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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+0.12%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.86B
AUM Growth
+$1.32B
Cap. Flow
+$1.7B
Cap. Flow %
35.01%
Top 10 Hldgs %
47.16%
Holding
450
New
132
Increased
60
Reduced
64
Closed
113

Top Buys

Rank Stock Value
1
ETFC
E*Trade Financial Corporation
ETFC
+$328M
2
TIF
Tiffany & Co.
TIF
+$281M
3
CY
Cypress Semiconductor
CY
+$192M
4
S
Sprint Corporation
S
+$186M
5
LM
Legg Mason, Inc.
LM
+$163M

Top Sells

Rank Stock Value
1
WCG
Wellcare Health Plans, Inc.
WCG
+$514M
2
ZAYO
Zayo Group Holdings, Inc.
ZAYO
+$142M
3
MDCO
Medicines Co
MDCO
+$82.1M
4
INXN
Interxion Holding N.V.
INXN
+$51.4M
5
TSLA icon
Tesla
TSLA
+$30.8M

Sector Composition

Rank Sector Weight
1 Technology 24.13%
2 Financials 17.08%
3 Consumer Discretionary 9.29%
4 Industrials 7.81%
5 Healthcare 7.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WH icon
376
Wyndham Hotels & Resorts
WH
$5.58B
– –
-133,500
Closed -$8.38M
WTW icon
377
Willis Towers Watson
WTW
$31.6B
– –
-15,000
Closed -$3.03M
WW
378
CALL
DELISTED
WW International
WW
– –
-25,000
Closed -$212K
WW
379
DELISTED
WW International
WW
– –
-15,000
Closed -$467K
XLF icon
380
State Street Financial Select Sector SPDR ETF
XLF
$58.4B
– –
-130,000
Closed -$4M
XOP icon
381
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.52B
– –
-21,331
Closed -$2.02M
ZG icon
382
Zillow
ZG
$7.59B
– –
-105,000
Closed -$4.8M
FREE
383
CALL
DELISTED
Whole Earth Brands, Inc. Class A Common Stock
FREE
– –
-337,000
Closed -$337K
SHPW
384
CALL
DELISTED
Shapeways Holdings, Inc. Common Stock
SHPW
– –
-6,250
Closed -$24K
EVBG
385
DELISTED
Everbridge, Inc. Common Stock
EVBG
– –
-20,400
Closed -$1.59M
SPLK
386
DELISTED
Splunk Inc
SPLK
– –
-35,000
Closed -$5.24M
LTHM
387
DELISTED
Livent Corporation
LTHM
– –
-600,000
Closed -$5.13M
SDC
388
DELISTED
SmileDirectClub, Inc. Class A Common Stock
SDC
– –
-1,275,000
Closed -$11.1M
UNVR
389
DELISTED
Univar Solutions Inc.
UNVR
– –
-150,000
Closed -$3.64M
MNTV
390
DELISTED
Momentive Global Inc. Common Stock
MNTV
– –
-50,000
Closed -$894K
VVNT
391
DELISTED
Vivint Smart Home, Inc. Class A Common Stock
VVNT
– –
-1,395,671
Closed -$14.4M
TWTR
392
DELISTED
Twitter, Inc.
TWTR
– –
-75,000
Closed -$2.4M
ENDP
393
CALL
DELISTED
Endo International plc
ENDP
– –
-100,000
Closed -$2K
ACC
394
DELISTED
American Campus Communities, Inc.
ACC
– –
-81,924
Closed -$3.85M
CDK
395
DELISTED
CDK Global, Inc.
CDK
– –
-80,000
Closed -$4.37M
MGP
396
DELISTED
MGM Growth Properties LLC Class A common shares representing limited liability company interests
MGP
– –
-259,800
Closed -$8.05M
CHPMU
397
DELISTED
CHP Merger Corp. Unit
CHPMU
– –
-2,450,000
Closed -$24.9M
COR
398
DELISTED
Coresite Realty Corporation
COR
– –
-17,700
Closed -$1.99M
AMHCU
399
DELISTED
Amplitude Healthcare Acquisition Corporation Unit
AMHCU
– –
-550,000
Closed -$5.54M
DFNS.U
400
DELISTED
LGL Systems Acquisition Corp. Units
DFNS.U
– –
-1,450,000
Closed -$14.8M
13 14 15
16
17

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
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CB
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UBS O'Connor's Q1 2020 Portfolio in Review

As of Q1 2020, UBS O'Connor held 450 positions worth $4.86B, up 37% from $3.53B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

UBS O'Connor deployed $1.7B of net new capital in Q1 2020, opening 132 new positions and adding to 60 existing holdings. Its largest new stake was E*Trade Financial Corporation: 7,751,548 shares worth $266M.

By sector, the portfolio is most concentrated in Technology at 24% of assets, up from 19% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Alibaba, an estimated $17M trimmed.

  • UBS O'Connor's largest Q1 2020 buy was E*Trade Financial Corporation: 7,751,548 shares worth $266M.
  • UBS O'Connor added most to Tiffany & Co. in Q1 2020, an estimated $281M increase.
  • UBS O'Connor's biggest Q1 2020 reduction was Alibaba, cutting an estimated $17M.
  • UBS O'Connor fully exited Wellcare Health Plans, Inc. in Q1 2020, selling an estimated $514M.
  • UBS O'Connor's ten largest holdings make up 47% of its $4.86B portfolio in Q1 2020.
  • UBS O'Connor opened 132 new positions and closed 113 in Q1 2020.
  • UBS O'Connor's portfolio value rose 37% quarter-over-quarter to $4.86B.

Based on UBS O'Connor's 13F filing for Q1 2020, filed 15 May 2020.