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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+5.84%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.94B
AUM Growth
+$1.03B
Cap. Flow
+$264M
Cap. Flow %
4.44%
Top 10 Hldgs %
34.32%
Holding
632
New
148
Increased
86
Reduced
133
Closed
221

Top Buys

Rank Stock Value
1
BRCM
BROADCOM CORP CL-A
BRCM
+$462M
2
PCP
PRECISION CASTPARTS CORP
PCP
+$326M
3
CB
CHUBB CORPORATION
CB
+$232M
4
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$189M
5
EMC
EMC CORPORATION
EMC
+$130M

Top Sells

Rank Stock Value
1
HCC
HCC INSURANCES HOLDINGS INC
HCC
+$218M
2
CYN
CITY NATIONAL CORPORATION
CYN
+$106M
3
HCBK
HUDSON CITY BANCORP INC
HCBK
+$62.8M
4
NUE icon
Nucor
NUE
+$54.4M
5
CVC
CABLEVISION SYS CP NY GRP CL-A
CVC
+$44.1M

Sector Composition

Rank Sector Weight
1 Industrials 17.3%
2 Financials 13.13%
3 Consumer Staples 11.42%
4 Consumer Discretionary 11.12%
5 Technology 5.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLDX icon
351
Celldex Therapeutics
CLDX
$3.26B
$157K ﹤0.01%
+667
New +$145K
IWM icon
352
PUT
iShares Russell 2000 ETF
IWM
$82.1B
$146K ﹤0.01%
150,000
-400,000
-73% -$46.1M
TPCO
353
DELISTED
Tribune Publishing Company Common Stock
TPCO
$138K ﹤0.01%
+15,000
New +$141K
GCVRZ
354
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$137K ﹤0.01%
1,218,279
– –
TXMD icon
355
TherapeuticsMD
TXMD
$24.2M
$130K ﹤0.01%
250
-504
-67% -$186K
MT icon
356
CALL
ArcelorMittal
MT
$55.2B
$122K ﹤0.01%
463,355
+228,420
+97% +$2.66M
VALE icon
357
CALL
Vale
VALE
$62.6B
$86K ﹤0.01%
953,600
+94,100
+11% +$376K
ADYX
358
DELISTED
Adynxx Inc
ADYX
$75K ﹤0.01%
584
-81
-12% -$13.8K
APA icon
359
PUT
APA Corp
APA
$12.9B
$73K ﹤0.01%
+30,700
New +$1.43M
CTRA
360
CALL
DELISTED
Coterra Energy
CTRA
$70K ﹤0.01%
+310,200
New +$6.22M
ADM icon
361
CALL
Archer Daniels Midland
ADM
$37.4B
$51K ﹤0.01%
+223,500
New +$8.95M
CYHHZ
362
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
$45K ﹤0.01%
5,050,462
– –
DHR icon
363
PUT
Danaher
DHR
$141B
$38K ﹤0.01%
+274,505
New +$17.2M
MMM icon
364
PUT
3M
MMM
$93.2B
$31K ﹤0.01%
+126,776
New +$16.3M
EOX
365
DELISTED
EMERALD OIL INC (MT)
EOX
$23K ﹤0.01%
20,516
– –
MDR
366
CALL
DELISTED
McDermott International
MDR
$22K ﹤0.01%
+100,000
New +$1.37M
OVV icon
367
CALL
Ovintiv
OVV
$16.6B
$21K ﹤0.01%
+42,000
New +$1.54M
SPY icon
368
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$818B
$15K ﹤0.01%
68,000
-357,000
-84% -$73.3M
YUM icon
369
CALL
Yum! Brands
YUM
$41.6B
$15K ﹤0.01%
100,987
+18,640
+23% +$974K
AA icon
370
PUT
Alcoa
AA
$12.5B
$8K ﹤0.01%
+44,112
New +$984K
B
371
CALL
Barrick Mining
B
$69.3B
$5K ﹤0.01%
350,000
-540,000
-61% -$4.03M
SQNM
372
CALL
DELISTED
SEQUENOM INC NEW
SQNM
$5K ﹤0.01%
509,600
– –
CNX icon
373
CALL
CNX Resources
CNX
$5.2B
$4K ﹤0.01%
360,000
-1,557,000
-81% -$11M
XLE icon
374
CALL
State Street Energy Select Sector SPDR ETF
XLE
$38.1B
$2K ﹤0.01%
120,000
– –
AMT icon
375
American Tower
AMT
$79.8B
– –
-79,213
Closed -$6.97M
13 14
15
16 17

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q4 2015 Portfolio in Review

As of Q4 2015, UBS O'Connor held 632 positions worth $5.94B, up 21% from $4.91B the previous quarter. Its ten largest holdings account for 34% of the portfolio.

UBS O'Connor deployed $264M of net new capital in Q4 2015, opening 148 new positions and adding to 86 existing holdings. Its largest new stake was BROADCOM CORP CL-A: 8,579,797 shares worth $496M.

By sector, the portfolio is most concentrated in Industrials at 17% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Staples.

On the sell side, the largest reduction was Nucor, an estimated $54.4M trimmed.

  • UBS O'Connor's largest Q4 2015 buy was BROADCOM CORP CL-A: 8,579,797 shares worth $496M.
  • UBS O'Connor added most to EMC CORPORATION in Q4 2015, an estimated $130M increase.
  • UBS O'Connor's biggest Q4 2015 reduction was Nucor, cutting an estimated $54.4M.
  • UBS O'Connor fully exited HCC INSURANCES HOLDINGS INC in Q4 2015, selling an estimated $218M.
  • UBS O'Connor's ten largest holdings make up 34% of its $5.94B portfolio in Q4 2015.
  • UBS O'Connor opened 148 new positions and closed 221 in Q4 2015.
  • UBS O'Connor's portfolio value rose 21% quarter-over-quarter to $5.94B.

Based on UBS O'Connor's 13F filing for Q4 2015, filed 10 Feb 2016.