We are live on ! Find out more
UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+4.38%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$6.88B
AUM Growth
+$766M
Cap. Flow
+$1.21B
Cap. Flow %
17.57%
Top 10 Hldgs %
39.32%
Holding
527
New
147
Increased
85
Reduced
83
Closed
185

Top Buys

Rank Stock Value
1
BCR
CR Bard Inc.
BCR
+$198M
2
ALR
Alere Inc
ALR
+$196M
3
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$185M
4
COL
Rockwell Collins
COL
+$182M
5
TWX
Time Warner Inc
TWX
+$146M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$377M
2
WOOF
VCA Inc.
WOOF
+$199M
3
TAP icon
Molson Coors Class B
TAP
+$72.3M
4
BIDU icon
Baidu
BIDU
+$53.6M
5
DHR icon
Danaher
DHR
+$43.1M

Sector Composition

Rank Sector Weight
1 Communication Services 16.91%
2 Industrials 10.77%
3 Consumer Discretionary 10.44%
4 Technology 9.3%
5 Consumer Staples 8.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MR
451
DELISTED
Montage Resources Corporation Common Stock
MR
– –
-98,558
Closed -$4.23M
BITA
452
DELISTED
Bitauto Holdings Limited
BITA
– –
-159,004
Closed -$4.57M
AXAS
453
DELISTED
Abraxas Petroleum Corp
AXAS
– –
-144,314
Closed -$4.68M
PSV
454
DELISTED
Hermitage Offshore Services Ltd.
PSV
– –
-23,806
Closed -$298K
NE
455
DELISTED
Noble Corporation
NE
– –
-556,812
Closed -$2.02M
LM
456
DELISTED
Legg Mason, Inc.
LM
– –
-342,100
Closed -$13.1M
CHK
457
DELISTED
Chesapeake Energy Corporation
CHK
– –
-122
Closed -$122K
JCP
458
DELISTED
J.C. Penney Company, Inc.
JCP
– –
-1,001,013
Closed -$4.66M
AGN
459
DELISTED
Allergan plc
AGN
– –
-3,800
Closed -$924K
AKS
460
DELISTED
AK Steel Holding Corp
AKS
– –
-1,326,467
Closed -$7.58M
ZAYO
461
DELISTED
Zayo Group Holdings, Inc.
ZAYO
– –
-81,738
Closed -$2.53M
JAG
462
DELISTED
Jagged Peak Energy Inc.
JAG
– –
-368,476
Closed -$4.92M
CRZO
463
DELISTED
Carrizo Oil & Gas Inc
CRZO
– –
-30,000
Closed -$523K
VIAB
464
DELISTED
Viacom Inc. Class B
VIAB
– –
-526,619
Closed -$17.7M
CJ
465
DELISTED
C&J Energy Services, Inc.
CJ
– –
-36,216
Closed -$1.24M
APC
466
CALL
DELISTED
Anadarko Petroleum
APC
– –
-257,500
Closed -$309K
AKAO
467
DELISTED
Achaogen Inc
AKAO
– –
-78,697
Closed -$1.71M
RDC
468
DELISTED
Rowan Companies Plc
RDC
– –
-219,309
Closed -$2.35M
ARRS
469
DELISTED
ARRIS International plc Ordinary Shares
ARRS
– –
-50,000
Closed -$1.4M
TFCFA
470
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
– –
-99,873
Closed -$2.83M
P
471
DELISTED
Pandora Media Inc
P
– –
-1,133,227
Closed -$10.1M
WRD
472
DELISTED
WildHorse Resource Development
WRD
– –
-62,525
Closed -$773K
ARII
473
DELISTED
American Railcar Industries, Inc.
ARII
– –
-81,000
Closed -$3.1M
EGN
474
DELISTED
Energen
EGN
– –
-13,068
Closed -$645K
JONE
475
DELISTED
Jones Energy, Inc.
JONE
– –
-57,145
Closed -$1.83M
17 18
19
20 21

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2017 Portfolio in Review

As of Q3 2017, UBS O'Connor held 527 positions worth $6.88B, up 13% from $6.11B the previous quarter. Its ten largest holdings account for 39% of the portfolio.

UBS O'Connor deployed $1.21B of net new capital in Q3 2017, opening 147 new positions and adding to 85 existing holdings. Its largest new stake was Alere Inc: 3,919,823 shares worth $198M.

By sector, the portfolio is most concentrated in Communication Services at 17% of assets, up from 14% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Molson Coors Class B, an estimated $72.3M trimmed.

  • UBS O'Connor's largest Q3 2017 buy was Alere Inc: 3,919,823 shares worth $198M.
  • UBS O'Connor added most to CR Bard Inc. in Q3 2017, an estimated $198M increase.
  • UBS O'Connor's biggest Q3 2017 reduction was Molson Coors Class B, cutting an estimated $72.3M.
  • UBS O'Connor fully exited Reynolds American Inc in Q3 2017, selling an estimated $377M.
  • UBS O'Connor's ten largest holdings make up 39% of its $6.88B portfolio in Q3 2017.
  • UBS O'Connor opened 147 new positions and closed 185 in Q3 2017.
  • UBS O'Connor's portfolio value rose 13% quarter-over-quarter to $6.88B.

Based on UBS O'Connor's 13F filing for Q3 2017, filed 14 Nov 2017.