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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+5.84%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.94B
AUM Growth
+$1.03B
Cap. Flow
+$264M
Cap. Flow %
4.44%
Top 10 Hldgs %
34.32%
Holding
632
New
148
Increased
86
Reduced
133
Closed
221

Top Buys

Rank Stock Value
1
BRCM
BROADCOM CORP CL-A
BRCM
+$462M
2
PCP
PRECISION CASTPARTS CORP
PCP
+$326M
3
CB
CHUBB CORPORATION
CB
+$232M
4
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$189M
5
EMC
EMC CORPORATION
EMC
+$130M

Top Sells

Rank Stock Value
1
HCC
HCC INSURANCES HOLDINGS INC
HCC
+$218M
2
CYN
CITY NATIONAL CORPORATION
CYN
+$106M
3
HCBK
HUDSON CITY BANCORP INC
HCBK
+$62.8M
4
NUE icon
Nucor
NUE
+$54.4M
5
CVC
CABLEVISION SYS CP NY GRP CL-A
CVC
+$44.1M

Sector Composition

Rank Sector Weight
1 Industrials 17.3%
2 Financials 13.13%
3 Consumer Staples 11.42%
4 Consumer Discretionary 11.12%
5 Technology 5.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HUM icon
26
Humana
HUM
$44.1B
$50.1M 0.84%
+276,088
New +$48.5M
TAP icon
27
Molson Coors Class B
TAP
$7.95B
$45.7M 0.77%
486,412
+279,390
+135% +$25.2M
BKHU
28
DELISTED
Black Hills Corporation
BKHU
$45.7M 0.77%
+825,000
New +$43.5M
PGR icon
29
Progressive
PGR
$125B
$45.4M 0.76%
1,426,518
+185,260
+15% +$5.89M
PF
30
DELISTED
Pinnacle Foods, Inc.
PF
$43.3M 0.73%
1,019,364
+480,413
+89% +$20.5M
BBY icon
31
Best Buy
BBY
$16.9B
$39.1M 0.66%
1,285,316
+402,420
+46% +$13.3M
MRC
32
DELISTED
MRC Global
MRC
$38.7M 0.65%
2,999,588
+593,580
+25% +$7.82M
AAL icon
33
American Airlines Group
AAL
$10.6B
$38.1M 0.64%
899,497
-437,881
-33% -$19M
WRK
34
DELISTED
WestRock Company
WRK
$37.2M 0.63%
906,189
+63,152
+7% +$2.87M
WLK icon
35
Westlake Corp
WLK
$9.93B
$36.9M 0.62%
679,280
+451,008
+198% +$26.1M
RAD
36
DELISTED
Rite Aid Corporation
RAD
$36.8M 0.62%
234,970
+203,478
+646% +$30.1M
B
37
Barrick Mining
B
$69.3B
$36.7M 0.62%
4,973,500
+1,523,823
+44% +$11.4M
PEP icon
38
PepsiCo
PEP
$189B
$33.6M 0.57%
336,744
-342,317
-50% -$34.2M
OXY icon
39
Occidental Petroleum
OXY
$55.7B
$33.2M 0.56%
+491,351
New +$35.3M
GOOGL icon
40
Alphabet (Google) Class A
GOOGL
$4.38T
$32.1M 0.54%
+825,720
New +$30.6M
WU icon
41
Western Union
WU
$2.23B
$31.2M 0.52%
+1,740,725
New +$32.9M
PPG icon
42
PPG Industries
PPG
$26B
$30.9M 0.52%
312,601
-44,079
-12% -$4.45M
MSFT icon
43
Microsoft
MSFT
$3.71T
$30.5M 0.51%
550,426
-159,753
-22% -$8.41M
EUO icon
44
ProShares UltraShort Euro
EUO
$34.8M
$30.3M 0.51%
1,188,130
-621,384
-34% -$15.7M
KMB icon
45
Kimberly-Clark
KMB
$36.1B
$30.2M 0.51%
237,368
-90,495
-28% -$10.9M
DYAX
46
DELISTED
DYAX CORPORATION
DYAX
$28.8M 0.48%
+765,069
New +$24.6M
IP icon
47
International Paper
IP
$21.5B
$27M 0.45%
756,338
+487,812
+182% +$18.8M
IWD icon
48
iShares Russell 1000 Value ETF
IWD
$83.2B
$26.3M 0.44%
268,286
-84,853
-24% -$8.42M
CF icon
49
CF Industries
CF
$17.9B
$25.6M 0.43%
626,391
+546,962
+689% +$25.8M
ATML
50
DELISTED
ATMEL CORP
ATML
$25.5M 0.43%
+2,960,212
New +$24.8M
1
2
3 4 5

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SAG
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ACI
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TCOV
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CGL
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UBS O'Connor's Q4 2015 Portfolio in Review

As of Q4 2015, UBS O'Connor held 632 positions worth $5.94B, up 21% from $4.91B the previous quarter. Its ten largest holdings account for 34% of the portfolio.

UBS O'Connor deployed $264M of net new capital in Q4 2015, opening 148 new positions and adding to 86 existing holdings. Its largest new stake was BROADCOM CORP CL-A: 8,579,797 shares worth $496M.

By sector, the portfolio is most concentrated in Industrials at 17% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Staples.

On the sell side, the largest reduction was Nucor, an estimated $54.4M trimmed.

  • UBS O'Connor's largest Q4 2015 buy was BROADCOM CORP CL-A: 8,579,797 shares worth $496M.
  • UBS O'Connor added most to EMC CORPORATION in Q4 2015, an estimated $130M increase.
  • UBS O'Connor's biggest Q4 2015 reduction was Nucor, cutting an estimated $54.4M.
  • UBS O'Connor fully exited HCC INSURANCES HOLDINGS INC in Q4 2015, selling an estimated $218M.
  • UBS O'Connor's ten largest holdings make up 34% of its $5.94B portfolio in Q4 2015.
  • UBS O'Connor opened 148 new positions and closed 221 in Q4 2015.
  • UBS O'Connor's portfolio value rose 21% quarter-over-quarter to $5.94B.

Based on UBS O'Connor's 13F filing for Q4 2015, filed 10 Feb 2016.