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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
-1.34%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.79B
AUM Growth
-$9.85B
Cap. Flow
-$10.2B
Cap. Flow %
-176.42%
Top 10 Hldgs %
19.98%
Holding
610
New
182
Increased
123
Reduced
91
Closed
160
Avg Time Held Equity + Options
1.4 quarters
Top 10 Avg Time Held Equity + Options
1.1 quarters
Top 20 Avg Time Held Equity + Options
1.5 quarters
Avg Time Held Equity only
1.4 quarters
Top 10 Avg Time Held Equity only
1.1 quarters
Top 20 Avg Time Held Equity only
1.5 quarters

Top Buys

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$140M
2
BABA icon
Alibaba
BABA
+$78.3M
3
ASH icon
Ashland
ASH
+$62.3M
4
PL icon
PROTECTIVE LIFE CORP
PL
+$58.8M
5
RTX icon
RTX Corp
RTX
+$55.1M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$85.3M
2
MSFT icon
Microsoft
MSFT
+$62.3M
3
INTC icon
Intel
INTC
+$48.9M
4
WY icon
Weyerhaeuser
WY
+$43M
5
PM icon
Philip Morris
PM
+$36.3M

Sector Composition

Rank Sector Weight
1 Miscellaneous 17.87%
2 Consumer Discretionary 12.45%
3 Industrials 12.03%
4 Consumer Staples 11.2%
5 Technology 11.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
RIO icon
376
PUT
Rio Tinto
RIO
$154B
$142K ﹤0.01%
56,800
-80,700
-59% -$4.46M
2014 Q1
2 quarters
MRVL icon
377
Marvell Technology
MRVL
$247B
$140K ﹤0.01%
+10,404
New +$143K
2014 Q3
0 quarters
RL icon
378
PUT
Ralph Lauren
RL
$22.1B
$134K ﹤0.01%
+50,000
New +$8.23M
2014 Q3
0 quarters
LXP icon
379
LXP Industrial Trust
LXP
$3.6B
$133K ﹤0.01%
+2,726
New +$148K
2014 Q3
0 quarters
HT
380
DELISTED
Hersha Hospitality Trust Priority Class A Common Shares of Beneficial Interest
HT
$122K ﹤0.01%
4,800
+765
+19% +$20.6K
2014 Q2
1 quarter
QLGC
381
DELISTED
QLOGIC CORP
QLGC
$109K ﹤0.01%
+11,877
New +$113K
2014 Q3
0 quarters
ON icon
382
ON Semiconductor
ON
$30.2B
$106K ﹤0.01%
11,872
– –
2014 Q2
1 quarter
VG icon
383
DELISTED
Vonage Holdings Corporation
VG
$99K ﹤0.01%
30,055
+5,616
+23% +$19.5K
2014 Q2
1 quarter
IWM icon
384
PUT
iShares Russell 2000 ETF
IWM
$77.4B
$98K ﹤0.01%
20,000
+8,900
+80% +$1.02M
2014 Q2
1 quarter
AMKR icon
385
Amkor Technology
AMKR
$12.2B
$90K ﹤0.01%
+10,655
New +$105K
2014 Q3
0 quarters
CAA
386
DELISTED
CalAtlantic Group, Inc.
CAA
$89K ﹤0.01%
+2,375
New +$95.6K
2014 Q3
0 quarters
DRYS
387
PUT
DELISTED
DryShips Inc. Common Stock
DRYS
– –
0
– –
2014 Q2
1 quarter
NUWE icon
388
Nuwellis
NUWE
$2.19M
– –
0
– –
2013 Q2
5 quarters
LSCC icon
389
Lattice Semiconductor
LSCC
$17.9B
$84K ﹤0.01%
+11,146
New +$83.6K
2014 Q3
0 quarters
CBB
390
DELISTED
Cincinnati Bell Inc.
CBB
$83K ﹤0.01%
+4,918
New +$92.6K
2014 Q3
0 quarters
AAPL icon
391
PUT
Apple
AAPL
$4.91T
$72K ﹤0.01%
+200,000
New +$4.91M
2014 Q3
0 quarters
EXC icon
392
CALL
Exelon
EXC
$43B
$68K ﹤0.01%
+196,280
New +$4.6M
2014 Q3
0 quarters
CSX icon
393
PUT
CSX Corp
CSX
$87.5B
$52K ﹤0.01%
1,200,000
+300,000
+33% +$3.09M
2014 Q2
1 quarter
NES
394
CALL
DELISTED
NUVERRA ENVIRONMENTAL INC NEW COM STK (DE)
NES
$46K ﹤0.01%
+60,000
New +$951K
2014 Q3
0 quarters
LULU icon
395
CALL
lululemon athletica
LULU
$10.9B
$45K ﹤0.01%
103,500
+3,500
+4% +$141K
2014 Q1
2 quarters
VALE icon
396
CALL
Vale
VALE
$58B
$41K ﹤0.01%
788,600
+188,600
+31% +$2.52M
2014 Q2
1 quarter
CLX icon
397
CALL
Clorox
CLX
$10.1B
$35K ﹤0.01%
100,000
+55,000
+122% +$4.97M
2014 Q2
1 quarter
BHP icon
398
CALL
BHP
BHP
$220B
$31K ﹤0.01%
177,398
+59,132
+50% +$3.44M
2014 Q2
1 quarter
XLU icon
399
PUT
State Street Utilities Select Sector SPDR ETF
XLU
$23.1B
$31K ﹤0.01%
200,000
-420,000
-68% -$8.9M
2013 Q3
4 quarters
CCEP icon
400
CALL
Coca-Cola Europacific Partners
CCEP
$45.8B
$30K ﹤0.01%
+200,000
New +$9.38M
2014 Q3
0 quarters
14 15
16
17 18

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ACI
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RC
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A
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CGL
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CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
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MPM
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UBS O'Connor's Q3 2014 Portfolio in Review

As of Q3 2014, UBS O'Connor held 610 positions worth $5.79B, down 63% from $15.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

UBS O'Connor withdrew a net $10.2B in Q3 2014, closing 160 positions and reducing 91 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $85.3M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 18% of assets, down from 73% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, UBS O'Connor opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $142M.

  • UBS O'Connor's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 1,398,700 shares worth $142M.
  • UBS O'Connor added most to Ashland in Q3 2014, an estimated $62.3M increase.
  • UBS O'Connor's biggest Q3 2014 reduction was Microsoft, cutting an estimated $62.3M.
  • UBS O'Connor fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $85.3M.
  • UBS O'Connor's ten largest holdings make up 20% of its $5.79B portfolio in Q3 2014.
  • UBS O'Connor opened 182 new positions and closed 160 in Q3 2014.
  • UBS O'Connor's portfolio value fell 63% quarter-over-quarter to $5.79B.

Based on UBS O'Connor's 13F filing for Q3 2014, filed 14 Nov 2014.