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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+4.38%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$6.88B
AUM Growth
+$766M
Cap. Flow
+$1.21B
Cap. Flow %
17.57%
Top 10 Hldgs %
39.32%
Holding
527
New
147
Increased
85
Reduced
83
Closed
185

Top Buys

Rank Stock Value
1
BCR
CR Bard Inc.
BCR
+$198M
2
ALR
Alere Inc
ALR
+$196M
3
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$185M
4
COL
Rockwell Collins
COL
+$182M
5
TWX
Time Warner Inc
TWX
+$146M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$377M
2
WOOF
VCA Inc.
WOOF
+$199M
3
TAP icon
Molson Coors Class B
TAP
+$72.3M
4
BIDU icon
Baidu
BIDU
+$53.6M
5
DHR icon
Danaher
DHR
+$43.1M

Sector Composition

Rank Sector Weight
1 Communication Services 16.91%
2 Industrials 10.77%
3 Consumer Discretionary 10.44%
4 Technology 9.3%
5 Consumer Staples 8.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FIBK icon
351
First Interstate BancSystem
FIBK
$3.57B
– –
-116,080
Closed -$4.32M
FTK icon
352
Flotek Industries
FTK
$1.32B
– –
-33,639
Closed -$1.8M
FTNT icon
353
Fortinet
FTNT
$117B
– –
-300,000
Closed -$2.25M
FWONK icon
354
Liberty Media Series C
FWONK
$25B
– –
-58,167
Closed -$2.06M
GDX icon
355
CALL
VanEck Gold Miners ETF
GDX
$25.6B
– –
-988,000
Closed -$456K
GDX icon
356
VanEck Gold Miners ETF
GDX
$25.6B
– –
-209,085
Closed -$4.62M
GDX icon
357
PUT
VanEck Gold Miners ETF
GDX
$25.6B
– –
-303,200
Closed -$279K
GLD icon
358
SPDR Gold Trust
GLD
$138B
– –
-63,000
Closed -$7.43M
GMS
359
DELISTED
GMS Inc
GMS
– –
-199,706
Closed -$5.61M
B
360
Barrick Mining
B
$69.3B
– –
-347,364
Closed -$5.53M
GOOG icon
361
Alphabet (Google) Class C
GOOG
$4.36T
– –
-114,460
Closed -$5.2M
GOOS
362
Canada Goose Holdings
GOOS
$837M
– –
-338,729
Closed -$6.69M
GRPN icon
363
Groupon
GRPN
$955M
– –
-21,214
Closed -$1.63M
HD icon
364
Home Depot
HD
$349B
– –
-22,000
Closed -$3.38M
HES
365
CALL
DELISTED
Hess
HES
– –
-191,700
Closed -$42K
HUN icon
366
Huntsman Corp
HUN
$1.78B
– –
-160,000
Closed -$4.13M
HXL icon
367
Hexcel
HXL
$7.79B
– –
-135,000
Closed -$7.13M
IMUX icon
368
Immunic
IMUX
$198M
– –
-470
Closed -$545K
JACK icon
369
Jack in the Box
JACK
$331M
– –
-47,765
Closed -$4.71M
JILL icon
370
J. Jill
JILL
$280M
– –
-35,730
Closed -$1.84M
KDP icon
371
Keurig Dr Pepper
KDP
$41.3B
– –
-290,000
Closed -$26.4M
KRE icon
372
State Street SPDR S&P Regional Banking ETF
KRE
$4.65B
– –
-127,680
Closed -$7.02M
LBRDK icon
373
Liberty Broadband Class C
LBRDK
$5.32B
– –
-17,014
Closed -$1.48M
LNG icon
374
Cheniere Energy
LNG
$54.9B
– –
-16,000
Closed -$779K
LW icon
375
Lamb Weston
LW
$7.16B
– –
-171,097
Closed -$7.54M
13 14
15
16 17

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2017 Portfolio in Review

As of Q3 2017, UBS O'Connor held 527 positions worth $6.88B, up 13% from $6.11B the previous quarter. Its ten largest holdings account for 39% of the portfolio.

UBS O'Connor deployed $1.21B of net new capital in Q3 2017, opening 147 new positions and adding to 85 existing holdings. Its largest new stake was Alere Inc: 3,919,823 shares worth $198M.

By sector, the portfolio is most concentrated in Communication Services at 17% of assets, up from 14% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Molson Coors Class B, an estimated $72.3M trimmed.

  • UBS O'Connor's largest Q3 2017 buy was Alere Inc: 3,919,823 shares worth $198M.
  • UBS O'Connor added most to CR Bard Inc. in Q3 2017, an estimated $198M increase.
  • UBS O'Connor's biggest Q3 2017 reduction was Molson Coors Class B, cutting an estimated $72.3M.
  • UBS O'Connor fully exited Reynolds American Inc in Q3 2017, selling an estimated $377M.
  • UBS O'Connor's ten largest holdings make up 39% of its $6.88B portfolio in Q3 2017.
  • UBS O'Connor opened 147 new positions and closed 185 in Q3 2017.
  • UBS O'Connor's portfolio value rose 13% quarter-over-quarter to $6.88B.

Based on UBS O'Connor's 13F filing for Q3 2017, filed 14 Nov 2017.