We are live on ! Find out more
UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+3.87%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.81B
AUM Growth
-$531M
Cap. Flow
-$1.18B
Cap. Flow %
-24.44%
Top 10 Hldgs %
18.16%
Holding
673
New
167
Increased
91
Reduced
97
Closed
256

Top Buys

Rank Stock Value
1
CL icon
Colgate-Palmolive
CL
+$59.4M
2
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$56.3M
3
SPG icon
Simon Property Group
SPG
+$52M
4
TSM icon
TSMC
TSM
+$45.4M
5
M icon
Macy's
M
+$44.3M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$167M
2
GDI
GARDNER DENVER,INC
GDI
+$60.4M
3
BMC
BMC SOFTWARE, INC
BMC
+$58.7M
4
SFD
SMITHFIELD FOODS,INC
SFD
+$55.2M
5
AAP icon
Advance Auto Parts
AAP
+$48.2M

Sector Composition

Rank Sector Weight
1 Real Estate 14.75%
2 Consumer Staples 11.78%
3 Consumer Discretionary 6.16%
4 Financials 6.01%
5 Industrials 5.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLU icon
351
PUT
State Street Utilities Select Sector SPDR ETF
XLU
$22.4B
$14K ﹤0.01%
+400,000
New +$7.62M
IP icon
352
PUT
International Paper
IP
$21.5B
$13K ﹤0.01%
21,416
-192,741
-90% -$8.58M
HAL icon
353
PUT
Halliburton
HAL
$27.1B
$12K ﹤0.01%
20,000
-20,000
-50% -$937K
XOP icon
354
PUT
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.52B
$10K ﹤0.01%
6,250
-33,925
-84% -$8.52M
XRT icon
355
PUT
State Street SPDR S&P Retail ETF
XRT
$323M
$10K ﹤0.01%
+100,000
New +$4.03M
TC
356
CALL
DELISTED
Thompson Creek Metals Company Inc. Ordinary Shares (Canada)
TC
$8K ﹤0.01%
+30,000
New +$101K
KMB icon
357
CALL
Kimberly-Clark
KMB
$36.1B
$7K ﹤0.01%
26,075
-312,900
-92% -$29M
BHI
358
PUT
DELISTED
Baker Hughes
BHI
$7K ﹤0.01%
+20,000
New +$964K
NE
359
CALL
DELISTED
Noble Corporation
NE
$6K ﹤0.01%
28,600
-85,800
-75% -$2.92M
DD
360
PUT
DELISTED
Du Pont De Nemours E I
DD
$5K ﹤0.01%
136,890
-234,608
-63% -$12.8M
MDR
361
CALL
DELISTED
McDermott International
MDR
$2K ﹤0.01%
+6,667
New +$158K
HPQ icon
362
CALL
HP
HPQ
$25.8B
$1K ﹤0.01%
+113,623
New +$1.25M
A icon
363
Agilent Technologies
A
$39.9B
– –
-141,198
Closed -$4.32M
ACN icon
364
PUT
Accenture
ACN
$105B
– –
-30,000
Closed -$243K
AFG icon
365
American Financial Group
AFG
$12.2B
– –
-7,076
Closed -$346K
AIG icon
366
American International
AIG
$42.4B
– –
-45,000
Closed -$2.01M
AIV
367
Aimco
AIV
$381M
– –
-1,738,974
Closed -$6.96M
AMGN icon
368
Amgen
AMGN
$219B
– –
-64,000
Closed -$6.31M
AMZN icon
369
Amazon
AMZN
$2.94T
– –
-195,000
Closed -$2.71M
ANF icon
370
Abercrombie & Fitch
ANF
$4.91B
– –
-10,429
Closed -$472K
AXP icon
371
PUT
American Express
AXP
$231B
– –
-100,000
Closed -$182K
BA icon
372
CALL
Boeing
BA
$184B
– –
-125,000
Closed -$2.6M
BA icon
373
Boeing
BA
$184B
– –
-10,000
Closed -$1.02M
BBDC icon
374
Barings BDC
BBDC
$963M
– –
-231,311
Closed -$6.36M
BBWI icon
375
Bath & Body Works
BBWI
$4.06B
– –
-35,162
Closed -$1.61M
13 14
15
16 17

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2013 Portfolio in Review

As of Q3 2013, UBS O'Connor held 673 positions worth $4.81B, down 9.9% from $5.34B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

UBS O'Connor withdrew a net $1.18B in Q3 2013, closing 256 positions and reducing 97 holdings. Its most notable exit was Pfizer, an estimated $167M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 15% of assets, up from 13% a quarter earlier, followed by Consumer Staples and Consumer Discretionary.

Against the trend, UBS O'Connor opened a new position in Colgate-Palmolive worth $59.4M.

  • UBS O'Connor's largest Q3 2013 buy was Colgate-Palmolive: 1,002,498 shares worth $59.4M.
  • UBS O'Connor added most to ONYX PHARMACEUTICALS INC in Q3 2013, an estimated $56.3M increase.
  • UBS O'Connor's biggest Q3 2013 reduction was Advance Auto Parts, cutting an estimated $48.2M.
  • UBS O'Connor fully exited Pfizer in Q3 2013, selling an estimated $167M.
  • UBS O'Connor's ten largest holdings make up 18% of its $4.81B portfolio in Q3 2013.
  • UBS O'Connor opened 167 new positions and closed 256 in Q3 2013.
  • UBS O'Connor's portfolio value fell 9.9% quarter-over-quarter to $4.81B.

Based on UBS O'Connor's 13F filing for Q3 2013, filed 14 Nov 2013.