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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+0.12%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.86B
AUM Growth
+$1.32B
Cap. Flow
+$1.7B
Cap. Flow %
35.01%
Top 10 Hldgs %
47.16%
Holding
450
New
132
Increased
60
Reduced
64
Closed
113

Top Buys

Rank Stock Value
1
ETFC
E*Trade Financial Corporation
ETFC
+$328M
2
TIF
Tiffany & Co.
TIF
+$281M
3
CY
Cypress Semiconductor
CY
+$192M
4
S
Sprint Corporation
S
+$186M
5
LM
Legg Mason, Inc.
LM
+$163M

Top Sells

Rank Stock Value
1
WCG
Wellcare Health Plans, Inc.
WCG
+$514M
2
ZAYO
Zayo Group Holdings, Inc.
ZAYO
+$142M
3
MDCO
Medicines Co
MDCO
+$82.1M
4
INXN
Interxion Holding N.V.
INXN
+$51.4M
5
TSLA icon
Tesla
TSLA
+$30.8M

Sector Composition

Rank Sector Weight
1 Technology 24.13%
2 Financials 17.08%
3 Consumer Discretionary 9.29%
4 Industrials 7.81%
5 Healthcare 7.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVPT icon
26
AvePoint
AVPT
$2.71B
$24.4M 0.5%
2,500,000
– –
META icon
27
Meta Platforms (Facebook)
META
$1.5T
$24.2M 0.5%
145,000
+50,000
+53% +$9.79M
AMZN icon
28
Amazon
AMZN
$2.94T
$23.9M 0.49%
245,000
-20,000
-8% -$1.94M
CHPM
29
DELISTED
CHP Merger Corp. Class A Common Stock
CHPM
$23.8M 0.49%
+2,450,000
New +$24.1M
UWMC icon
30
UWM Holdings
UWMC
$407M
$23.3M 0.48%
+2,500,000
New +$23.3M
ASTS icon
31
AST SpaceMobile
ASTS
$20.1B
$22.3M 0.46%
2,277,000
– –
UPH
32
DELISTED
UpHealth, Inc.
UPH
$21.7M 0.45%
218,340
+102,500
+88% +$10.2M
NAV
33
DELISTED
Navistar International
NAV
$21.7M 0.45%
+1,316,684
New +$38.5M
RIDE
34
DELISTED
Lordstown Motors Corp. Class A Common Stock
RIDE
$21.4M 0.44%
143,333
– –
LOTZ
35
DELISTED
CarLotz, Inc. Class A Common Stock
LOTZ
$21.4M 0.44%
2,174,000
+100,000
+5% +$1M
LOGM
36
DELISTED
LogMein, Inc.
LOGM
$20.9M 0.43%
+250,397
New +$21.1M
ASLE icon
37
AerSale
ASLE
$298M
$20.7M 0.43%
2,056,500
+1,656,500
+414% +$16.8M
DM
38
DELISTED
Desktop Metal, Inc.
DM
$20.5M 0.42%
205,773
+81,343
+65% +$8.12M
EE
39
DELISTED
El Paso Electric Company
EE
$20.3M 0.42%
+299,346
New +$20.3M
MAPS
40
DELISTED
WM TECHNOLOGY INC A
MAPS
$20.2M 0.42%
2,054,590
+896,700
+77% +$8.9M
BTRS
41
DELISTED
BTRS Holdings Inc. Class 1 Common Stock
BTRS
$19.9M 0.41%
2,047,798
– –
THBR
42
DELISTED
Thunder Bridge Acquisition II, Ltd. Class A Ordinary Shares
THBR
$19.5M 0.4%
1,983,068
+1,622,068
+449% +$16.1M
GB
43
DELISTED
Global Blue Group Holding
GB
$19.5M 0.4%
+1,926,542
New +$20.2M
CHPT icon
44
ChargePoint
CHPT
$152M
$18.7M 0.39%
96,948
– –
ADSW
45
DELISTED
Advanced Disposal Services Inc
ADSW
$18.3M 0.38%
+558,551
New +$18.3M
PAYA
46
DELISTED
Paya Holdings Inc. Class A Common Stock
PAYA
$17.9M 0.37%
1,790,000
+100,000
+6% +$1.02M
GOEV
47
DELISTED
Canoo Inc. Class A Common Stock
GOEV
$17.9M 0.37%
3,841
+3,043
+381% +$14.3M
CIIC
48
DELISTED
CIIG Merger Corp. - Class A Common Stock
CIIC
$17.5M 0.36%
+1,800,000
New +$17.7M
KPLT icon
49
Katapult Holdings
KPLT
$32.1M
$17.3M 0.36%
72,000
– –
RPLA
50
DELISTED
Replay Acquisition Corp. Ordinary Shares
RPLA
$17.2M 0.35%
1,735,000
+750,000
+76% +$7.49M
1
2
3 4 5

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SAG
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ACI
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UBS O'Connor's Q1 2020 Portfolio in Review

As of Q1 2020, UBS O'Connor held 450 positions worth $4.86B, up 37% from $3.53B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

UBS O'Connor deployed $1.7B of net new capital in Q1 2020, opening 132 new positions and adding to 60 existing holdings. Its largest new stake was E*Trade Financial Corporation: 7,751,548 shares worth $266M.

By sector, the portfolio is most concentrated in Technology at 24% of assets, up from 19% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Alibaba, an estimated $17M trimmed.

  • UBS O'Connor's largest Q1 2020 buy was E*Trade Financial Corporation: 7,751,548 shares worth $266M.
  • UBS O'Connor added most to Tiffany & Co. in Q1 2020, an estimated $281M increase.
  • UBS O'Connor's biggest Q1 2020 reduction was Alibaba, cutting an estimated $17M.
  • UBS O'Connor fully exited Wellcare Health Plans, Inc. in Q1 2020, selling an estimated $514M.
  • UBS O'Connor's ten largest holdings make up 47% of its $4.86B portfolio in Q1 2020.
  • UBS O'Connor opened 132 new positions and closed 113 in Q1 2020.
  • UBS O'Connor's portfolio value rose 37% quarter-over-quarter to $4.86B.

Based on UBS O'Connor's 13F filing for Q1 2020, filed 15 May 2020.