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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+5.71%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.44B
AUM Growth
+$635M
Cap. Flow
+$416M
Cap. Flow %
7.65%
Top 10 Hldgs %
15.63%
Holding
579
New
166
Increased
105
Reduced
70
Closed
180

Top Buys

Rank Stock Value
1
AAL icon
American Airlines Group
AAL
+$66.9M
2
CCI icon
Crown Castle
CCI
+$53.8M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$52M
4
CCI.PRA
Crown Castle International Corp.
CCI.PRA
+$48.4M
5
DLTR icon
Dollar Tree
DLTR
+$42M

Top Sells

Rank Stock Value
1
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$60.5M
2
CL icon
Colgate-Palmolive
CL
+$46.1M
3
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$44.4M
4
WMT icon
Walmart Inc
WMT
+$41.7M
5
M icon
Macy's
M
+$41M

Sector Composition

Rank Sector Weight
1 Real Estate 17.07%
2 Consumer Staples 11.62%
3 Industrials 7.66%
4 Financials 6.61%
5 Consumer Discretionary 6.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DTE icon
376
DTE Energy
DTE
$29.1B
– –
-296,769
Closed -$16.7M
EARN
377
Ellington Residential Mortgage REIT
EARN
$163M
– –
-50,000
Closed -$768K
ED icon
378
Consolidated Edison
ED
$40.2B
– –
-217,500
Closed -$12M
ELME
379
Elme Communities
ELME
$145M
– –
-88,889
Closed -$2.25M
EPC icon
380
CALL
Edgewell Personal Care
EPC
$1.3B
– –
-202,350
Closed -$19K
EPC icon
381
Edgewell Personal Care
EPC
$1.3B
– –
-10,582
Closed -$715K
EQIX icon
382
Equinix
EQIX
$104B
– –
-28,700
Closed -$5.27M
EVR icon
383
Evercore
EVR
$11.9B
– –
-50,390
Closed -$2.48M
FHN icon
384
First Horizon
FHN
$12.1B
– –
-100,000
Closed -$1.1M
FRME icon
385
First Merchants
FRME
$2.69B
– –
-202,246
Closed -$3.5M
GD icon
386
PUT
General Dynamics
GD
$105B
– –
-25,000
Closed -$67K
GS icon
387
PUT
Goldman Sachs
GS
$301B
– –
-50,000
Closed -$395K
HAL icon
388
PUT
Halliburton
HAL
$27.1B
– –
-20,000
Closed -$12K
HD icon
389
CALL
Home Depot
HD
$349B
– –
-100,000
Closed -$169K
HES
390
DELISTED
Hess
HES
– –
-23,760
Closed -$1.84M
HPQ icon
391
CALL
HP
HPQ
$25.8B
– –
-113,623
Closed -$1K
HTLD icon
392
Heartland Express
HTLD
$952M
– –
-166,223
Closed -$2.36M
HYG icon
393
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
– –
-270,000
Closed -$358K
IP icon
394
PUT
International Paper
IP
$21.5B
– –
-21,416
Closed -$13K
IPG
395
DELISTED
Interpublic Group of Companies
IPG
– –
-206,857
Closed -$3.55M
IYR icon
396
CALL
iShares US Real Estate ETF
IYR
$4.63B
– –
-100,000
Closed -$148K
IYR icon
397
iShares US Real Estate ETF
IYR
$4.63B
– –
-35,000
Closed -$2.23M
JPM icon
398
CALL
JPMorgan Chase
JPM
$947B
– –
-300,000
Closed -$58K
KBH icon
399
PUT
KB Home
KBH
$3.49B
– –
-235,400
Closed -$69K
KIM icon
400
Kimco Realty
KIM
$16.4B
– –
-177,154
Closed -$3.58M
14 15
16
17 18

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q4 2013 Portfolio in Review

As of Q4 2013, UBS O'Connor held 579 positions worth $5.44B, up 13% from $4.81B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

UBS O'Connor deployed $416M of net new capital in Q4 2013, opening 166 new positions and adding to 105 existing holdings. Its largest new stake was American Airlines Group: 2,596,600 shares worth $65.6M.

By sector, the portfolio is most concentrated in Real Estate at 17% of assets, up from 15% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was Colgate-Palmolive, an estimated $46.1M trimmed.

  • UBS O'Connor's largest Q4 2013 buy was American Airlines Group: 2,596,600 shares worth $65.6M.
  • UBS O'Connor added most to Crown Castle in Q4 2013, an estimated $53.8M increase.
  • UBS O'Connor's biggest Q4 2013 reduction was Colgate-Palmolive, cutting an estimated $46.1M.
  • UBS O'Connor fully exited ONYX PHARMACEUTICALS INC in Q4 2013, selling an estimated $60.5M.
  • UBS O'Connor's ten largest holdings make up 16% of its $5.44B portfolio in Q4 2013.
  • UBS O'Connor opened 166 new positions and closed 180 in Q4 2013.
  • UBS O'Connor's portfolio value rose 13% quarter-over-quarter to $5.44B.

Based on UBS O'Connor's 13F filing for Q4 2013, filed 13 Feb 2014.