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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
-6.56%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.91B
AUM Growth
-$845M
Cap. Flow
-$17.2M
Cap. Flow %
-0.35%
Top 10 Hldgs %
21.9%
Holding
885
New
158
Increased
160
Reduced
122
Closed
401

Top Buys

Rank Stock Value
1
PYPL icon
PayPal
PYPL
+$94.8M
2
HCBK
HUDSON CITY BANCORP INC
HCBK
+$61M
3
AA icon
Alcoa
AA
+$59.1M
4
HCC
HCC INSURANCES HOLDINGS INC
HCC
+$47.8M
5
NUE icon
Nucor
NUE
+$47.3M

Top Sells

Rank Stock Value
1
FDO
FAMILY DOLLAR STORES
FDO
+$203M
2
DTV
DIRECTV COM STK (DE)
DTV
+$150M
3
CTRX
CATAMARAN CORP COM STK (CDA)
CTRX
+$121M
4
DHR icon
Danaher
DHR
+$80M
5
DRC
DRESSER-RAND GROUP INC
DRC
+$60.2M

Sector Composition

Rank Sector Weight
1 Financials 15.76%
2 Industrials 15.37%
3 Consumer Staples 13.14%
4 Consumer Discretionary 12.66%
5 Energy 6.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YUM icon
426
CALL
Yum! Brands
YUM
$41.3B
$90K ﹤0.01%
+82,347
New +$4.98M
CNX icon
427
CALL
CNX Resources
CNX
$5.18B
$87K ﹤0.01%
1,917,000
– –
CHK
428
CALL
DELISTED
Chesapeake Energy Corporation
CHK
$78K ﹤0.01%
+2,000
New +$3.4M
HZNP
429
CALL
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$78K ﹤0.01%
+26,100
New +$825K
DECK icon
430
CALL
Deckers Outdoor
DECK
$13.3B
$73K ﹤0.01%
+336,000
New +$3.75M
MT icon
431
CALL
ArcelorMittal
MT
$54.9B
$70K ﹤0.01%
234,935
+103,735
+79% +$1.92M
COST icon
432
PUT
Costco
COST
$419B
$68K ﹤0.01%
+56,000
New +$7.99M
HYG icon
433
CALL
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$62K ﹤0.01%
181,400
– –
AKS
434
CALL
DELISTED
AK Steel Holding Corp
AKS
$62K ﹤0.01%
+500,000
New +$1.46M
B
435
CALL
Barrick Mining
B
$73.3B
$47K ﹤0.01%
+890,000
New +$6.69M
CYHHZ
436
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
$45K ﹤0.01%
5,050,462
+8,868
+0.2% +$110
EOX
437
DELISTED
EMERALD OIL INC (MT)
EOX
$38K ﹤0.01%
20,516
-185
-0.9% -$437
XME icon
438
PUT
State Street SPDR S&P Metals & Mining ETF
XME
$4.38B
$35K ﹤0.01%
+500,000
New +$9.97M
TXMD icon
439
CALL
TherapeuticsMD
TXMD
$23.8M
$30K ﹤0.01%
+522
New +$186K
AKS
440
PUT
DELISTED
AK Steel Holding Corp
AKS
$28K ﹤0.01%
+500,000
New +$1.46M
SQNM
441
CALL
DELISTED
SEQUENOM INC NEW
SQNM
$28K ﹤0.01%
509,600
+9,600
+2% +$23.5K
SNDK
442
PUT
DELISTED
SANDISK CORP
SNDK
$20K ﹤0.01%
+150,000
New +$8.29M
PNC icon
443
CALL
PNC Financial Services
PNC
$101B
$10K ﹤0.01%
+52,200
New +$4.91M
NBR icon
444
CALL
Nabors Industries
NBR
$1.23B
$8K ﹤0.01%
+6,556
New +$3.68M
XLE icon
445
CALL
State Street Energy Select Sector SPDR ETF
XLE
$37.9B
$8K ﹤0.01%
+120,000
New +$4.04M
ETFC
446
CALL
DELISTED
E*Trade Financial Corporation
ETFC
$8K ﹤0.01%
95,300
-129,700
-58% -$3.6M
BBBY
447
CALL
DELISTED
Bed Bath & Beyond Inc
BBBY
$7K ﹤0.01%
+112,000
New +$7.14M
AA icon
448
PUT
Alcoa
AA
$13.1B
– –
-104,037
Closed -$71K
AAP icon
449
Advance Auto Parts
AAP
$3.46B
– –
-47,171
Closed -$7.51M
AAXJ icon
450
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.76B
– –
-126,250
Closed -$7.95M
16 17
18
19 20

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FNBT
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SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2015 Portfolio in Review

As of Q3 2015, UBS O'Connor held 885 positions worth $4.91B, down 15% from $5.76B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

UBS O'Connor's Q3 2015 filing shows 158 new, 160 increased, 122 reduced and 401 closed positions. Its largest new stake was PayPal: 2,646,718 shares worth $82.2M. The largest sale was FAMILY DOLLAR STORES, an estimated $203M.

By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 11% a quarter earlier, followed by Industrials and Consumer Staples.

  • UBS O'Connor's largest Q3 2015 buy was PayPal: 2,646,718 shares worth $82.2M.
  • UBS O'Connor added most to Alcoa in Q3 2015, an estimated $59.1M increase.
  • UBS O'Connor's biggest Q3 2015 reduction was Coca-Cola Europacific Partners, cutting an estimated $47.9M.
  • UBS O'Connor fully exited FAMILY DOLLAR STORES in Q3 2015, selling an estimated $203M.
  • UBS O'Connor's ten largest holdings make up 22% of its $4.91B portfolio in Q3 2015.
  • UBS O'Connor opened 158 new positions and closed 401 in Q3 2015.
  • UBS O'Connor's portfolio value fell 15% quarter-over-quarter to $4.91B.

Based on UBS O'Connor's 13F filing for Q3 2015, filed 13 Nov 2015.