We are live on ! Find out more
UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+5.71%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.44B
AUM Growth
+$635M
Cap. Flow
+$416M
Cap. Flow %
7.65%
Top 10 Hldgs %
15.63%
Holding
579
New
166
Increased
105
Reduced
70
Closed
180

Top Buys

Rank Stock Value
1
AAL icon
American Airlines Group
AAL
+$66.9M
2
CCI icon
Crown Castle
CCI
+$53.8M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$52M
4
CCI.PRA
Crown Castle International Corp.
CCI.PRA
+$48.4M
5
DLTR icon
Dollar Tree
DLTR
+$42M

Top Sells

Rank Stock Value
1
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$60.5M
2
CL icon
Colgate-Palmolive
CL
+$46.1M
3
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$44.4M
4
WMT icon
Walmart Inc
WMT
+$41.7M
5
M icon
Macy's
M
+$41M

Sector Composition

Rank Sector Weight
1 Real Estate 17.07%
2 Consumer Staples 11.62%
3 Industrials 7.66%
4 Financials 6.61%
5 Consumer Discretionary 6.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WBA
451
PUT
DELISTED
Walgreens Boots Alliance
WBA
– –
-200,000
Closed -$428K
WERN icon
452
Werner Enterprises
WERN
$2.21B
– –
-316,190
Closed -$7.38M
WMT icon
453
CALL
Walmart Inc
WMT
$892B
– –
-300,000
Closed -$116K
WMT icon
454
Walmart Inc
WMT
$892B
– –
-1,692,174
Closed -$41.7M
WPRT
455
Westport Fuel Systems
WPRT
$35.1M
– –
-6,000
Closed -$1.45M
WSM icon
456
PUT
Williams-Sonoma
WSM
$29.1B
– –
-400,000
Closed -$380K
WY icon
457
CALL
Weyerhaeuser
WY
$18.3B
– –
-175,000
Closed -$188K
X
458
DELISTED
US Steel
X
– –
-166,222
Closed -$3.42M
XLP icon
459
PUT
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
– –
-50,000
Closed -$89K
XLU icon
460
CALL
State Street Utilities Select Sector SPDR ETF
XLU
$22.4B
– –
-240,000
Closed -$28K
XRT icon
461
PUT
State Street SPDR S&P Retail ETF
XRT
$323M
– –
-100,000
Closed -$10K
ZION icon
462
Zions Bancorporation
ZION
$10.3B
– –
-160,885
Closed -$4.41M
UCB
463
United Community Banks
UCB
$4.3B
– –
-318,170
Closed -$4.77M
GAP
464
CALL
The Gap Inc
GAP
$7.39B
– –
-300,000
Closed -$140K
RPT
465
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
– –
-466,666
Closed -$7.19M
CGRN
466
DELISTED
Capstone Green Energy Corporation Common Stock
CGRN
– –
-2,500
Closed -$590K
FRC
467
DELISTED
First Republic Bank
FRC
– –
-183,306
Closed -$8.55M
CTB
468
DELISTED
Cooper Tire & Rubber Co.
CTB
– –
-50,003
Closed -$1.54M
RST
469
DELISTED
ROSETTA STONE INC
RST
– –
-45,000
Closed -$730K
NE
470
CALL
DELISTED
Noble Corporation
NE
– –
-28,600
Closed -$6K
RRTS
471
DELISTED
RoadRunner Transportation Systems, Inc.
RRTS
– –
-1,200
Closed -$847K
RTN
472
PUT
DELISTED
Raytheon Company
RTN
– –
-25,000
Closed -$60K
INXN
473
DELISTED
Interxion Holding N.V.
INXN
– –
-429,998
Closed -$9.56M
LPT
474
DELISTED
Liberty Property Trust
LPT
– –
-726,954
Closed -$25.9M
MDR
475
CALL
DELISTED
McDermott International
MDR
– –
-6,667
Closed -$2K
17 18
19
20 21

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q4 2013 Portfolio in Review

As of Q4 2013, UBS O'Connor held 579 positions worth $5.44B, up 13% from $4.81B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

UBS O'Connor deployed $416M of net new capital in Q4 2013, opening 166 new positions and adding to 105 existing holdings. Its largest new stake was American Airlines Group: 2,596,600 shares worth $65.6M.

By sector, the portfolio is most concentrated in Real Estate at 17% of assets, up from 15% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was Colgate-Palmolive, an estimated $46.1M trimmed.

  • UBS O'Connor's largest Q4 2013 buy was American Airlines Group: 2,596,600 shares worth $65.6M.
  • UBS O'Connor added most to Crown Castle in Q4 2013, an estimated $53.8M increase.
  • UBS O'Connor's biggest Q4 2013 reduction was Colgate-Palmolive, cutting an estimated $46.1M.
  • UBS O'Connor fully exited ONYX PHARMACEUTICALS INC in Q4 2013, selling an estimated $60.5M.
  • UBS O'Connor's ten largest holdings make up 16% of its $5.44B portfolio in Q4 2013.
  • UBS O'Connor opened 166 new positions and closed 180 in Q4 2013.
  • UBS O'Connor's portfolio value rose 13% quarter-over-quarter to $5.44B.

Based on UBS O'Connor's 13F filing for Q4 2013, filed 13 Feb 2014.