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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+5.68%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$11.3B
AUM Growth
+$671M
Cap. Flow
-$239M
Cap. Flow %
-2.11%
Top 10 Hldgs %
31.33%
Holding
656
New
149
Increased
93
Reduced
134
Closed
233
Avg Time Held Equity + Options
2.2 quarters
Top 10 Avg Time Held Equity + Options
1.5 quarters
Top 20 Avg Time Held Equity + Options
1.8 quarters
Avg Time Held Equity only
2.2 quarters
Top 10 Avg Time Held Equity only
1.5 quarters
Top 20 Avg Time Held Equity only
1.8 quarters

Top Buys

Rank Stock Value
1
BRCM
BROADCOM CORP CL-A
BRCM
+$494M
2
PCP
PRECISION CASTPARTS CORP
PCP
+$346M
3
CB icon
CHUBB CORPORATION
CB
+$335M
4
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$189M
5
FCAM
Fiat Chrysler Automobiles N.V.
FCAM
+$131M

Top Sells

Rank Stock Value
1
HCC icon
HCC INSURANCES HOLDINGS INC
HCC
+$218M
2
SIAL
SIGMA - ALDRICH CORP
SIAL
+$159M
3
HCBK
HUDSON CITY BANCORP INC
HCBK
+$121M
4
NUE icon
Nucor
NUE
+$109M
5
CYN icon
CITY NATIONAL CORPORATION
CYN
+$106M

Sector Composition

Rank Sector Weight
1 Miscellaneous 20.82%
2 Industrials 18.29%
3 Financials 14.08%
4 Consumer Staples 12%
5 Consumer Discretionary 11.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
JCI icon
26
Johnson Controls International
JCI
$95.4B
$103M 0.91%
2,497,013
+381,764
+18% +$17.3M
2015 Q1
3 quarters
TAP icon
27
Molson Coors Class B
TAP
$6.94B
$91.4M 0.81%
972,824
+558,780
+135% +$50.4M
2015 Q1
3 quarters
BKHU
28
DELISTED
Black Hills Corporation
BKHU
$91.3M 0.81%
+1,650,000
New +$86.9M
2015 Q4
0 quarters
PGR icon
29
Progressive
PGR
$126B
$90.7M 0.8%
2,853,036
+370,520
+15% +$11.8M
2015 Q2
2 quarters
PF
30
DELISTED
Pinnacle Foods, Inc.
PF
$86.6M 0.77%
2,038,728
+960,826
+89% +$41.1M
2014 Q1
7 quarters
BBY icon
31
Best Buy
BBY
$18.2B
$78.3M 0.69%
2,570,632
+804,840
+46% +$26.6M
2015 Q1
3 quarters
MRC icon
32
DELISTED
MRC Global
MRC
$77.4M 0.68%
5,999,176
+1,187,160
+25% +$15.6M
2014 Q4
4 quarters
AAL icon
33
American Airlines Group
AAL
$8.45B
$76.2M 0.67%
1,798,994
-875,762
-33% -$38M
2013 Q4
8 quarters
WRK icon
34
DELISTED
WestRock Company
WRK
$74.5M 0.66%
1,812,378
+126,304
+7% +$5.75M
2015 Q3
1 quarter
WLK icon
35
Westlake Corp
WLK
$7.96B
$73.8M 0.65%
1,358,560
+902,016
+198% +$52.3M
2015 Q1
3 quarters
B icon
36
Barrick Mining
B
$67.6B
$73.4M 0.65%
9,947,000
+3,047,646
+44% +$22.7M
2015 Q2
2 quarters
PEP icon
37
PepsiCo
PEP
$172B
$67.3M 0.59%
673,488
-684,634
-50% -$68.3M
2014 Q4
4 quarters
OXY icon
38
Occidental Petroleum
OXY
$60.1B
$66.3M 0.59%
+982,703
New +$70.7M
2015 Q4
0 quarters
GOOGL icon
39
Alphabet (Google) Class A
GOOGL
$4.3T
$64.2M 0.57%
+1,651,440
New +$61.1M
2015 Q4
0 quarters
WU icon
40
Western Union
WU
$1.91B
$62.4M 0.55%
+3,481,450
New +$65.7M
2015 Q4
0 quarters
PPG icon
41
PPG Industries
PPG
$23.1B
$61.8M 0.55%
625,202
-88,158
-12% -$8.91M
2014 Q3
5 quarters
MSFT icon
42
Microsoft
MSFT
$3.97T
$61.1M 0.54%
1,100,852
-319,506
-22% -$16.8M
2013 Q2
10 quarters
EUO icon
43
ProShares UltraShort Euro
EUO
$35.6M
$60.7M 0.54%
2,376,260
-1,242,768
-34% -$31.4M
2015 Q2
2 quarters
KMB icon
44
Kimberly-Clark
KMB
$32.5B
$60.4M 0.53%
474,736
-180,990
-28% -$21.7M
2015 Q1
3 quarters
DYAX
45
DELISTED
DYAX CORPORATION
DYAX
$57.2M 0.51%
+1,520,193
New +$48.9M
2015 Q4
0 quarters
IP icon
46
International Paper
IP
$17B
$54M 0.48%
1,512,676
+975,624
+182% +$37.5M
2015 Q3
1 quarter
IWD icon
47
iShares Russell 1000 Value ETF
IWD
$82.7B
$52.5M 0.46%
536,572
-169,706
-24% -$16.8M
2015 Q3
1 quarter
CF icon
48
CF Industries
CF
$16.9B
$51.1M 0.45%
1,252,782
+1,093,924
+689% +$51.6M
2015 Q1
3 quarters
HUM icon
49
Humana
HUM
$51.9B
$50.1M 0.44%
+276,088
New +$48.5M
2015 Q4
0 quarters
CDK
50
DELISTED
CDK Global, Inc.
CDK
$50.1M 0.44%
1,054,382
+281,848
+36% +$13.7M
2014 Q4
4 quarters
1
2
3 4 5

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FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q4 2015 Portfolio in Review

As of Q4 2015, UBS O'Connor held 656 positions worth $11.3B, up 6.3% from $10.6B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

UBS O'Connor's Q4 2015 filing shows 149 new, 93 increased, 134 reduced and 233 closed positions. Its largest new stake was TIME WARNER CABLE INC NEW COM STK: 1,020,664 shares worth $189M. The largest sale was HCC INSURANCES HOLDINGS INC, an estimated $218M.

By sector, the portfolio is most concentrated in Miscellaneous at 21% of assets, up from 17% a quarter earlier, followed by Industrials and Financials.

  • UBS O'Connor's largest Q4 2015 buy was TIME WARNER CABLE INC NEW COM STK: 1,020,664 shares worth $189M.
  • UBS O'Connor added most to BROADCOM CORP CL-A in Q4 2015, an estimated $494M increase.
  • UBS O'Connor's biggest Q4 2015 reduction was Nucor, cutting an estimated $109M.
  • UBS O'Connor fully exited HCC INSURANCES HOLDINGS INC in Q4 2015, selling an estimated $218M.
  • UBS O'Connor's ten largest holdings make up 31% of its $11.3B portfolio in Q4 2015.
  • UBS O'Connor opened 149 new positions and closed 233 in Q4 2015.
  • UBS O'Connor's portfolio value rose 6.3% quarter-over-quarter to $11.3B.

Based on UBS O'Connor's 13F filing for Q4 2015, filed 10 Feb 2016.