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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+5.71%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.44B
AUM Growth
+$635M
Cap. Flow
+$416M
Cap. Flow %
7.65%
Top 10 Hldgs %
15.63%
Holding
579
New
166
Increased
105
Reduced
70
Closed
180

Top Buys

Rank Stock Value
1
AAL icon
American Airlines Group
AAL
+$66.9M
2
CCI icon
Crown Castle
CCI
+$53.8M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$52M
4
CCI.PRA
Crown Castle International Corp.
CCI.PRA
+$48.4M
5
DLTR icon
Dollar Tree
DLTR
+$42M

Top Sells

Rank Stock Value
1
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$60.5M
2
CL icon
Colgate-Palmolive
CL
+$46.1M
3
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$44.4M
4
WMT icon
Walmart Inc
WMT
+$41.7M
5
M icon
Macy's
M
+$41M

Sector Composition

Rank Sector Weight
1 Real Estate 17.07%
2 Consumer Staples 11.62%
3 Industrials 7.66%
4 Financials 6.61%
5 Consumer Discretionary 6.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
351
Apple
AAPL
$4.56T
– –
-349,384
Closed -$5.95M
ACN icon
352
Accenture
ACN
$105B
– –
-24,900
Closed -$1.83M
ADP icon
353
Automatic Data Processing
ADP
$109B
– –
-76,883
Closed -$4.89M
AGIO icon
354
Agios Pharmaceuticals
AGIO
$1.91B
– –
-20,000
Closed -$559K
AMRN
355
Amarin Corp
AMRN
$301M
– –
-10,000
Closed -$518K
ASB icon
356
Associated Banc-Corp
ASB
$5.88B
– –
-408,470
Closed -$6.33M
BBWI icon
357
PUT
Bath & Body Works
BBWI
$4.06B
– –
-247,400
Closed -$70K
CCEP icon
358
CALL
Coca-Cola Europacific Partners
CCEP
$47.9B
– –
-200,000
Closed -$380K
CCEP icon
359
Coca-Cola Europacific Partners
CCEP
$47.9B
– –
-345,001
Closed -$13.9M
CCL icon
360
Carnival Corporation Ltd
CCL
$39.4B
– –
-75,000
Closed -$2.45M
CE icon
361
Celanese
CE
$4.82B
– –
-425,365
Closed -$22.5M
CHD icon
362
PUT
Church & Dwight Co
CHD
$24.5B
– –
-200,000
Closed -$98K
CL icon
363
CALL
Colgate-Palmolive
CL
$74.1B
– –
-100,000
Closed -$31K
CLF icon
364
Cleveland-Cliffs
CLF
$6.98B
– –
-207,730
Closed -$4.26M
CMC icon
365
Commercial Metals
CMC
$8.15B
– –
-702,363
Closed -$11.9M
CPT icon
366
Camden Property Trust
CPT
$11B
– –
-323,166
Closed -$19.9M
CVS icon
367
CVS Health
CVS
$123B
– –
-282,281
Closed -$16M
CX icon
368
Cemex
CX
$16.3B
– –
-58,493
Closed -$559K
DAL icon
369
Delta Air Lines
DAL
$60.5B
– –
-1,152,818
Closed -$27.2M
DE icon
370
PUT
Deere & Co
DE
$166B
– –
-25,000
Closed -$22K
DEI icon
371
Douglas Emmett
DEI
$1.93B
– –
-254,300
Closed -$5.97M
DFS
372
CALL
DELISTED
Discover Financial Services
DFS
– –
-43,200
Closed -$58K
DHI icon
373
D.R. Horton
DHI
$40.8B
– –
-75,000
Closed -$1.46M
DKS icon
374
PUT
Dick's Sporting Goods
DKS
$17.8B
– –
-100,000
Closed -$145K
DLR icon
375
Digital Realty Trust
DLR
$71.3B
– –
-40,000
Closed -$2.12M
13 14
15
16 17

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q4 2013 Portfolio in Review

As of Q4 2013, UBS O'Connor held 579 positions worth $5.44B, up 13% from $4.81B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

UBS O'Connor deployed $416M of net new capital in Q4 2013, opening 166 new positions and adding to 105 existing holdings. Its largest new stake was American Airlines Group: 2,596,600 shares worth $65.6M.

By sector, the portfolio is most concentrated in Real Estate at 17% of assets, up from 15% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was Colgate-Palmolive, an estimated $46.1M trimmed.

  • UBS O'Connor's largest Q4 2013 buy was American Airlines Group: 2,596,600 shares worth $65.6M.
  • UBS O'Connor added most to Crown Castle in Q4 2013, an estimated $53.8M increase.
  • UBS O'Connor's biggest Q4 2013 reduction was Colgate-Palmolive, cutting an estimated $46.1M.
  • UBS O'Connor fully exited ONYX PHARMACEUTICALS INC in Q4 2013, selling an estimated $60.5M.
  • UBS O'Connor's ten largest holdings make up 16% of its $5.44B portfolio in Q4 2013.
  • UBS O'Connor opened 166 new positions and closed 180 in Q4 2013.
  • UBS O'Connor's portfolio value rose 13% quarter-over-quarter to $5.44B.

Based on UBS O'Connor's 13F filing for Q4 2013, filed 13 Feb 2014.