UOC
EARN

UBS O'Connor’s Ellington Residential Mortgage REIT EARN Stock Holding History

UBS O'Connor’s Portfolio EARN Stock Details EARN Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q4 		– Sell
-50,000
Closed -$768K – 427
2013
Q3 		$768K Buy
50,000
+25,000
+100% +$383K 0.02% 311
2013
Q2 		$446K Buy
+25,000
New +$467K 0.01% 419

Other funds holding EARN

Blackstone Inc
Blackstone Inc New York $25.6B AUM 26.83% 1-Year Est. Return
Wellington Management Group
Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return
BFA
BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return
Fidelity Investments
Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return
PRCM
Pine River Capital Management Minnetonka, Minnesota $32.9M AUM 4.47% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
Renaissance Technologies
Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return
JC
JBF Capital Aspen, Colorado $676M AUM 24.74% 1-Year Est. Return

UBS O'Connor's EARN Position: Q4 2013 in Review

UBS O'Connor sold out of Ellington Residential Mortgage REIT (EARN) in Q4 2013, closing a stake of 50,000 shares — an estimated $768K sold.

UBS O'Connor first reported a position in EARN in Q2 2013 and held it in 2 quarters. The position peaked at $768K in Q3 2013. 49 funds tracked by Wall St. Rank hold EARN as of Q4 2013.

  • UBS O'Connor reported no remaining Ellington Residential Mortgage REIT position as of Q4 2013 after selling out during the quarter.
  • UBS O'Connor sold 50,000 Ellington Residential Mortgage REIT shares in Q4 2013, an estimated $768K.
  • UBS O'Connor first reported a position in Ellington Residential Mortgage REIT in Q2 2013 and held it in 2 quarters.
  • UBS O'Connor's Ellington Residential Mortgage REIT position peaked at $768K in Q3 2013.
  • 49 funds tracked by Wall St. Rank held Ellington Residential Mortgage REIT as of Q4 2013.

Based on UBS O'Connor's 13F filing for Q4 2013, filed 13 Feb 2014.