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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+0.12%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$4.86B
AUM Growth
+$1.32B
Cap. Flow
+$1.45B
Cap. Flow %
29.86%
Top 10 Hldgs %
47.16%
Holding
450
New
132
Increased
60
Reduced
64
Closed
113
Avg Time Held Equity + Options
2 quarters
Top 10 Avg Time Held Equity + Options
0.6 quarters
Top 20 Avg Time Held Equity + Options
0.8 quarters
Avg Time Held Equity only
1.9 quarters
Top 10 Avg Time Held Equity only
0.6 quarters
Top 20 Avg Time Held Equity only
0.8 quarters

Top Buys

Rank Stock Value
1
ETFC
E*Trade Financial Corporation
ETFC
+$328M
2
TIF
Tiffany & Co.
TIF
+$281M
3
CY
Cypress Semiconductor
CY
+$192M
4
S icon
Sprint Corporation
S
+$186M
5
LM
Legg Mason, Inc.
LM
+$163M

Top Sells

Rank Stock Value
1
WCG
Wellcare Health Plans, Inc.
WCG
+$514M
2
ZAYO
Zayo Group Holdings, Inc.
ZAYO
+$142M
3
MDCO
Medicines Co
MDCO
+$82.1M
4
INXN
Interxion Holding N.V.
INXN
+$51.4M
5
TSLA icon
Tesla
TSLA
+$30.8M

Sector Composition

Rank Sector Weight
1 Technology 24.73%
2 Consumer Discretionary 17.71%
3 Financials 17.08%
4 Miscellaneous 11.63%
5 Industrials 7.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
WH icon
376
Wyndham Hotels & Resorts
WH
$5.5B
– –
-133,500
Closed -$8.38M –
WTW icon
377
Willis Towers Watson
WTW
$27.5B
– –
-15,000
Closed -$3.03M –
WW icon
378
CALL
DELISTED
WW International
WW
– –
-25,000
Closed -$212K –
WW icon
379
DELISTED
WW International
WW
– –
-15,000
Closed -$467K –
XLF icon
380
State Street Financial Select Sector SPDR ETF
XLF
$50.9B
– –
-130,000
Closed -$4M –
XOP icon
381
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$4.13B
– –
-21,331
Closed -$2.02M –
ZG icon
382
Zillow
ZG
$6.72B
– –
-105,000
Closed -$4.8M –
FREE icon
383
CALL
DELISTED
Whole Earth Brands, Inc. Class A Common Stock
FREE
– –
-337,000
Closed -$337K –
SHPW icon
384
CALL
DELISTED
Shapeways Holdings, Inc. Common Stock
SHPW
– –
-6,250
Closed -$24K –
EVBG icon
385
DELISTED
Everbridge, Inc. Common Stock
EVBG
– –
-20,400
Closed -$1.59M –
SPLK icon
386
DELISTED
Splunk Inc
SPLK
– –
-35,000
Closed -$5.24M –
LTHM
387
DELISTED
Livent Corporation
LTHM
– –
-600,000
Closed -$5.13M –
SDC
388
DELISTED
SmileDirectClub, Inc. Class A Common Stock
SDC
– –
-1,275,000
Closed -$11.1M –
UNVR
389
DELISTED
Univar Solutions Inc.
UNVR
– –
-150,000
Closed -$3.64M –
MNTV
390
DELISTED
Momentive Global Inc. Common Stock
MNTV
– –
-50,000
Closed -$894K –
VVNT
391
DELISTED
Vivint Smart Home, Inc. Class A Common Stock
VVNT
– –
-1,395,671
Closed -$14.4M –
TWTR
392
DELISTED
Twitter, Inc.
TWTR
– –
-75,000
Closed -$2.4M –
ENDP
393
CALL
DELISTED
Endo International plc
ENDP
– –
-100,000
Closed -$2K –
ACC
394
DELISTED
American Campus Communities, Inc.
ACC
– –
-81,924
Closed -$3.85M –
CDK
395
DELISTED
CDK Global, Inc.
CDK
– –
-80,000
Closed -$4.37M –
MGP
396
DELISTED
MGM Growth Properties LLC Class A common shares representing limited liability company interests
MGP
– –
-259,800
Closed -$8.05M –
CHPMU
397
DELISTED
CHP Merger Corp. Unit
CHPMU
– –
-2,450,000
Closed -$24.9M –
COR icon
398
DELISTED
Coresite Realty Corporation
COR
– –
-17,700
Closed -$1.99M –
AMHCU
399
DELISTED
Amplitude Healthcare Acquisition Corporation Unit
AMHCU
– –
-550,000
Closed -$5.54M –
DFNS.U
400
DELISTED
LGL Systems Acquisition Corp. Units
DFNS.U
– –
-1,450,000
Closed -$14.8M –
13 14 15
16
17

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UBS O'Connor's Q1 2020 Portfolio in Review

As of Q1 2020, UBS O'Connor held 450 positions worth $4.86B, up 37% from $3.53B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

UBS O'Connor deployed $1.45B of net new capital in Q1 2020, opening 132 new positions and adding to 60 existing holdings. Its largest new stake was E*Trade Financial Corporation: 7,751,548 shares worth $266M.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 19% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was Alibaba, an estimated $17M trimmed.

  • UBS O'Connor's largest Q1 2020 buy was E*Trade Financial Corporation: 7,751,548 shares worth $266M.
  • UBS O'Connor added most to Tiffany & Co. in Q1 2020, an estimated $281M increase.
  • UBS O'Connor's biggest Q1 2020 reduction was Alibaba, cutting an estimated $17M.
  • UBS O'Connor fully exited Wellcare Health Plans, Inc. in Q1 2020, selling an estimated $514M.
  • UBS O'Connor's ten largest holdings make up 47% of its $4.86B portfolio in Q1 2020.
  • UBS O'Connor opened 132 new positions and closed 113 in Q1 2020.
  • UBS O'Connor's portfolio value rose 37% quarter-over-quarter to $4.86B.

Based on UBS O'Connor's 13F filing for Q1 2020, filed 15 May 2020.