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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
-6.56%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.91B
AUM Growth
-$845M
Cap. Flow
-$17.2M
Cap. Flow %
-0.35%
Top 10 Hldgs %
21.9%
Holding
885
New
158
Increased
160
Reduced
122
Closed
401

Top Buys

Rank Stock Value
1
PYPL icon
PayPal
PYPL
+$94.8M
2
HCBK
HUDSON CITY BANCORP INC
HCBK
+$61M
3
AA icon
Alcoa
AA
+$59.1M
4
HCC
HCC INSURANCES HOLDINGS INC
HCC
+$47.8M
5
NUE icon
Nucor
NUE
+$47.3M

Top Sells

Rank Stock Value
1
FDO
FAMILY DOLLAR STORES
FDO
+$203M
2
DTV
DIRECTV COM STK (DE)
DTV
+$150M
3
CTRX
CATAMARAN CORP COM STK (CDA)
CTRX
+$121M
4
DHR icon
Danaher
DHR
+$80M
5
DRC
DRESSER-RAND GROUP INC
DRC
+$60.2M

Sector Composition

Rank Sector Weight
1 Financials 15.76%
2 Industrials 15.37%
3 Consumer Staples 13.14%
4 Consumer Discretionary 12.66%
5 Energy 6.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UAA icon
401
PUT
Under Armour
UAA
$2.63B
$277K 0.01%
+112,000
New +$5.32M
SPY icon
402
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$822B
$276K 0.01%
425,000
+350,000
+467% +$71M
VTVT icon
403
vTv Therapeutics
VTVT
$136M
$261K 0.01%
+1,000
New +$348K
P
404
DELISTED
Pandora Media Inc
P
$255K 0.01%
11,939
-241,321
-95% -$4.23M
LULU icon
405
CALL
lululemon athletica
LULU
$14.5B
$246K 0.01%
+112,000
New +$6.83M
OESX icon
406
Orion Energy Systems
OESX
$73.5M
$241K ﹤0.01%
13,382
-1,618
-11% -$34.2K
BLDP
407
Ballard Power Systems
BLDP
$760M
$240K ﹤0.01%
+200,000
New +$271K
GCVRZ
408
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$232K ﹤0.01%
1,218,279
+6,619
+0.5% +$2.25K
CCS icon
409
Century Communities
CCS
$2.04B
$225K ﹤0.01%
+11,332
New +$237K
RLGT icon
410
Radiant Logistics
RLGT
$399M
$223K ﹤0.01%
+50,000
New +$307K
CVRS
411
DELISTED
CORINDUS VASCULAR ROBOTICS, INC
CVRS
$222K ﹤0.01%
71,970
-35,430
-33% -$128K
TXMD icon
412
TherapeuticsMD
TXMD
$24.3M
$221K ﹤0.01%
754
-5,066
-87% -$1.8M
MBUU icon
413
Malibu Boats
MBUU
$576M
$210K ﹤0.01%
15,000
-34,199
-70% -$616K
RYL
414
DELISTED
RYLAND GROUP INC
RYL
$202K ﹤0.01%
+4,943
New +$220K
HTGM
415
DELISTED
HTG Molecular Diagnostics, Inc. Common Stock
HTGM
$199K ﹤0.01%
145
-19
-12% -$29.3K
DINO icon
416
CALL
HF Sinclair
DINO
$14.4B
$184K ﹤0.01%
+76,500
New +$3.64M
CAG icon
417
CALL
Conagra Brands
CAG
$7.17B
$159K ﹤0.01%
+430,989
New +$14.5M
DG icon
418
CALL
Dollar General
DG
$28B
$157K ﹤0.01%
+112,000
New +$8.55M
XLE icon
419
PUT
State Street Energy Select Sector SPDR ETF
XLE
$37.7B
$152K ﹤0.01%
+1,000,000
New +$33.7M
GNCA
420
DELISTED
Genocea Biosciences, Inc.
GNCA
$137K ﹤0.01%
+2,500
New +$248K
TECK icon
421
PUT
Teck Resources
TECK
$32.7B
$128K ﹤0.01%
+160,600
New +$1.14M
ADYX
422
DELISTED
Adynxx Inc
ADYX
$126K ﹤0.01%
665
-104
-14% -$29.1K
VALE icon
423
CALL
Vale
VALE
$63.2B
$120K ﹤0.01%
+859,500
New +$4.39M
EMC
424
CALL
DELISTED
EMC CORPORATION
EMC
$102K ﹤0.01%
+2,625,000
New +$66.4M
FCX icon
425
PUT
Freeport-McMoran
FCX
$97B
$90K ﹤0.01%
+500,000
New +$6M
15 16
17
18 19

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FNBT
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SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2015 Portfolio in Review

As of Q3 2015, UBS O'Connor held 885 positions worth $4.91B, down 15% from $5.76B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

UBS O'Connor's Q3 2015 filing shows 158 new, 160 increased, 122 reduced and 401 closed positions. Its largest new stake was PayPal: 2,646,718 shares worth $82.2M. The largest sale was FAMILY DOLLAR STORES, an estimated $203M.

By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 11% a quarter earlier, followed by Industrials and Consumer Staples.

  • UBS O'Connor's largest Q3 2015 buy was PayPal: 2,646,718 shares worth $82.2M.
  • UBS O'Connor added most to Alcoa in Q3 2015, an estimated $59.1M increase.
  • UBS O'Connor's biggest Q3 2015 reduction was Coca-Cola Europacific Partners, cutting an estimated $47.9M.
  • UBS O'Connor fully exited FAMILY DOLLAR STORES in Q3 2015, selling an estimated $203M.
  • UBS O'Connor's ten largest holdings make up 22% of its $4.91B portfolio in Q3 2015.
  • UBS O'Connor opened 158 new positions and closed 401 in Q3 2015.
  • UBS O'Connor's portfolio value fell 15% quarter-over-quarter to $4.91B.

Based on UBS O'Connor's 13F filing for Q3 2015, filed 13 Nov 2015.