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UOC
UBS O'Connor Portfolio holdings
AUM
$3.76B
1-Year Est. Return
62.41%
This Fund
S&P 500
This Quarter
Est. Return
+11.57%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$3.94B
AUM Growth
-$591M
(-13%)
Cap. Flow
-$893M
Cap. Flow
% of AUM
-22.69%
Top 10 Holdings %
Top 10 Hldgs %
52.08%
Holding
457
New
70
Increased
52
Reduced
144
Closed
139
Avg Time Held Equity + Options
2.7
quarters
Top 10 Avg Time Held Equity + Options
1.1
quarters
Top 20 Avg Time Held Equity + Options
1
quarter
Avg Time Held Equity only
2.6
quarters
Top 10 Avg Time Held Equity only
1.1
quarters
Top 20 Avg Time Held Equity only
1
quarter
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
ETFC
E*Trade Financial Corporation
ETFC
|
+$172M |
| 2 |
MXIM
Maxim Integrated Products
MXIM
|
+$117M |
| 3 |
VAR
Varian Medical Systems, Inc.
VAR
|
+$112M |
| 4 |
GRUB
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
|
+$102M |
| 5 |
TD Ameritrade Holding Corp
AMTD
|
+$88.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
LM
Legg Mason, Inc.
LM
|
+$165M |
| 2 |
El Paso Electric Company
EE
|
+$106M |
| 3 |
LOGM
LogMein, Inc.
LOGM
|
+$76.5M |
| 4 |
TIF
Tiffany & Co.
TIF
|
+$74.4M |
| 5 |
Caesars Entertainment Corporation
CZR
|
+$70.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 31.8% |
| 2 | Healthcare | 15.47% |
| 3 | Technology | 11.7% |
| 4 | Miscellaneous | 10.56% |
| 5 | Consumer Discretionary | 8.19% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
|
ARYBU
426
DELISTED
ARYA Sciences Acquisition Corp II Unit
ARYBU
| – | – |
-95,000
| Closed | -$1.1M | – |
|
427
DELISTED
Craft Brew Alliance, Inc.
BREW
| – | – |
-487,984
| Closed | -$7.51M | – |
|
|
WUBA
428
DELISTED
58.com Inc
WUBA
| – | – |
-85,187
| Closed | -$4.59M | – |
|
|
LOGM
429
DELISTED
LogMein, Inc.
LOGM
| – | – |
-901,911
| Closed | -$76.5M | – |
|
|
LM
430
DELISTED
Legg Mason, Inc.
LM
| – | – |
-3,309,722
| Closed | -$165M | – |
|
431
DELISTED
T-Mobile US, Inc. Subscription Rights Expiring 7/27/2020
TMUSR
| – | – |
-97,500
| Closed | -$16K | – |
|
|
PTLA
432
DELISTED
Portola Pharmaceuticals, Inc.
PTLA
| – | – |
-204,017
| Closed | -$3.67M | – |
|
|
IBKC
433
DELISTED
IBERIABANK Corp
IBKC
| – | – |
-1,028,671
| Closed | -$46.8M | – |
|
|
GNCA
434
CALL
DELISTED
Genocea Biosciences, Inc.
GNCA
| – | – |
-1,750,000
| Closed | -$1K | – |
|
|
435
DELISTED
El Paso Electric Company
EE
| – | – |
-1,579,252
| Closed | -$106M | – |
|
|
436
DELISTED
Caesars Entertainment Corporation
CZR
| – | – |
-5,789,730
| Closed | -$70.2M | – |
|
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UBS O'Connor's Q3 2020 Portfolio in Review
As of Q3 2020, UBS O'Connor held 457 positions worth $3.94B, down 13% from $4.53B the previous quarter. Its ten largest holdings account for 52% of the portfolio.
UBS O'Connor withdrew a net $893M in Q3 2020, closing 139 positions and reducing 144 holdings. Its most notable exit was Legg Mason, Inc., an estimated $165M position sold in full.
By sector, the portfolio is most concentrated in Financials at 32% of assets, up from 27% a quarter earlier, followed by Healthcare and Technology.
Against the trend, UBS O'Connor opened a new position in Maxim Integrated Products worth $117M.
- UBS O'Connor's largest Q3 2020 buy was Maxim Integrated Products: 1,729,774 shares worth $117M.
- UBS O'Connor added most to E*Trade Financial Corporation in Q3 2020, an estimated $172M increase.
- UBS O'Connor's biggest Q3 2020 reduction was Tiffany & Co., cutting an estimated $74.4M.
- UBS O'Connor fully exited Legg Mason, Inc. in Q3 2020, selling an estimated $165M.
- UBS O'Connor's ten largest holdings make up 52% of its $3.94B portfolio in Q3 2020.
- UBS O'Connor opened 70 new positions and closed 139 in Q3 2020.
- UBS O'Connor's portfolio value fell 13% quarter-over-quarter to $3.94B.
Based on UBS O'Connor's 13F filing for Q3 2020, filed 12 Nov 2020.