We are live on ! Find out more
UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+5.68%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$11.3B
AUM Growth
+$671M
Cap. Flow
-$239M
Cap. Flow %
-2.11%
Top 10 Hldgs %
31.33%
Holding
656
New
149
Increased
93
Reduced
134
Closed
233
Avg Time Held Equity + Options
2.2 quarters
Top 10 Avg Time Held Equity + Options
1.5 quarters
Top 20 Avg Time Held Equity + Options
1.8 quarters
Avg Time Held Equity only
2.2 quarters
Top 10 Avg Time Held Equity only
1.5 quarters
Top 20 Avg Time Held Equity only
1.8 quarters

Top Buys

Rank Stock Value
1
BRCM
BROADCOM CORP CL-A
BRCM
+$494M
2
PCP
PRECISION CASTPARTS CORP
PCP
+$346M
3
CB icon
CHUBB CORPORATION
CB
+$335M
4
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$189M
5
FCAM
Fiat Chrysler Automobiles N.V.
FCAM
+$131M

Top Sells

Rank Stock Value
1
HCC icon
HCC INSURANCES HOLDINGS INC
HCC
+$218M
2
SIAL
SIGMA - ALDRICH CORP
SIAL
+$159M
3
HCBK
HUDSON CITY BANCORP INC
HCBK
+$121M
4
NUE icon
Nucor
NUE
+$109M
5
CYN icon
CITY NATIONAL CORPORATION
CYN
+$106M

Sector Composition

Rank Sector Weight
1 Miscellaneous 20.82%
2 Industrials 18.29%
3 Financials 14.08%
4 Consumer Staples 12%
5 Consumer Discretionary 11.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
KITE
351
DELISTED
Kite Pharma, Inc.
KITE
$492K ﹤0.01%
+8,000
New +$563K
2015 Q4
0 quarters
DVAX icon
352
DELISTED
Dynavax Technologies
DVAX
$484K ﹤0.01%
+20,000
New +$501K
2015 Q4
0 quarters
OESX icon
353
Orion Energy Systems
OESX
$105M
$434K ﹤0.01%
20,000
-6,764
-25% -$138K
2015 Q1
3 quarters
ACET icon
354
DELISTED
Aceto Corp
ACET
$414K ﹤0.01%
+15,360
New +$431K
2015 Q4
0 quarters
CAG icon
355
CALL
Conagra Brands
CAG
$6.5B
$392K ﹤0.01%
574,395
-287,583
-33% -$9.19M
2015 Q3
1 quarter
GOL icon
356
DELISTED
Gol Linhas Aéreas Inteligentes S.A. American Depositary Shares (Each representing Ten Preferred Shares)
GOL
$356K ﹤0.01%
310,621
+16,297
+6% +$27.8K
2015 Q1
3 quarters
PFNX
357
DELISTED
Pfenex Inc.
PFNX
$356K ﹤0.01%
+28,800
New +$425K
2015 Q4
0 quarters
RLGT icon
358
Radiant Logistics
RLGT
$430M
$344K ﹤0.01%
100,000
– –
2015 Q3
1 quarter
ARCT icon
359
Arcturus Therapeutics
ARCT
$362M
$314K ﹤0.01%
+7,143
New +$322K
2015 Q4
0 quarters
CLDX icon
360
Celldex Therapeutics
CLDX
$2.32B
$314K ﹤0.01%
+1,333
New +$291K
2015 Q4
0 quarters
IWM icon
361
PUT
iShares Russell 2000 ETF
IWM
$78.3B
$292K ﹤0.01%
300,000
-800,000
-73% -$92.3M
2015 Q2
2 quarters
TPCO
362
DELISTED
Tribune Publishing Company Common Stock
TPCO
$276K ﹤0.01%
+30,000
New +$281K
2015 Q4
0 quarters
GCVRZ
363
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$272K ﹤0.01%
2,421,457
– –
2013 Q2
10 quarters
TXMD icon
364
TherapeuticsMD
TXMD
$23.7M
$260K ﹤0.01%
500
-1,007
-67% -$372K
2014 Q1
7 quarters
MT icon
365
CALL
ArcelorMittal
MT
$47.7B
$244K ﹤0.01%
926,709
+456,838
+97% +$5.33M
2015 Q1
3 quarters
VALE icon
366
CALL
Vale
VALE
$57.6B
$172K ﹤0.01%
1,907,200
+188,200
+11% +$751K
2015 Q3
1 quarter
ADYX
367
DELISTED
Adynxx Inc
ADYX
$150K ﹤0.01%
1,168
-162
-12% -$27.7K
2015 Q2
2 quarters
APA icon
368
PUT
APA Corp
APA
$16.4B
$146K ﹤0.01%
+61,400
New +$2.86M
2015 Q4
0 quarters
CTRA icon
369
CALL
DELISTED
Coterra Energy
CTRA
$140K ﹤0.01%
+620,400
New +$12.4M
2015 Q4
0 quarters
ADM icon
370
CALL
Archer Daniels Midland
ADM
$38.8B
$102K ﹤0.01%
+447,000
New +$17.9M
2015 Q4
0 quarters
CYHHZ
371
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
$90K ﹤0.01%
10,056,762
– –
2014 Q1
7 quarters
DHR icon
372
PUT
Danaher
DHR
$155B
$76K ﹤0.01%
+549,010
New +$34.4M
2015 Q4
0 quarters
TYC
373
CALL
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$66K ﹤0.01%
+404,729
New +$14.8M
2015 Q4
0 quarters
MMM icon
374
PUT
3M
MMM
$83.5B
$62K ﹤0.01%
+253,552
New +$32.6M
2015 Q4
0 quarters
PCP
375
PUT
DELISTED
PRECISION CASTPARTS CORP
PCP
$54K ﹤0.01%
693,600
+157,900
+29% +$36.5M
2015 Q3
1 quarter
13 14
15
16 17

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q4 2015 Portfolio in Review

As of Q4 2015, UBS O'Connor held 656 positions worth $11.3B, up 6.3% from $10.6B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

UBS O'Connor's Q4 2015 filing shows 149 new, 93 increased, 134 reduced and 233 closed positions. Its largest new stake was TIME WARNER CABLE INC NEW COM STK: 1,020,664 shares worth $189M. The largest sale was HCC INSURANCES HOLDINGS INC, an estimated $218M.

By sector, the portfolio is most concentrated in Miscellaneous at 21% of assets, up from 17% a quarter earlier, followed by Industrials and Financials.

  • UBS O'Connor's largest Q4 2015 buy was TIME WARNER CABLE INC NEW COM STK: 1,020,664 shares worth $189M.
  • UBS O'Connor added most to BROADCOM CORP CL-A in Q4 2015, an estimated $494M increase.
  • UBS O'Connor's biggest Q4 2015 reduction was Nucor, cutting an estimated $109M.
  • UBS O'Connor fully exited HCC INSURANCES HOLDINGS INC in Q4 2015, selling an estimated $218M.
  • UBS O'Connor's ten largest holdings make up 31% of its $11.3B portfolio in Q4 2015.
  • UBS O'Connor opened 149 new positions and closed 233 in Q4 2015.
  • UBS O'Connor's portfolio value rose 6.3% quarter-over-quarter to $11.3B.

Based on UBS O'Connor's 13F filing for Q4 2015, filed 10 Feb 2016.