We are live on ! Find out more
UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
-1.34%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.79B
AUM Growth
-$9.85B
Cap. Flow
-$10B
Cap. Flow %
-173.51%
Top 10 Hldgs %
19.98%
Holding
610
New
182
Increased
123
Reduced
91
Closed
160

Top Buys

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$140M
2
BABA icon
Alibaba
BABA
+$78.3M
3
ASH icon
Ashland
ASH
+$62.3M
4
PL
PROTECTIVE LIFE CORP
PL
+$58.8M
5
RTX icon
RTX Corp
RTX
+$55.1M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$85.3M
2
MSFT icon
Microsoft
MSFT
+$62.3M
3
INTC icon
Intel
INTC
+$48.9M
4
WY icon
Weyerhaeuser
WY
+$43M
5
PM icon
Philip Morris
PM
+$36.3M

Sector Composition

Rank Sector Weight
1 Industrials 11.87%
2 Consumer Discretionary 11.57%
3 Consumer Staples 11.18%
4 Technology 10.96%
5 Healthcare 8.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RIO icon
376
PUT
Rio Tinto
RIO
$165B
$142K ﹤0.01%
56,800
-80,700
-59% -$4.46M
MRVL icon
377
Marvell Technology
MRVL
$189B
$140K ﹤0.01%
+10,404
New +$143K
RL icon
378
PUT
Ralph Lauren
RL
$23.2B
$134K ﹤0.01%
+50,000
New +$8.23M
LXP icon
379
LXP Industrial Trust
LXP
$3.57B
$133K ﹤0.01%
+2,726
New +$148K
HT
380
DELISTED
Hersha Hospitality Trust Priority Class A Common Shares of Beneficial Interest
HT
$122K ﹤0.01%
4,800
+765
+19% +$20.6K
QLGC
381
DELISTED
QLOGIC CORP
QLGC
$109K ﹤0.01%
+11,877
New +$113K
ON icon
382
ON Semiconductor
ON
$19.2B
$106K ﹤0.01%
11,872
– –
VG
383
DELISTED
Vonage Holdings Corporation
VG
$99K ﹤0.01%
30,055
+5,616
+23% +$19.5K
IWM icon
384
PUT
iShares Russell 2000 ETF
IWM
$82.8B
$98K ﹤0.01%
20,000
+8,900
+80% +$1.02M
AMKR icon
385
Amkor Technology
AMKR
$13.5B
$90K ﹤0.01%
+10,655
New +$105K
CAA
386
DELISTED
CalAtlantic Group, Inc.
CAA
$89K ﹤0.01%
+2,375
New +$95.6K
DRYS
387
PUT
DELISTED
DryShips Inc. Common Stock
DRYS
– –
0
– –
NUWE icon
388
Nuwellis
NUWE
$565K
– –
0
– –
LSCC icon
389
Lattice Semiconductor
LSCC
$18.9B
$84K ﹤0.01%
+11,146
New +$83.6K
CBB
390
DELISTED
Cincinnati Bell Inc.
CBB
$83K ﹤0.01%
+4,918
New +$92.6K
AAPL icon
391
PUT
Apple
AAPL
$4.58T
$72K ﹤0.01%
+200,000
New +$4.91M
EXC icon
392
CALL
Exelon
EXC
$46.9B
$68K ﹤0.01%
+196,280
New +$4.6M
CSX icon
393
PUT
CSX Corp
CSX
$93.2B
$52K ﹤0.01%
1,200,000
+300,000
+33% +$3.09M
NES
394
CALL
DELISTED
NUVERRA ENVIRONMENTAL INC NEW COM STK (DE)
NES
$46K ﹤0.01%
+60,000
New +$951K
LULU icon
395
CALL
lululemon athletica
LULU
$14.5B
$45K ﹤0.01%
103,500
+3,500
+4% +$141K
VALE icon
396
CALL
Vale
VALE
$63.2B
$41K ﹤0.01%
788,600
+188,600
+31% +$2.52M
CLX icon
397
CALL
Clorox
CLX
$12.9B
$35K ﹤0.01%
100,000
+55,000
+122% +$4.97M
BHP icon
398
CALL
BHP
BHP
$228B
$31K ﹤0.01%
177,398
+59,132
+50% +$3.44M
XLU icon
399
PUT
State Street Utilities Select Sector SPDR ETF
XLU
$22.5B
$31K ﹤0.01%
200,000
-420,000
-68% -$8.9M
CCEP icon
400
CALL
Coca-Cola Europacific Partners
CCEP
$47.7B
$30K ﹤0.01%
+200,000
New +$9.38M
14 15
16
17 18

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2014 Portfolio in Review

As of Q3 2014, UBS O'Connor held 610 positions worth $5.79B, down 63% from $15.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

UBS O'Connor withdrew a net $10B in Q3 2014, closing 160 positions and reducing 91 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $85.3M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 12% of assets, up from 2.9% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

Against the trend, UBS O'Connor opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $142M.

  • UBS O'Connor's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 1,398,700 shares worth $142M.
  • UBS O'Connor added most to Ashland in Q3 2014, an estimated $62.3M increase.
  • UBS O'Connor's biggest Q3 2014 reduction was Microsoft, cutting an estimated $62.3M.
  • UBS O'Connor fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $85.3M.
  • UBS O'Connor's ten largest holdings make up 20% of its $5.79B portfolio in Q3 2014.
  • UBS O'Connor opened 182 new positions and closed 160 in Q3 2014.
  • UBS O'Connor's portfolio value fell 63% quarter-over-quarter to $5.79B.

Based on UBS O'Connor's 13F filing for Q3 2014, filed 14 Nov 2014.