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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+0.12%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.86B
AUM Growth
+$1.32B
Cap. Flow
+$1.7B
Cap. Flow %
35.01%
Top 10 Hldgs %
47.16%
Holding
450
New
132
Increased
60
Reduced
64
Closed
113

Top Buys

Rank Stock Value
1
ETFC
E*Trade Financial Corporation
ETFC
+$328M
2
TIF
Tiffany & Co.
TIF
+$281M
3
CY
Cypress Semiconductor
CY
+$192M
4
S
Sprint Corporation
S
+$186M
5
LM
Legg Mason, Inc.
LM
+$163M

Top Sells

Rank Stock Value
1
WCG
Wellcare Health Plans, Inc.
WCG
+$514M
2
ZAYO
Zayo Group Holdings, Inc.
ZAYO
+$142M
3
MDCO
Medicines Co
MDCO
+$82.1M
4
INXN
Interxion Holding N.V.
INXN
+$51.4M
5
TSLA icon
Tesla
TSLA
+$30.8M

Sector Composition

Rank Sector Weight
1 Technology 24.13%
2 Financials 17.08%
3 Consumer Discretionary 9.29%
4 Industrials 7.81%
5 Healthcare 7.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WORK
401
DELISTED
Slack Technologies, Inc.
WORK
– –
-350,000
Closed -$7.87M
GXGXU
402
DELISTED
GX Acquisiton Corp. Unit
GXGXU
– –
-400,000
Closed -$4.15M
ALUS.U
403
DELISTED
Alussa Energy Acquisition Corp
ALUS.U
– –
-1,179,200
Closed -$11.9M
LACQ
404
DELISTED
Leisure Acquisition Corp.
LACQ
– –
-420,365
Closed -$4.37M
CIICU
405
DELISTED
CIIG Merger Corp. Units
CIICU
– –
-1,800,000
Closed -$18.3M
PTACU
406
DELISTED
PropTech Acquisition Corporation Unit
PTACU
– –
-1,400,000
Closed -$14.3M
PIC.U
407
DELISTED
Pivotal Investment Corporation II Units, each consisting of one share of Class A common stock and on
PIC.U
– –
-379,700
Closed -$3.87M
TRNE.U
408
DELISTED
Trine Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of
TRNE.U
– –
-125,000
Closed -$1.31M
HCCOU
409
DELISTED
Healthcare Merger Corp. Units
HCCOU
– –
-1,600,000
Closed -$16.6M
SAQNU
410
DELISTED
Software Acquisition Group Inc. Unit
SAQNU
– –
-500,000
Closed -$5.08M
MNK
411
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
– –
-125,000
Closed -$474K
WUBA
412
DELISTED
58.com Inc
WUBA
– –
-16,000
Closed -$1.04M
S
413
CALL
DELISTED
Sprint Corporation
S
– –
-740,400
Closed -$833K
S
414
PUT
DELISTED
Sprint Corporation
S
– –
-1,019,900
Closed -$510K
INXN
415
DELISTED
Interxion Holding N.V.
INXN
– –
-612,731
Closed -$51.4M
ZAYO
416
DELISTED
Zayo Group Holdings, Inc.
ZAYO
– –
-4,088,120
Closed -$142M
THOR
417
DELISTED
Synthorx, Inc. Common Stock
THOR
– –
-13,544
Closed -$947K
WCG
418
DELISTED
Wellcare Health Plans, Inc.
WCG
– –
-1,556,362
Closed -$514M
MDCO
419
DELISTED
Medicines Co
MDCO
– –
-966,509
Closed -$82.1M
GNCA
420
CALL
DELISTED
Genocea Biosciences, Inc.
GNCA
– –
-1,750,000
Closed -$1K
CRC
421
DELISTED
California Resources Corporation
CRC
– –
-23,000
Closed -$142K
ATVI
422
DELISTED
Activision Blizzard
ATVI
– –
-35,000
Closed -$2.08M
LIVKU
423
DELISTED
LIV Capital Acquisition Corp. Unit
LIVKU
– –
-425,000
Closed -$4.27M
GCVRZ
424
DELISTED
Sanofi Contingent Value Rights
GCVRZ
– –
-1,162,096
Closed -$1M
LAC
425
DELISTED
Lithium Americas Corp. Common Shares
LAC
– –
-400,000
Closed -$1.27M
13 14 15 16
17

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SAG
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UBS O'Connor's Q1 2020 Portfolio in Review

As of Q1 2020, UBS O'Connor held 450 positions worth $4.86B, up 37% from $3.53B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

UBS O'Connor deployed $1.7B of net new capital in Q1 2020, opening 132 new positions and adding to 60 existing holdings. Its largest new stake was E*Trade Financial Corporation: 7,751,548 shares worth $266M.

By sector, the portfolio is most concentrated in Technology at 24% of assets, up from 19% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Alibaba, an estimated $17M trimmed.

  • UBS O'Connor's largest Q1 2020 buy was E*Trade Financial Corporation: 7,751,548 shares worth $266M.
  • UBS O'Connor added most to Tiffany & Co. in Q1 2020, an estimated $281M increase.
  • UBS O'Connor's biggest Q1 2020 reduction was Alibaba, cutting an estimated $17M.
  • UBS O'Connor fully exited Wellcare Health Plans, Inc. in Q1 2020, selling an estimated $514M.
  • UBS O'Connor's ten largest holdings make up 47% of its $4.86B portfolio in Q1 2020.
  • UBS O'Connor opened 132 new positions and closed 113 in Q1 2020.
  • UBS O'Connor's portfolio value rose 37% quarter-over-quarter to $4.86B.

Based on UBS O'Connor's 13F filing for Q1 2020, filed 15 May 2020.