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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+10.95%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$3.53B
AUM Growth
-$60.5M
Cap. Flow
-$728M
Cap. Flow %
-20.59%
Top 10 Hldgs %
46.78%
Holding
411
New
105
Increased
79
Reduced
73
Closed
94
Avg Time Held Equity + Options
2.4 quarters
Top 10 Avg Time Held Equity + Options
0.7 quarters
Top 20 Avg Time Held Equity + Options
0.9 quarters
Avg Time Held Equity only
2.6 quarters
Top 10 Avg Time Held Equity only
0.7 quarters
Top 20 Avg Time Held Equity only
0.9 quarters

Top Buys

Rank Stock Value
1
WCG
Wellcare Health Plans, Inc.
WCG
+$198M
2
AMTD icon
TD Ameritrade Holding Corp
AMTD
+$140M
3
TIF
Tiffany & Co.
TIF
+$119M
4
CY
Cypress Semiconductor
CY
+$76M
5
MDCO
Medicines Co
MDCO
+$64.5M

Top Sells

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$545M
2
STI icon
SunTrust Banks, Inc.
STI
+$231M
3
GWR
Genesee & Wyoming Inc.
GWR
+$170M
4
AABA
Altaba Inc
AABA
+$72.2M
5
ACEL icon
Accel Entertainment
ACEL
+$33.9M

Sector Composition

Rank Sector Weight
1 Miscellaneous 20.38%
2 Healthcare 19.5%
3 Technology 19.08%
4 Consumer Discretionary 11.89%
5 Communication Services 7.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
PRVB
351
DELISTED
Provention Bio, Inc. Common Stock
PRVB
– –
-40,000
Closed -$273K –
ATCX icon
352
DELISTED
Atlas Technical Consultants, Inc. Class A Common Stock
ATCX
– –
-1,388,720
Closed -$14M –
VVNT
353
CALL
DELISTED
Vivint Smart Home, Inc. Class A Common Stock
VVNT
– –
-200,000
Closed -$225K –
PING
354
DELISTED
Ping Identity Holding Corp.
PING
– –
-93,800
Closed -$1.62M –
RMO
355
CALL
DELISTED
Romeo Power, Inc.
RMO
– –
-200,000
Closed -$145K –
TPTX
356
DELISTED
Turning Point Therapeutics, Inc. Common Stock
TPTX
– –
-39,000
Closed -$1.47M –
CNR icon
357
DELISTED
Cornerstone Building Brands, Inc.
CNR
– –
-200,000
Closed -$1.21M –
PAE
358
DELISTED
PAE Incorporated Class A Common Stock
PAE
– –
-305,333
Closed -$3.09M –
TRIT
359
CALL
DELISTED
Triterras, Inc. Class A Ordinary Shares
TRIT
– –
-800,000
Closed -$236K –
NFH
360
DELISTED
New Frontier Health Corporation Ordinary Shares
NFH
– –
-2,092,510
Closed -$21.3M –
GDP
361
DELISTED
Goodrich Petroleum Corporation Common Stock
GDP
– –
-44,000
Closed -$468K –
PFPT
362
DELISTED
Proofpoint, Inc.
PFPT
– –
-19,852
Closed -$2.56M –
APXTU icon
363
DELISTED
Apex Technology Acquisition Corporation Unit
APXTU
– –
-2,500,000
Closed -$25.5M –
SSPKU
364
DELISTED
Silver Spike Acquisition Corp. Units
SSPKU
– –
-737,290
Closed -$7.44M –
GRUB
365
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
– –
-70,000
Closed -$7.87M –
THBRU
366
DELISTED
Thunder Bridge Acquisition II, Ltd. Units
THBRU
– –
-50,000
Closed -$509K –
EXPCU
367
DELISTED
Experience Investment Corp. Unit
EXPCU
– –
-2,675,000
Closed -$26.8M –
NPAUU
368
DELISTED
New Providence Acquisition Corp. Unit
NPAUU
– –
-2,277,000
Closed -$22.9M –
TCO
369
DELISTED
Taubman Centers Inc.
TCO
– –
-33,300
Closed -$1.36M –
NFINU
370
DELISTED
Netfin Acquisition Corp. Unit
NFINU
– –
-100,000
Closed -$1.01M –
SPAQ.U icon
371
DELISTED
Spartan Energy Acquisition Corp Units (each consisting of one Class A Common Stock and one-third of
SPAQ.U
– –
-250,000
Closed -$2.59M –
INSUU
372
DELISTED
Insurance Acquisition Corp. Unit
INSUU
– –
-450,000
Closed -$4.69M –
TGE icon
373
DELISTED
Tallgrass Energy, LP Class A Shares
TGE
– –
-1,386,178
Closed -$27.9M –
ZAYO
374
PUT
DELISTED
Zayo Group Holdings, Inc.
ZAYO
– –
-30,000
Closed -$21K –
GWR
375
DELISTED
Genesee & Wyoming Inc.
GWR
– –
-1,538,321
Closed -$170M –
12 13 14
15
16

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ACI
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RC
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CGL
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CB
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JCM
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MPM
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UBS O'Connor's Q4 2019 Portfolio in Review

As of Q4 2019, UBS O'Connor held 411 positions worth $3.53B, down 1.7% from $3.59B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

UBS O'Connor withdrew a net $728M in Q4 2019, closing 94 positions and reducing 73 holdings. Its most notable exit was Celgene Corp, an estimated $545M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 20% of assets, up from 18% a quarter earlier, followed by Healthcare and Technology.

Against the trend, UBS O'Connor opened a new position in TD Ameritrade Holding Corp worth $160M.

  • UBS O'Connor's largest Q4 2019 buy was TD Ameritrade Holding Corp: 3,221,718 shares worth $160M.
  • UBS O'Connor added most to Wellcare Health Plans, Inc. in Q4 2019, an estimated $198M increase.
  • UBS O'Connor's biggest Q4 2019 reduction was Post Holdings, cutting an estimated $31.4M.
  • UBS O'Connor fully exited Celgene Corp in Q4 2019, selling an estimated $545M.
  • UBS O'Connor's ten largest holdings make up 47% of its $3.53B portfolio in Q4 2019.
  • UBS O'Connor opened 105 new positions and closed 94 in Q4 2019.
  • UBS O'Connor's portfolio value fell 1.7% quarter-over-quarter to $3.53B.

Based on UBS O'Connor's 13F filing for Q4 2019, filed 14 Feb 2020.