIIG Merger Corp. - Class A Common Stock
CIIC
$17.5M 0.36%
+1,800,000
New +$17.7M
2020 Q1
0 quarters
KPLT icon
49
Katapult Holdings
KPLT
$399M
$17.3M 0.36%
72,000
– –
2019 Q4
1 quarter
RPLA
50
DELISTED
Replay Acquisition Corp. Ordinary Shares
RPLA
$17.2M 0.35%
1,735,000
+750,000
+76% +$7.49M
2019 Q3
2 quarters
1
2
3 4 5

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RC
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CGL
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JCM
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MPM
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UBS O'Connor's Q1 2020 Portfolio in Review

As of Q1 2020, UBS O'Connor held 450 positions worth $4.86B, up 37% from $3.53B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

UBS O'Connor deployed $1.45B of net new capital in Q1 2020, opening 132 new positions and adding to 60 existing holdings. Its largest new stake was E*Trade Financial Corporation: 7,751,548 shares worth $266M.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 19% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was Alibaba, an estimated $17M trimmed.

  • UBS O'Connor's largest Q1 2020 buy was E*Trade Financial Corporation: 7,751,548 shares worth $266M.
  • UBS O'Connor added most to Tiffany & Co. in Q1 2020, an estimated $281M increase.
  • UBS O'Connor's biggest Q1 2020 reduction was Alibaba, cutting an estimated $17M.
  • UBS O'Connor fully exited Wellcare Health Plans, Inc. in Q1 2020, selling an estimated $514M.
  • UBS O'Connor's ten largest holdings make up 47% of its $4.86B portfolio in Q1 2020.
  • UBS O'Connor opened 132 new positions and closed 113 in Q1 2020.
  • UBS O'Connor's portfolio value rose 37% quarter-over-quarter to $4.86B.

Based on UBS O'Connor's 13F filing for Q1 2020, filed 15 May 2020.