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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+0.12%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$4.86B
AUM Growth
+$1.32B
Cap. Flow
+$1.45B
Cap. Flow %
29.86%
Top 10 Hldgs %
47.16%
Holding
450
New
132
Increased
60
Reduced
64
Closed
113
Avg Time Held Equity + Options
2 quarters
Top 10 Avg Time Held Equity + Options
0.6 quarters
Top 20 Avg Time Held Equity + Options
0.8 quarters
Avg Time Held Equity only
1.9 quarters
Top 10 Avg Time Held Equity only
0.6 quarters
Top 20 Avg Time Held Equity only
0.8 quarters

Top Buys

Rank Stock Value
1
ETFC
E*Trade Financial Corporation
ETFC
+$328M
2
TIF
Tiffany & Co.
TIF
+$281M
3
CY
Cypress Semiconductor
CY
+$192M
4
S icon
Sprint Corporation
S
+$186M
5
LM
Legg Mason, Inc.
LM
+$163M

Top Sells

Rank Stock Value
1
WCG
Wellcare Health Plans, Inc.
WCG
+$514M
2
ZAYO
Zayo Group Holdings, Inc.
ZAYO
+$142M
3
MDCO
Medicines Co
MDCO
+$82.1M
4
INXN
Interxion Holding N.V.
INXN
+$51.4M
5
TSLA icon
Tesla
TSLA
+$30.8M

Sector Composition

Rank Sector Weight
1 Technology 24.73%
2 Consumer Discretionary 17.71%
3 Financials 17.08%
4 Miscellaneous 11.63%
5 Industrials 7.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
WORK
401
DELISTED
Slack Technologies, Inc.
WORK
– –
-350,000
Closed -$7.87M –
GXGXU
402
DELISTED
GX Acquisiton Corp. Unit
GXGXU
– –
-400,000
Closed -$4.15M –
ALUS.U
403
DELISTED
Alussa Energy Acquisition Corp
ALUS.U
– –
-1,179,200
Closed -$11.9M –
LACQ
404
DELISTED
Leisure Acquisition Corp.
LACQ
– –
-420,365
Closed -$4.37M –
CIICU
405
DELISTED
CIIG Merger Corp. Units
CIICU
– –
-1,800,000
Closed -$18.3M –
PTACU
406
DELISTED
PropTech Acquisition Corporation Unit
PTACU
– –
-1,400,000
Closed -$14.3M –
PIC.U
407
DELISTED
Pivotal Investment Corporation II Units, each consisting of one share of Class A common stock and on
PIC.U
– –
-379,700
Closed -$3.87M –
TRNE.U
408
DELISTED
Trine Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of
TRNE.U
– –
-125,000
Closed -$1.31M –
HCCOU
409
DELISTED
Healthcare Merger Corp. Units
HCCOU
– –
-1,600,000
Closed -$16.6M –
SAQNU
410
DELISTED
Software Acquisition Group Inc. Unit
SAQNU
– –
-500,000
Closed -$5.08M –
MNK
411
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
– –
-125,000
Closed -$474K –
WUBA
412
DELISTED
58.com Inc
WUBA
– –
-16,000
Closed -$1.04M –
S icon
413
CALL
DELISTED
Sprint Corporation
S
– –
-740,400
Closed -$833K –
S icon
414
PUT
DELISTED
Sprint Corporation
S
– –
-1,019,900
Closed -$510K –
INXN
415
DELISTED
Interxion Holding N.V.
INXN
– –
-612,731
Closed -$51.4M –
ZAYO
416
DELISTED
Zayo Group Holdings, Inc.
ZAYO
– –
-4,088,120
Closed -$142M –
THOR icon
417
DELISTED
Synthorx, Inc. Common Stock
THOR
– –
-13,544
Closed -$947K –
WCG
418
DELISTED
Wellcare Health Plans, Inc.
WCG
– –
-1,556,362
Closed -$514M –
MDCO
419
DELISTED
Medicines Co
MDCO
– –
-966,509
Closed -$82.1M –
GNCA
420
CALL
DELISTED
Genocea Biosciences, Inc.
GNCA
– –
-1,750,000
Closed -$1K –
CRC icon
421
DELISTED
California Resources Corporation
CRC
– –
-23,000
Closed -$142K –
ATVI
422
DELISTED
Activision Blizzard
ATVI
– –
-35,000
Closed -$2.08M –
LIVKU
423
DELISTED
LIV Capital Acquisition Corp. Unit
LIVKU
– –
-425,000
Closed -$4.27M –
GCVRZ
424
DELISTED
Sanofi Contingent Value Rights
GCVRZ
– –
-1,162,096
Closed -$1M –
LAC icon
425
DELISTED
Lithium Americas Corp. Common Shares
LAC
– –
-400,000
Closed -$1.27M –
13 14 15 16
17

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UBS O'Connor's Q1 2020 Portfolio in Review

As of Q1 2020, UBS O'Connor held 450 positions worth $4.86B, up 37% from $3.53B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

UBS O'Connor deployed $1.45B of net new capital in Q1 2020, opening 132 new positions and adding to 60 existing holdings. Its largest new stake was E*Trade Financial Corporation: 7,751,548 shares worth $266M.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 19% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was Alibaba, an estimated $17M trimmed.

  • UBS O'Connor's largest Q1 2020 buy was E*Trade Financial Corporation: 7,751,548 shares worth $266M.
  • UBS O'Connor added most to Tiffany & Co. in Q1 2020, an estimated $281M increase.
  • UBS O'Connor's biggest Q1 2020 reduction was Alibaba, cutting an estimated $17M.
  • UBS O'Connor fully exited Wellcare Health Plans, Inc. in Q1 2020, selling an estimated $514M.
  • UBS O'Connor's ten largest holdings make up 47% of its $4.86B portfolio in Q1 2020.
  • UBS O'Connor opened 132 new positions and closed 113 in Q1 2020.
  • UBS O'Connor's portfolio value rose 37% quarter-over-quarter to $4.86B.

Based on UBS O'Connor's 13F filing for Q1 2020, filed 15 May 2020.