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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+4.38%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$6.88B
AUM Growth
+$766M
Cap. Flow
+$480M
Cap. Flow %
6.98%
Top 10 Hldgs %
39.32%
Holding
527
New
147
Increased
85
Reduced
83
Closed
185
Avg Time Held Equity + Options
2.6 quarters
Top 10 Avg Time Held Equity + Options
1.2 quarters
Top 20 Avg Time Held Equity + Options
2 quarters
Avg Time Held Equity only
2.8 quarters
Top 10 Avg Time Held Equity only
1.2 quarters
Top 20 Avg Time Held Equity only
2 quarters

Top Buys

Rank Stock Value
1
BCR
CR Bard Inc.
BCR
+$198M
2
ALR
Alere Inc
ALR
+$196M
3
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$185M
4
COL
Rockwell Collins
COL
+$182M
5
TWX
Time Warner Inc
TWX
+$146M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$377M
2
WOOF icon
VCA Inc.
WOOF
+$199M
3
TAP icon
Molson Coors Class B
TAP
+$72.3M
4
BIDU icon
Baidu
BIDU
+$53.6M
5
DHR icon
Danaher
DHR
+$43.1M

Sector Composition

Rank Sector Weight
1 Communication Services 17.03%
2 Healthcare 13.89%
3 Industrials 13.62%
4 Consumer Discretionary 10.5%
5 Technology 9.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
MR
451
DELISTED
Montage Resources Corporation Common Stock
MR
– –
-98,558
Closed -$4.23M –
BITA icon
452
DELISTED
Bitauto Holdings Limited
BITA
– –
-159,004
Closed -$4.57M –
AXAS
453
DELISTED
Abraxas Petroleum Corp
AXAS
– –
-144,314
Closed -$4.68M –
PSV
454
DELISTED
Hermitage Offshore Services Ltd.
PSV
– –
-23,806
Closed -$298K –
NE icon
455
DELISTED
Noble Corporation
NE
– –
-556,812
Closed -$2.02M –
LM
456
DELISTED
Legg Mason, Inc.
LM
– –
-342,100
Closed -$13.1M –
CHK icon
457
DELISTED
Chesapeake Energy Corporation
CHK
– –
-122
Closed -$122K –
JCP
458
DELISTED
J.C. Penney Company, Inc.
JCP
– –
-1,001,013
Closed -$4.66M –
AGN
459
DELISTED
Allergan plc
AGN
– –
-3,800
Closed -$924K –
AKS
460
DELISTED
AK Steel Holding Corp
AKS
– –
-1,326,467
Closed -$7.58M –
ZAYO
461
DELISTED
Zayo Group Holdings, Inc.
ZAYO
– –
-81,738
Closed -$2.53M –
JAG
462
DELISTED
Jagged Peak Energy Inc.
JAG
– –
-368,476
Closed -$4.92M –
CRZO
463
DELISTED
Carrizo Oil & Gas Inc
CRZO
– –
-30,000
Closed -$523K –
VIAB
464
DELISTED
Viacom Inc. Class B
VIAB
– –
-526,619
Closed -$17.7M –
CJ
465
DELISTED
C&J Energy Services, Inc.
CJ
– –
-36,216
Closed -$1.24M –
APC icon
466
CALL
DELISTED
Anadarko Petroleum
APC
– –
-257,500
Closed -$309K –
AKAO
467
DELISTED
Achaogen Inc
AKAO
– –
-78,697
Closed -$1.71M –
RDC
468
DELISTED
Rowan Companies Plc
RDC
– –
-219,309
Closed -$2.35M –
ARRS
469
DELISTED
ARRIS International plc Ordinary Shares
ARRS
– –
-50,000
Closed -$1.4M –
TFCFA
470
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
– –
-99,873
Closed -$2.83M –
P icon
471
DELISTED
Pandora Media Inc
P
– –
-1,133,227
Closed -$10.1M –
WRD icon
472
DELISTED
WildHorse Resource Development
WRD
– –
-62,525
Closed -$773K –
ARII
473
DELISTED
American Railcar Industries, Inc.
ARII
– –
-81,000
Closed -$3.1M –
EGN
474
DELISTED
Energen
EGN
– –
-13,068
Closed -$645K –
JONE
475
DELISTED
Jones Energy, Inc.
JONE
– –
-57,145
Closed -$1.83M –
17 18
19
20 21

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CGL
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JCM
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MPM
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UBS O'Connor's Q3 2017 Portfolio in Review

As of Q3 2017, UBS O'Connor held 527 positions worth $6.88B, up 13% from $6.11B the previous quarter. Its ten largest holdings account for 39% of the portfolio.

UBS O'Connor deployed $480M of net new capital in Q3 2017, opening 147 new positions and adding to 85 existing holdings. Its largest new stake was Alere Inc: 3,919,823 shares worth $198M.

By sector, the portfolio is most concentrated in Communication Services at 17% of assets, up from 14% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Molson Coors Class B, an estimated $72.3M trimmed.

  • UBS O'Connor's largest Q3 2017 buy was Alere Inc: 3,919,823 shares worth $198M.
  • UBS O'Connor added most to CR Bard Inc. in Q3 2017, an estimated $198M increase.
  • UBS O'Connor's biggest Q3 2017 reduction was Molson Coors Class B, cutting an estimated $72.3M.
  • UBS O'Connor fully exited Reynolds American Inc in Q3 2017, selling an estimated $377M.
  • UBS O'Connor's ten largest holdings make up 39% of its $6.88B portfolio in Q3 2017.
  • UBS O'Connor opened 147 new positions and closed 185 in Q3 2017.
  • UBS O'Connor's portfolio value rose 13% quarter-over-quarter to $6.88B.

Based on UBS O'Connor's 13F filing for Q3 2017, filed 14 Nov 2017.