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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
-6.56%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.91B
AUM Growth
-$845M
Cap. Flow
-$17.2M
Cap. Flow %
-0.35%
Top 10 Hldgs %
21.9%
Holding
885
New
158
Increased
160
Reduced
122
Closed
401

Top Buys

Rank Stock Value
1
PYPL icon
PayPal
PYPL
+$94.8M
2
HCBK
HUDSON CITY BANCORP INC
HCBK
+$61M
3
AA icon
Alcoa
AA
+$59.1M
4
HCC
HCC INSURANCES HOLDINGS INC
HCC
+$47.8M
5
NUE icon
Nucor
NUE
+$47.3M

Top Sells

Rank Stock Value
1
FDO
FAMILY DOLLAR STORES
FDO
+$203M
2
DTV
DIRECTV COM STK (DE)
DTV
+$150M
3
CTRX
CATAMARAN CORP COM STK (CDA)
CTRX
+$121M
4
DHR icon
Danaher
DHR
+$80M
5
DRC
DRESSER-RAND GROUP INC
DRC
+$60.2M

Sector Composition

Rank Sector Weight
1 Financials 15.76%
2 Industrials 15.37%
3 Consumer Staples 13.14%
4 Consumer Discretionary 12.66%
5 Energy 6.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FMX icon
351
Fomento Económico Mexicano
FMX
$41.6B
$781K 0.02%
8,750
-28,185
-76% -$2.51M
SOHU
352
Sohu.com
SOHU
$368M
$774K 0.02%
+18,750
New +$869K
CBL
353
DELISTED
CBL& Associates Properties, Inc.
CBL
$762K 0.02%
55,403
-19,199
-26% -$298K
FSB
354
DELISTED
Franklin Financial Network, Inc.
FSB
$754K 0.02%
33,749
-9,951
-23% -$232K
UN
355
DELISTED
Unilever NV New York Registry Shares
UN
$754K 0.02%
+18,750
New +$790K
MGNX icon
356
MacroGenics
MGNX
$255M
$750K 0.02%
+35,000
New +$1.1M
ACM icon
357
Aecom
ACM
$9.63B
$709K 0.01%
25,765
+12,071
+88% +$350K
MNDT
358
DELISTED
Mandiant, Inc. Common Stock
MNDT
$679K 0.01%
+21,348
New +$891K
FMC icon
359
FMC
FMC
$1.32B
$666K 0.01%
+22,650
New +$878K
EWT icon
360
iShares MSCI Taiwan ETF
EWT
$10.6B
$658K 0.01%
+25,000
New +$703K
KCG
361
DELISTED
KCG Holdings, Inc.
KCG
$658K 0.01%
+60,000
New +$668K
TPC
362
Tutor Perini Cor
TPC
$5.03B
$638K 0.01%
38,756
-2,544
-6% -$46.6K
SAM icon
363
Boston Beer
SAM
$1.88B
$611K 0.01%
2,900
-816
-22% -$180K
CORI
364
DELISTED
Corium International, Inc.
CORI
$608K 0.01%
+65,000
New +$779K
ASC icon
365
Ardmore Shipping
ASC
$695M
$604K 0.01%
50,000
+10,000
+25% +$124K
PLUG icon
366
Plug Power
PLUG
$2.89B
$595K 0.01%
325,000
-145,000
-31% -$309K
DPZ icon
367
Domino's
DPZ
$11.9B
$593K 0.01%
+5,496
New +$611K
SNDK
368
DELISTED
SANDISK CORP
SNDK
$587K 0.01%
10,808
-227,330
-95% -$12.6M
IWM icon
369
PUT
iShares Russell 2000 ETF
IWM
$82.1B
$578K 0.01%
550,000
+405,000
+279% +$48M
HUN icon
370
Huntsman Corp
HUN
$1.78B
$571K 0.01%
58,910
-485,098
-89% -$8.35M
FOLD
371
DELISTED
Amicus Therapeutics
FOLD
$560K 0.01%
40,000
-210,000
-84% -$3.29M
ZSPH
372
DELISTED
ZS PHARMA INC COMS TK (DE)
ZSPH
$535K 0.01%
+8,151
New +$489K
PTCT icon
373
PTC Therapeutics
PTCT
$5.91B
$534K 0.01%
+20,000
New +$855K
LAMR icon
374
Lamar Advertising Co
LAMR
$16.2B
$522K 0.01%
10,000
+2,590
+35% +$145K
KO icon
375
CALL
Coca-Cola
KO
$374B
$519K 0.01%
1,269,500
+634,100
+100% +$25.4M
13 14
15
16 17

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ACI
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CGL
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UBS O'Connor's Q3 2015 Portfolio in Review

As of Q3 2015, UBS O'Connor held 885 positions worth $4.91B, down 15% from $5.76B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

UBS O'Connor's Q3 2015 filing shows 158 new, 160 increased, 122 reduced and 401 closed positions. Its largest new stake was PayPal: 2,646,718 shares worth $82.2M. The largest sale was FAMILY DOLLAR STORES, an estimated $203M.

By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 11% a quarter earlier, followed by Industrials and Consumer Staples.

  • UBS O'Connor's largest Q3 2015 buy was PayPal: 2,646,718 shares worth $82.2M.
  • UBS O'Connor added most to Alcoa in Q3 2015, an estimated $59.1M increase.
  • UBS O'Connor's biggest Q3 2015 reduction was Coca-Cola Europacific Partners, cutting an estimated $47.9M.
  • UBS O'Connor fully exited FAMILY DOLLAR STORES in Q3 2015, selling an estimated $203M.
  • UBS O'Connor's ten largest holdings make up 22% of its $4.91B portfolio in Q3 2015.
  • UBS O'Connor opened 158 new positions and closed 401 in Q3 2015.
  • UBS O'Connor's portfolio value fell 15% quarter-over-quarter to $4.91B.

Based on UBS O'Connor's 13F filing for Q3 2015, filed 13 Nov 2015.