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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+5.71%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.44B
AUM Growth
+$635M
Cap. Flow
+$85.7M
Cap. Flow %
1.58%
Top 10 Hldgs %
15.63%
Holding
579
New
166
Increased
105
Reduced
70
Closed
180
Avg Time Held Equity + Options
0.9 quarters
Top 10 Avg Time Held Equity + Options
0.9 quarters
Top 20 Avg Time Held Equity + Options
0.8 quarters
Avg Time Held Equity only
1 quarter
Top 10 Avg Time Held Equity only
0.9 quarters
Top 20 Avg Time Held Equity only
0.8 quarters

Top Buys

Rank Stock Value
1
AAL icon
American Airlines Group
AAL
+$66.9M
2
CCI icon
Crown Castle
CCI
+$53.8M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$52M
4
CCI.PRA icon
Crown Castle International Corp.
CCI.PRA
+$48.4M
5
DLTR icon
Dollar Tree
DLTR
+$42M

Top Sells

Rank Stock Value
1
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$60.5M
2
CL icon
Colgate-Palmolive
CL
+$46.1M
3
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$44.4M
4
WMT icon
Walmart Inc
WMT
+$41.7M
5
M icon
Macy's
M
+$41M

Sector Composition

Rank Sector Weight
1 Miscellaneous 23.22%
2 Real Estate 17.69%
3 Consumer Staples 12.49%
4 Industrials 7.66%
5 Financials 7.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
WBA icon
451
PUT
DELISTED
Walgreens Boots Alliance
WBA
– –
-200,000
Closed -$428K –
WERN icon
452
Werner Enterprises
WERN
$1.96B
– –
-316,190
Closed -$7.38M –
WMT icon
453
CALL
Walmart Inc
WMT
$883B
– –
-300,000
Closed -$116K –
WMT icon
454
Walmart Inc
WMT
$883B
– –
-1,692,174
Closed -$41.7M –
WPRT icon
455
Westport Fuel Systems
WPRT
$34.6M
– –
-6,000
Closed -$1.45M –
WSM icon
456
PUT
Williams-Sonoma
WSM
$28.5B
– –
-400,000
Closed -$380K –
WY icon
457
CALL
Weyerhaeuser
WY
$13.8B
– –
-175,000
Closed -$188K –
X icon
458
DELISTED
US Steel
X
– –
-166,222
Closed -$3.42M –
XLP icon
459
PUT
State Street Consumer Staples Select Sector SPDR ETF
XLP
$13.7B
– –
-50,000
Closed -$89K –
XLU icon
460
CALL
State Street Utilities Select Sector SPDR ETF
XLU
$23.1B
– –
-240,000
Closed -$28K –
XRT icon
461
PUT
State Street SPDR S&P Retail ETF
XRT
$395M
– –
-100,000
Closed -$10K –
ZION icon
462
Zions Bancorporation
ZION
$9.12B
– –
-160,885
Closed -$4.41M –
UCB icon
463
United Community Banks
UCB
$4.02B
– –
-318,170
Closed -$4.77M –
GAP icon
464
CALL
The Gap Inc
GAP
$8.16B
– –
-300,000
Closed -$140K –
RPT icon
465
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
– –
-466,666
Closed -$7.19M –
CGRN
466
DELISTED
Capstone Green Energy Corporation Common Stock
CGRN
– –
-2,500
Closed -$590K –
FRC
467
DELISTED
First Republic Bank
FRC
– –
-183,306
Closed -$8.55M –
CTB
468
DELISTED
Cooper Tire & Rubber Co.
CTB
– –
-50,003
Closed -$1.54M –
RST
469
DELISTED
ROSETTA STONE INC
RST
– –
-45,000
Closed -$730K –
NE icon
470
CALL
DELISTED
Noble Corporation
NE
– –
-28,600
Closed -$6K –
RRTS
471
DELISTED
RoadRunner Transportation Systems, Inc.
RRTS
– –
-1,200
Closed -$847K –
RTN
472
PUT
DELISTED
Raytheon Company
RTN
– –
-25,000
Closed -$60K –
INXN
473
DELISTED
Interxion Holding N.V.
INXN
– –
-429,998
Closed -$9.56M –
LPT
474
DELISTED
Liberty Property Trust
LPT
– –
-726,954
Closed -$25.9M –
MDR
475
CALL
DELISTED
McDermott International
MDR
– –
-6,667
Closed -$2K –
17 18
19
20 21

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ACI
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RC
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CGL
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JCM
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MPM
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UBS O'Connor's Q4 2013 Portfolio in Review

As of Q4 2013, UBS O'Connor held 579 positions worth $5.44B, up 13% from $4.81B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

UBS O'Connor's Q4 2013 filing shows 166 new, 105 increased, 70 reduced and 180 closed positions. Its largest new stake was American Airlines Group: 2,596,600 shares worth $65.6M. The largest sale was ONYX PHARMACEUTICALS INC, an estimated $60.5M.

By sector, the portfolio is most concentrated in Miscellaneous at 23% of assets, down from 30% a quarter earlier, followed by Real Estate and Consumer Staples.

  • UBS O'Connor's largest Q4 2013 buy was American Airlines Group: 2,596,600 shares worth $65.6M.
  • UBS O'Connor added most to Crown Castle in Q4 2013, an estimated $53.8M increase.
  • UBS O'Connor's biggest Q4 2013 reduction was Colgate-Palmolive, cutting an estimated $46.1M.
  • UBS O'Connor fully exited ONYX PHARMACEUTICALS INC in Q4 2013, selling an estimated $60.5M.
  • UBS O'Connor's ten largest holdings make up 16% of its $5.44B portfolio in Q4 2013.
  • UBS O'Connor opened 166 new positions and closed 180 in Q4 2013.
  • UBS O'Connor's portfolio value rose 13% quarter-over-quarter to $5.44B.

Based on UBS O'Connor's 13F filing for Q4 2013, filed 13 Feb 2014.