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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
-5.31%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$10.6B
AUM Growth
-$1.48B
Cap. Flow
-$963M
Cap. Flow %
-9.05%
Top 10 Hldgs %
19.75%
Holding
927
New
168
Increased
168
Reduced
125
Closed
420
Avg Time Held Equity + Options
2 quarters
Top 10 Avg Time Held Equity + Options
1 quarter
Top 20 Avg Time Held Equity + Options
1.5 quarters
Avg Time Held Equity only
2.1 quarters
Top 10 Avg Time Held Equity only
1 quarter
Top 20 Avg Time Held Equity only
1.5 quarters

Top Buys

Rank Stock Value
1
PCP
PRECISION CASTPARTS CORP
PCP
+$218M
2
PYPL icon
PayPal
PYPL
+$190M
3
BRCM
BROADCOM CORP CL-A
BRCM
+$189M
4
CB icon
CHUBB CORPORATION
CB
+$118M
5
AA icon
Alcoa
AA
+$118M

Top Sells

Rank Stock Value
1
FDO
FAMILY DOLLAR STORES
FDO
+$390M
2
DTV
DIRECTV COM STK (DE)
DTV
+$289M
3
CTRX
CATAMARAN CORP COM STK (CDA)
CTRX
+$234M
4
HSP
HOSPIRA INC
HSP
+$233M
5
PLL icon
PALL CORP
PLL
+$164M

Sector Composition

Rank Sector Weight
1 Miscellaneous 17.42%
2 Industrials 17.11%
3 Financials 12.81%
4 Consumer Discretionary 12.17%
5 Consumer Staples 12.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
GCVRZ
426
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$461K ﹤0.01%
2,421,457
+6,619
+0.3% +$2.25K
2013 Q2
9 quarters
CCS icon
427
Century Communities
CCS
$1.56B
$450K ﹤0.01%
+22,664
New +$473K
2015 Q3
0 quarters
RLGT icon
428
Radiant Logistics
RLGT
$425M
$446K ﹤0.01%
+100,000
New +$613K
2015 Q3
0 quarters
CVRS
429
DELISTED
CORINDUS VASCULAR ROBOTICS, INC
CVRS
$444K ﹤0.01%
143,940
-70,860
-33% -$256K
2015 Q2
1 quarter
TXMD icon
430
TherapeuticsMD
TXMD
$23.4M
$442K ﹤0.01%
1,507
-10,133
-87% -$3.6M
2014 Q1
6 quarters
MBUU icon
431
Malibu Boats
MBUU
$425M
$420K ﹤0.01%
30,000
-68,398
-70% -$1.23M
2015 Q2
1 quarter
RYL
432
DELISTED
RYLAND GROUP INC
RYL
$404K ﹤0.01%
+9,886
New +$441K
2015 Q3
0 quarters
HTGM
433
DELISTED
HTG Molecular Diagnostics, Inc. Common Stock
HTGM
$398K ﹤0.01%
290
-39
-12% -$60.2K
2015 Q2
1 quarter
DINO icon
434
CALL
HF Sinclair
DINO
$21.9B
$368K ﹤0.01%
+153,000
New +$7.28M
2015 Q3
0 quarters
CAG icon
435
CALL
Conagra Brands
CAG
$6.53B
$318K ﹤0.01%
+861,978
New +$28.9M
2015 Q3
0 quarters
DG icon
436
CALL
Dollar General
DG
$27.9B
$314K ﹤0.01%
+224,000
New +$17.1M
2015 Q3
0 quarters
XLE icon
437
PUT
State Street Energy Select Sector SPDR ETF
XLE
$42.5B
$304K ﹤0.01%
+2,000,000
New +$67.4M
2015 Q3
0 quarters
GNCA
438
DELISTED
Genocea Biosciences, Inc.
GNCA
$274K ﹤0.01%
+5,000
New +$496K
2015 Q3
0 quarters
TECK icon
439
PUT
Teck Resources
TECK
$33.1B
$256K ﹤0.01%
+321,200
New +$2.28M
2015 Q3
0 quarters
ADYX
440
DELISTED
Adynxx Inc
ADYX
$252K ﹤0.01%
1,330
-208
-14% -$58.3K
2015 Q2
1 quarter
VALE icon
441
CALL
Vale
VALE
$57.5B
$240K ﹤0.01%
+1,719,000
New +$8.78M
2015 Q3
0 quarters
EMC icon
442
CALL
DELISTED
EMC CORPORATION
EMC
$204K ﹤0.01%
+5,250,000
New +$133M
2015 Q3
0 quarters
PCP
443
PUT
DELISTED
PRECISION CASTPARTS CORP
PCP
$181K ﹤0.01%
+535,700
New +$115M
2015 Q3
0 quarters
FCX icon
444
PUT
Freeport-McMoran
FCX
$105B
$180K ﹤0.01%
+1,000,000
New +$12M
2015 Q3
0 quarters
YUM icon
445
CALL
Yum! Brands
YUM
$40B
$180K ﹤0.01%
+164,694
New +$9.97M
2015 Q3
0 quarters
CNX icon
446
CALL
CNX Resources
CNX
$5.1B
$174K ﹤0.01%
3,834,000
– –
2015 Q2
1 quarter
CHK icon
447
CALL
DELISTED
Chesapeake Energy Corporation
CHK
$156K ﹤0.01%
+4,000
New +$6.79M
2015 Q3
0 quarters
HZNP
448
CALL
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$156K ﹤0.01%
+52,200
New +$1.65M
2015 Q3
0 quarters
DECK icon
449
CALL
Deckers Outdoor
DECK
$11.5B
$146K ﹤0.01%
+672,000
New +$7.5M
2015 Q3
0 quarters
MT icon
450
CALL
ArcelorMittal
MT
$47.4B
$140K ﹤0.01%
469,871
+207,471
+79% +$3.85M
2015 Q1
2 quarters
16 17
18
19 20

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ACI
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RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
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UBS O'Connor's Q3 2015 Portfolio in Review

As of Q3 2015, UBS O'Connor held 927 positions worth $10.6B, down 12% from $12.1B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

UBS O'Connor withdrew a net $963M in Q3 2015, closing 420 positions and reducing 125 holdings. Its most notable exit was FAMILY DOLLAR STORES, an estimated $390M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 17% of assets, down from 19% a quarter earlier, followed by Industrials and Financials.

Against the trend, UBS O'Connor opened a new position in PayPal worth $164M.

  • UBS O'Connor's largest Q3 2015 buy was PayPal: 5,293,436 shares worth $164M.
  • UBS O'Connor added most to PRECISION CASTPARTS CORP in Q3 2015, an estimated $218M increase.
  • UBS O'Connor's biggest Q3 2015 reduction was Coca-Cola Europacific Partners, cutting an estimated $92.5M.
  • UBS O'Connor fully exited FAMILY DOLLAR STORES in Q3 2015, selling an estimated $390M.
  • UBS O'Connor's ten largest holdings make up 20% of its $10.6B portfolio in Q3 2015.
  • UBS O'Connor opened 168 new positions and closed 420 in Q3 2015.
  • UBS O'Connor's portfolio value fell 12% quarter-over-quarter to $10.6B.

Based on UBS O'Connor's 13F filing for Q3 2015, filed 13 Nov 2015.