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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+11.57%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$3.94B
AUM Growth
-$591M
Cap. Flow
-$564M
Cap. Flow %
-14.32%
Top 10 Hldgs %
52.08%
Holding
457
New
70
Increased
52
Reduced
144
Closed
139

Top Buys

Rank Stock Value
1
ETFC
E*Trade Financial Corporation
ETFC
+$172M
2
MXIM
Maxim Integrated Products
MXIM
+$117M
3
VAR
Varian Medical Systems, Inc.
VAR
+$112M
4
GRUB
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
+$102M
5
AMTD
TD Ameritrade Holding Corp
AMTD
+$88.9M

Top Sells

Rank Stock Value
1
LM
Legg Mason, Inc.
LM
+$165M
2
EE
El Paso Electric Company
EE
+$106M
3
LOGM
LogMein, Inc.
LOGM
+$76.5M
4
TIF
Tiffany & Co.
TIF
+$74.4M
5
CZR
Caesars Entertainment Corporation
CZR
+$70.2M

Sector Composition

Rank Sector Weight
1 Financials 31.8%
2 Healthcare 9.34%
3 Industrials 6.85%
4 Technology 5.85%
5 Communication Services 5.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JBGS
351
JBG SMITH
JBGS
$707M
– –
-153,200
Closed -$4.53M
JD icon
352
JD.com
JD
$44.3B
– –
-187,050
Closed -$11.3M
OPLN
353
Openlane
OPLN
$4.62B
– –
-125,000
Closed -$1.72M
KRC icon
354
Kilroy Realty
KRC
$4.34B
– –
-108,500
Closed -$6.37M
KWEB icon
355
PUT
KraneShares CSI China Internet ETF
KWEB
$5.62B
– –
-310,000
Closed -$329K
LEGN icon
356
Legend Biotech
LEGN
$3.73B
– –
-65,672
Closed -$2.79M
LUV icon
357
Southwest Airlines
LUV
$23B
– –
-40,500
Closed -$1.38M
MA icon
358
Mastercard
MA
$505B
– –
-75,000
Closed -$22.2M
MNTS icon
359
CALL
Momentus
MNTS
$82.7M
– –
-5
Closed -$40K
NET icon
360
Cloudflare
NET
$101B
– –
-29,093
Closed -$1.05M
NNN icon
361
NNN REIT
NNN
$9.02B
– –
-83,600
Closed -$2.97M
NOG icon
362
Northern Oil and Gas
NOG
$2.21B
– –
-37,500
Closed -$315K
NTES icon
363
NetEase
NTES
$83.5B
– –
-34,130
Closed -$2.93M
PARR icon
364
Par Pacific Holdings
PARR
$3.45B
– –
-34,941
Closed -$314K
PCG icon
365
PG&E
PCG
$37.4B
– –
-712,500
Closed -$6.32M
PDD icon
366
Pinduoduo
PDD
$129B
– –
-90,660
Closed -$7.78M
PDD icon
367
PUT
Pinduoduo
PDD
$129B
– –
-44,000
Closed -$98K
PHM icon
368
Pultegroup
PHM
$24.7B
– –
-28,300
Closed -$963K
POST icon
369
Post Holdings
POST
$4.09B
– –
-290,320
Closed -$16.6M
PPL
370
PPL Corp
PPL
$26B
– –
-67,500
Closed -$1.74M
QFIN icon
371
Qfin Holdings
QFIN
$1.59B
– –
-213,455
Closed -$2.29M
QSR icon
372
Restaurant Brands International
QSR
$25.4B
– –
-280,000
Closed -$15.3M
REGN icon
373
Regeneron Pharmaceuticals
REGN
$79.5B
– –
-4,589
Closed -$2.86M
RSI icon
374
Rush Street Interactive
RSI
$2.9B
– –
-950,000
Closed -$10.8M
SE icon
375
Sea Limited
SE
$68B
– –
-69,874
Closed -$7.49M
13 14
15
16 17

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2020 Portfolio in Review

As of Q3 2020, UBS O'Connor held 457 positions worth $3.94B, down 13% from $4.53B the previous quarter. Its ten largest holdings account for 52% of the portfolio.

UBS O'Connor withdrew a net $564M in Q3 2020, closing 139 positions and reducing 144 holdings. Its most notable exit was Legg Mason, Inc., an estimated $165M position sold in full.

By sector, the portfolio is most concentrated in Financials at 32% of assets, up from 27% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, UBS O'Connor opened a new position in Maxim Integrated Products worth $117M.

  • UBS O'Connor's largest Q3 2020 buy was Maxim Integrated Products: 1,729,774 shares worth $117M.
  • UBS O'Connor added most to E*Trade Financial Corporation in Q3 2020, an estimated $172M increase.
  • UBS O'Connor's biggest Q3 2020 reduction was Tiffany & Co., cutting an estimated $74.4M.
  • UBS O'Connor fully exited Legg Mason, Inc. in Q3 2020, selling an estimated $165M.
  • UBS O'Connor's ten largest holdings make up 52% of its $3.94B portfolio in Q3 2020.
  • UBS O'Connor opened 70 new positions and closed 139 in Q3 2020.
  • UBS O'Connor's portfolio value fell 13% quarter-over-quarter to $3.94B.

Based on UBS O'Connor's 13F filing for Q3 2020, filed 12 Nov 2020.