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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+2.07%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$15.6B
AUM Growth
+$10.4B
Cap. Flow
+$9.88B
Cap. Flow %
63.2%
Top 10 Hldgs %
73.61%
Holding
622
New
190
Increased
74
Reduced
112
Closed
190

Top Buys

Rank Stock Value
1
COV
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
+$108M
2
DTV
DIRECTV COM STK (DE)
DTV
+$68.4M
3
TJX icon
TJX Companies
TJX
+$51M
4
VYX icon
NCR Voyix
VYX
+$49.1M
5
PL
PROTECTIVE LIFE CORP
PL
+$45.4M

Top Sells

Rank Stock Value
1
BEAM
BEAM INC COM STK (DE)
BEAM
+$48.3M
2
MAA icon
Mid-America Apartment Communities
MAA
+$48.2M
3
AVB icon
AvalonBay Communities
AVB
+$47.8M
4
MHFI
MCGRAW-HILL FINANCIAL INC COM
MHFI
+$46.2M
5
AAL icon
American Airlines Group
AAL
+$46.1M

Sector Composition

Rank Sector Weight
1 Technology 3.73%
2 Consumer Staples 3.72%
3 Healthcare 3.25%
4 Industrials 2.89%
5 Consumer Discretionary 2.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BHP icon
376
CALL
BHP
BHP
$223B
$11K ﹤0.01%
+118,266
New +$6.95M
CLX icon
377
CALL
Clorox
CLX
$12.8B
$11K ﹤0.01%
+45,000
New +$4.03M
SQNM
378
CALL
DELISTED
SEQUENOM INC NEW
SQNM
$8K ﹤0.01%
50,000
– –
XLU icon
379
PUT
State Street Utilities Select Sector SPDR ETF
XLU
$22.4B
$7K ﹤0.01%
620,000
+470,000
+313% +$10M
IWM icon
380
PUT
iShares Russell 2000 ETF
IWM
$82.1B
$5K ﹤0.01%
+11,100
New +$1.26M
GIS icon
381
CALL
General Mills
GIS
$19.3B
$4K ﹤0.01%
+50,000
New +$2.67M
FAST icon
382
CALL
Fastenal
FAST
$58.3B
$3K ﹤0.01%
+52,000
New +$643K
GT icon
383
PUT
Goodyear
GT
$1.94B
$2K ﹤0.01%
+20,000
New +$522K
RSX
384
PUT
DELISTED
VanEck Russia ETF
RSX
$1K ﹤0.01%
+30,000
New +$738K
ACAD icon
385
Acadia Pharmaceuticals
ACAD
$4.9B
– –
-30,000
Closed -$730K
AEE icon
386
Ameren
AEE
$30B
– –
-15,500
Closed -$639K
AEP icon
387
American Electric Power
AEP
$68.2B
– –
-438,650
Closed -$22.2M
AGCO icon
388
AGCO
AGCO
$7.12B
– –
-120,700
Closed -$6.66M
AIG icon
389
American International
AIG
$42.4B
– –
-46,840
Closed -$2.34M
ALL icon
390
Allstate
ALL
$69.6B
– –
-574,363
Closed -$32.5M
AMH icon
391
American Homes 4 Rent
AMH
$12.4B
– –
-2,175,000
Closed -$36.3M
AOS icon
392
A.O. Smith
AOS
$8.56B
– –
-29,760
Closed -$685K
ARE icon
393
Alexandria Real Estate Equities
ARE
$8.34B
– –
-154,323
Closed -$11.2M
ATO icon
394
Atmos Energy
ATO
$29.1B
– –
-109,063
Closed -$5.14M
AVDL
395
DELISTED
Avadel Pharmaceuticals
AVDL
– –
-40,000
Closed -$536K
BAP icon
396
Credicorp
BAP
$31.2B
– –
-1,637
Closed -$217K
BBY icon
397
Best Buy
BBY
$16.9B
– –
-12,102
Closed -$320K
BMRN icon
398
BioMarin Pharmaceuticals
BMRN
$11.9B
– –
-17,500
Closed -$1.19M
BRO icon
399
Brown & Brown
BRO
$23.8B
– –
-701,156
Closed -$10.8M
BXMT icon
400
Blackstone Mortgage Trust
BXMT
$2.33B
– –
-418,914
Closed -$12M
14 15
16
17 18

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q2 2014 Portfolio in Review

As of Q2 2014, UBS O'Connor held 622 positions worth $15.6B, up 196% from $5.28B the previous quarter. Its ten largest holdings account for 74% of the portfolio.

UBS O'Connor deployed $9.88B of net new capital in Q2 2014, opening 190 new positions and adding to 74 existing holdings. Its largest new stake was COVIDIEN PLC COM SHS NEW (IRELAND): 1,450,000 shares worth $131M.

By sector, the portfolio is most concentrated in Technology at 3.7% of assets, down from 6.4% a quarter earlier, followed by Consumer Staples and Healthcare.

On the sell side, the largest reduction was Mid-America Apartment Communities, an estimated $48.2M trimmed.

  • UBS O'Connor's largest Q2 2014 buy was COVIDIEN PLC COM SHS NEW (IRELAND): 1,450,000 shares worth $131M.
  • UBS O'Connor added most to Philip Morris in Q2 2014, an estimated $40.6M increase.
  • UBS O'Connor's biggest Q2 2014 reduction was Mid-America Apartment Communities, cutting an estimated $48.2M.
  • UBS O'Connor fully exited BEAM INC COM STK (DE) in Q2 2014, selling an estimated $48.3M.
  • UBS O'Connor's ten largest holdings make up 74% of its $15.6B portfolio in Q2 2014.
  • UBS O'Connor opened 190 new positions and closed 190 in Q2 2014.
  • UBS O'Connor's portfolio value rose 196% quarter-over-quarter to $15.6B.

Based on UBS O'Connor's 13F filing for Q2 2014, filed 15 Aug 2014.