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UOC
UBS O'Connor Portfolio holdings
AUM
$3.76B
1-Year Est. Return
62.41%
This Fund
S&P 500
This Quarter
Est. Return
+11.57%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$3.94B
AUM Growth
-$591M
(-13%)
Cap. Flow
-$893M
Cap. Flow
% of AUM
-22.69%
Top 10 Holdings %
Top 10 Hldgs %
52.08%
Holding
457
New
70
Increased
52
Reduced
144
Closed
139
Avg Time Held Equity + Options
2.7
quarters
Top 10 Avg Time Held Equity + Options
1.1
quarters
Top 20 Avg Time Held Equity + Options
1
quarter
Avg Time Held Equity only
2.6
quarters
Top 10 Avg Time Held Equity only
1.1
quarters
Top 20 Avg Time Held Equity only
1
quarter
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
ETFC
E*Trade Financial Corporation
ETFC
|
+$172M |
| 2 |
MXIM
Maxim Integrated Products
MXIM
|
+$117M |
| 3 |
VAR
Varian Medical Systems, Inc.
VAR
|
+$112M |
| 4 |
GRUB
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
|
+$102M |
| 5 |
TD Ameritrade Holding Corp
AMTD
|
+$88.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
LM
Legg Mason, Inc.
LM
|
+$165M |
| 2 |
El Paso Electric Company
EE
|
+$106M |
| 3 |
LOGM
LogMein, Inc.
LOGM
|
+$76.5M |
| 4 |
TIF
Tiffany & Co.
TIF
|
+$74.4M |
| 5 |
Caesars Entertainment Corporation
CZR
|
+$70.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 31.8% |
| 2 | Healthcare | 15.47% |
| 3 | Technology | 11.7% |
| 4 | Miscellaneous | 10.56% |
| 5 | Consumer Discretionary | 8.19% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
351
JBG SMITH
JBGS
$640M
| – | – |
-153,200
| Closed | -$4.53M | – |
|
352
JD.com
JD
$36.6B
| – | – |
-187,050
| Closed | -$11.3M | – |
|
353
Openlane
OPLN
$4.48B
| – | – |
-125,000
| Closed | -$1.72M | – |
|
354
Kilroy Realty
KRC
$3.98B
| – | – |
-108,500
| Closed | -$6.37M | – |
|
355
PUT
KraneShares CSI China Internet ETF
KWEB
$4.54B
| – | – |
-310,000
| Closed | -$329K | – |
|
356
Legend Biotech
LEGN
$3.62B
| – | – |
-65,672
| Closed | -$2.79M | – |
|
357
Southwest Airlines
LUV
$20.4B
| – | – |
-40,500
| Closed | -$1.38M | – |
|
358
Mastercard
MA
$516B
| – | – |
-75,000
| Closed | -$22.2M | – |
|
359
CALL
Momentus
MNTS
$71.8M
| – | – |
-5
| Closed | -$40K | – |
|
360
Cloudflare
NET
$129B
| – | – |
-29,093
| Closed | -$1.05M | – |
|
361
NNN REIT
NNN
$7.72B
| – | – |
-83,600
| Closed | -$2.97M | – |
|
362
Northern Oil and Gas
NOG
$2.64B
| – | – |
-37,500
| Closed | -$315K | – |
|
363
NetEase
NTES
$79.6B
| – | – |
-34,130
| Closed | -$2.93M | – |
|
364
Par Pacific Holdings
PARR
$4.1B
| – | – |
-34,941
| Closed | -$314K | – |
|
365
PG&E
PCG
$39.4B
| – | – |
-712,500
| Closed | -$6.32M | – |
|
366
Pinduoduo
PDD
$116B
| – | – |
-90,660
| Closed | -$7.78M | – |
|
|
367
PUT
Pinduoduo
PDD
$116B
| – | – |
-44,000
| Closed | -$98K | – |
|
368
Pultegroup
PHM
$21.4B
| – | – |
-28,300
| Closed | -$963K | – |
|
369
Post Holdings
POST
$3.39B
| – | – |
-290,320
| Closed | -$16.6M | – |
|
370
PPL Corp
PPL
$25.8B
| – | – |
-67,500
| Closed | -$1.74M | – |
|
371
Qfin Holdings
QFIN
$754M
| – | – |
-213,455
| Closed | -$2.29M | – |
|
372
Restaurant Brands International
QSR
$24.7B
| – | – |
-280,000
| Closed | -$15.3M | – |
|
373
Regeneron Pharmaceuticals
REGN
$76.9B
| – | – |
-4,589
| Closed | -$2.86M | – |
|
374
Rush Street Interactive
RSI
$2.19B
| – | – |
-950,000
| Closed | -$10.8M | – |
|
375
Sea Limited
SE
$58.3B
| – | – |
-69,874
| Closed | -$7.49M | – |
|
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UBS O'Connor's Q3 2020 Portfolio in Review
As of Q3 2020, UBS O'Connor held 457 positions worth $3.94B, down 13% from $4.53B the previous quarter. Its ten largest holdings account for 52% of the portfolio.
UBS O'Connor withdrew a net $893M in Q3 2020, closing 139 positions and reducing 144 holdings. Its most notable exit was Legg Mason, Inc., an estimated $165M position sold in full.
By sector, the portfolio is most concentrated in Financials at 32% of assets, up from 27% a quarter earlier, followed by Healthcare and Technology.
Against the trend, UBS O'Connor opened a new position in Maxim Integrated Products worth $117M.
- UBS O'Connor's largest Q3 2020 buy was Maxim Integrated Products: 1,729,774 shares worth $117M.
- UBS O'Connor added most to E*Trade Financial Corporation in Q3 2020, an estimated $172M increase.
- UBS O'Connor's biggest Q3 2020 reduction was Tiffany & Co., cutting an estimated $74.4M.
- UBS O'Connor fully exited Legg Mason, Inc. in Q3 2020, selling an estimated $165M.
- UBS O'Connor's ten largest holdings make up 52% of its $3.94B portfolio in Q3 2020.
- UBS O'Connor opened 70 new positions and closed 139 in Q3 2020.
- UBS O'Connor's portfolio value fell 13% quarter-over-quarter to $3.94B.
Based on UBS O'Connor's 13F filing for Q3 2020, filed 12 Nov 2020.