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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+14.24%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.53B
AUM Growth
-$327M
Cap. Flow
-$1.11B
Cap. Flow %
-24.58%
Top 10 Hldgs %
41.66%
Holding
485
New
147
Increased
69
Reduced
132
Closed
95

Top Buys

Rank Stock Value
1
AMTD
TD Ameritrade Holding Corp
AMTD
+$214M
2
EE
El Paso Electric Company
EE
+$86.7M
3
LOGM
LogMein, Inc.
LOGM
+$55.3M
4
ETFC
E*Trade Financial Corporation
ETFC
+$51.2M
5
CTEV
Claritev Corp
CTEV
+$44.4M

Top Sells

Rank Stock Value
1
CY
Cypress Semiconductor
CY
+$394M
2
MLNX
Mellanox Technologies, Ltd.
MLNX
+$247M
3
S
Sprint Corporation
S
+$237M
4
WBC
WABCO HOLDINGS INC.
WBC
+$157M
5
AXE
Anixter International Inc
AXE
+$126M

Sector Composition

Rank Sector Weight
1 Financials 26.95%
2 Technology 10.95%
3 Healthcare 9.73%
4 Consumer Discretionary 8.75%
5 Real Estate 4.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RAMP icon
401
LiveRamp
RAMP
$2.3B
– –
-250,000
Closed -$8.23M
RAPT
402
DELISTED
RAPT Therapeutics
RAPT
– –
-1,250
Closed -$213K
RCKT icon
403
Rocket Pharmaceuticals
RCKT
$387M
– –
-20,000
Closed -$279K
RNG icon
404
RingCentral
RNG
$5.18B
– –
-8,200
Closed -$1.74M
RPM icon
405
RPM International
RPM
$14.8B
– –
-150,000
Closed -$8.93M
RTX icon
406
RTX Corp
RTX
$301B
– –
-1,256,918
Closed -$74.6M
RVMD icon
407
Revolution Medicines
RVMD
$42.4B
– –
-30,000
Closed -$657K
SAFE
408
PUT
Safehold
SAFE
$1.13B
– –
-11,299
Closed -$120K
SDGR icon
409
Schrodinger
SDGR
$1.33B
– –
-15,000
Closed -$647K
SPY icon
410
State Street SPDR S&P 500 ETF Trust
SPY
$818B
– –
-25,952
Closed -$7.6M
STZ icon
411
Constellation Brands
STZ
$22.6B
– –
-50,000
Closed -$7.17M
TCOM icon
412
Trip.com Group
TCOM
$29.1B
– –
-100,000
Closed -$2.35M
VRT icon
413
Vertiv
VRT
$106B
– –
-1,274,988
Closed -$11M
VXX icon
414
PUT
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$146M
– –
-45,011
Closed -$2.74M
W icon
415
Wayfair
W
$14.3B
– –
-7,500
Closed -$401K
WDC icon
416
Western Digital
WDC
$156B
– –
-198,450
Closed -$6.24M
XLV icon
417
State Street Health Care Select Sector SPDR ETF
XLV
$42.4B
– –
-80,000
Closed -$7.09M
XP icon
418
XP
XP
$8.62B
– –
-15,474
Closed -$298K
YEXT icon
419
Yext
YEXT
$558M
– –
-671,708
Closed -$6.84M
JOYY
420
JOYY Inc
JOYY
$3.77B
– –
-31,205
Closed -$1.66M
BMTX
421
DELISTED
BM Technologies, Inc.
BMTX
– –
-1,386,236
Closed -$14.6M
FREE
422
DELISTED
Whole Earth Brands, Inc. Class A Common Stock
FREE
– –
-1,497,852
Closed -$14.8M
ID
423
DELISTED
PARTS iD, Inc.
ID
– –
-225,000
Closed -$2.34M
VMW
424
DELISTED
VMware, Inc
VMW
– –
-44,943
Closed -$5.44M
NEWR
425
DELISTED
New Relic, Inc.
NEWR
– –
-10,461
Closed -$484K
15 16
17
18 19

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q2 2020 Portfolio in Review

As of Q2 2020, UBS O'Connor held 485 positions worth $4.53B, down 6.7% from $4.86B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

UBS O'Connor withdrew a net $1.11B in Q2 2020, closing 95 positions and reducing 132 holdings. Its most notable exit was Cypress Semiconductor, an estimated $394M position sold in full.

By sector, the portfolio is most concentrated in Financials at 27% of assets, up from 17% a quarter earlier, followed by Technology and Healthcare.

Against the trend, UBS O'Connor opened a new position in Claritev Corp worth $47.5M.

  • UBS O'Connor's largest Q2 2020 buy was Claritev Corp: 110,129 shares worth $47.5M.
  • UBS O'Connor added most to TD Ameritrade Holding Corp in Q2 2020, an estimated $214M increase.
  • UBS O'Connor's biggest Q2 2020 reduction was Tiffany & Co., cutting an estimated $121M.
  • UBS O'Connor fully exited Cypress Semiconductor in Q2 2020, selling an estimated $394M.
  • UBS O'Connor's ten largest holdings make up 42% of its $4.53B portfolio in Q2 2020.
  • UBS O'Connor opened 147 new positions and closed 95 in Q2 2020.
  • UBS O'Connor's portfolio value fell 6.7% quarter-over-quarter to $4.53B.

Based on UBS O'Connor's 13F filing for Q2 2020, filed 13 Aug 2020.