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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+5.68%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$11.3B
AUM Growth
+$671M
Cap. Flow
-$239M
Cap. Flow %
-2.11%
Top 10 Hldgs %
31.33%
Holding
656
New
149
Increased
93
Reduced
134
Closed
233
Avg Time Held Equity + Options
2.2 quarters
Top 10 Avg Time Held Equity + Options
1.5 quarters
Top 20 Avg Time Held Equity + Options
1.8 quarters
Avg Time Held Equity only
2.2 quarters
Top 10 Avg Time Held Equity only
1.5 quarters
Top 20 Avg Time Held Equity only
1.8 quarters

Top Buys

Rank Stock Value
1
BRCM
BROADCOM CORP CL-A
BRCM
+$494M
2
PCP
PRECISION CASTPARTS CORP
PCP
+$346M
3
CB icon
CHUBB CORPORATION
CB
+$335M
4
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$189M
5
FCAM
Fiat Chrysler Automobiles N.V.
FCAM
+$131M

Top Sells

Rank Stock Value
1
HCC icon
HCC INSURANCES HOLDINGS INC
HCC
+$218M
2
SIAL
SIGMA - ALDRICH CORP
SIAL
+$159M
3
HCBK
HUDSON CITY BANCORP INC
HCBK
+$121M
4
NUE icon
Nucor
NUE
+$109M
5
CYN icon
CITY NATIONAL CORPORATION
CYN
+$106M

Sector Composition

Rank Sector Weight
1 Miscellaneous 20.82%
2 Industrials 18.29%
3 Financials 14.08%
4 Consumer Staples 12%
5 Consumer Discretionary 11.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
EOX
376
DELISTED
EMERALD OIL INC (MT)
EOX
$45K ﹤0.01%
40,215
– –
2013 Q2
10 quarters
MDR
377
CALL
DELISTED
McDermott International
MDR
$44K ﹤0.01%
+200,000
New +$2.74M
2015 Q4
0 quarters
OVV icon
378
CALL
Ovintiv
OVV
$17.7B
$42K ﹤0.01%
+84,000
New +$3.07M
2015 Q4
0 quarters
AVGO icon
379
PUT
Broadcom
AVGO
$1.73T
$38K ﹤0.01%
1,942,000
– –
2015 Q3
1 quarter
SPY icon
380
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$822B
$30K ﹤0.01%
136,000
-714,000
-84% -$147M
2014 Q4
4 quarters
YUM icon
381
CALL
Yum! Brands
YUM
$39.5B
$30K ﹤0.01%
201,973
+37,279
+23% +$1.95M
2015 Q3
1 quarter
AA icon
382
PUT
Alcoa
AA
$11.1B
$16K ﹤0.01%
+88,223
New +$1.97M
2015 Q4
0 quarters
B icon
383
CALL
Barrick Mining
B
$67.6B
$10K ﹤0.01%
700,000
-1,080,000
-61% -$8.05M
2015 Q3
1 quarter
SQNM
384
CALL
DELISTED
SEQUENOM INC NEW
SQNM
$10K ﹤0.01%
1,019,200
– –
2015 Q2
2 quarters
CNX icon
385
CALL
CNX Resources
CNX
$5.03B
$8K ﹤0.01%
720,000
-3,114,000
-81% -$22M
2015 Q2
2 quarters
XLE icon
386
CALL
State Street Energy Select Sector SPDR ETF
XLE
$41.9B
$4K ﹤0.01%
240,000
– –
2015 Q3
1 quarter
AMT icon
387
American Tower
AMT
$84.9B
– –
-158,426
Closed -$13.9M –
ATRA icon
388
Atara Biotherapeutics
ATRA
$95.2M
– –
-934
Closed -$734K –
AVB icon
389
DELISTED
AvalonBay Communities
AVB
– –
-10,144
Closed -$1.77M –
BALL icon
390
Ball Corp
BALL
$15.5B
– –
-80,000
Closed -$2.49M –
BDN icon
391
Brandywine Realty Trust
BDN
$461M
– –
-491,670
Closed -$6.06M –
BLDP icon
392
Ballard Power Systems
BLDP
$671M
– –
-400,000
Closed -$480K –
BLK icon
393
Blackrock
BLK
$168B
– –
-11,320
Closed -$3.37M –
BLMN icon
394
Bloomin' Brands
BLMN
$736M
– –
-278,812
Closed -$5.07M –
BRX icon
395
Brixmor Property Group
BRX
$8.38B
– –
-300,000
Closed -$7.04M –
BWA icon
396
BorgWarner
BWA
$12.5B
– –
-450,940
Closed -$16.5M –
BXP icon
397
Boston Properties
BXP
$9.43B
– –
-14,878
Closed -$1.76M –
C icon
398
Citigroup
C
$217B
– –
-145,000
Closed -$7.19M –
CCEP icon
399
Coca-Cola Europacific Partners
CCEP
$45.8B
– –
-429,152
Closed -$20.7M –
CCJ icon
400
Cameco
CCJ
$38.4B
– –
-709,554
Closed -$8.64M –
14 15
16
17 18

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ACI
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RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
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MPM
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UBS O'Connor's Q4 2015 Portfolio in Review

As of Q4 2015, UBS O'Connor held 656 positions worth $11.3B, up 6.3% from $10.6B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

UBS O'Connor's Q4 2015 filing shows 149 new, 93 increased, 134 reduced and 233 closed positions. Its largest new stake was TIME WARNER CABLE INC NEW COM STK: 1,020,664 shares worth $189M. The largest sale was HCC INSURANCES HOLDINGS INC, an estimated $218M.

By sector, the portfolio is most concentrated in Miscellaneous at 21% of assets, up from 17% a quarter earlier, followed by Industrials and Financials.

  • UBS O'Connor's largest Q4 2015 buy was TIME WARNER CABLE INC NEW COM STK: 1,020,664 shares worth $189M.
  • UBS O'Connor added most to BROADCOM CORP CL-A in Q4 2015, an estimated $494M increase.
  • UBS O'Connor's biggest Q4 2015 reduction was Nucor, cutting an estimated $109M.
  • UBS O'Connor fully exited HCC INSURANCES HOLDINGS INC in Q4 2015, selling an estimated $218M.
  • UBS O'Connor's ten largest holdings make up 31% of its $11.3B portfolio in Q4 2015.
  • UBS O'Connor opened 149 new positions and closed 233 in Q4 2015.
  • UBS O'Connor's portfolio value rose 6.3% quarter-over-quarter to $11.3B.

Based on UBS O'Connor's 13F filing for Q4 2015, filed 10 Feb 2016.