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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+1.63%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$10B
AUM Growth
-$1.29B
Cap. Flow
-$2.15B
Cap. Flow %
-21.47%
Top 10 Hldgs %
19.73%
Holding
599
New
179
Increased
113
Reduced
108
Closed
164
Avg Time Held Equity + Options
2.2 quarters
Top 10 Avg Time Held Equity + Options
1.6 quarters
Top 20 Avg Time Held Equity + Options
2.2 quarters
Avg Time Held Equity only
2.4 quarters
Top 10 Avg Time Held Equity only
1.6 quarters
Top 20 Avg Time Held Equity only
2.2 quarters

Top Buys

Rank Stock Value
1
DHR icon
Danaher
DHR
+$161M
2
MDLZ icon
Mondelez International
MDLZ
+$137M
3
AGN
Allergan plc
AGN
+$135M
4
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$119M
5
WTW icon
Willis Towers Watson
WTW
+$116M

Top Sells

Rank Stock Value
1
BRCM
BROADCOM CORP CL-A
BRCM
+$743M
2
PCP
PRECISION CASTPARTS CORP
PCP
+$650M
3
CB icon
CHUBB CORPORATION
CB
+$472M
4
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$189M
5
FCAM
Fiat Chrysler Automobiles N.V.
FCAM
+$183M

Sector Composition

Rank Sector Weight
1 Consumer Staples 15.9%
2 Industrials 15.6%
3 Miscellaneous 13.64%
4 Consumer Discretionary 13.56%
5 Financials 9.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
IVTY
326
DELISTED
Invuity, Inc
IVTY
$1.06M 0.01%
147,329
-2,671
-2% -$20.6K
2015 Q2
3 quarters
LGND icon
327
Ligand Pharmaceuticals
LGND
$6.02B
$1.01M 0.01%
+15,118
New +$919K
2016 Q1
0 quarters
MDLZ icon
328
CALL
Mondelez International
MDLZ
$77.1B
$1.01M 0.01%
496,300
-250,300
-34% -$10.2M
2015 Q1
4 quarters
MR
329
DELISTED
Montage Resources Corporation Common Stock
MR
$994K 0.01%
46,004
-44,443
-49% -$727K
2015 Q1
4 quarters
PVH icon
330
CALL
PVH
PVH
$3.75B
$982K 0.01%
+108,600
New +$8.55M
2016 Q1
0 quarters
CYS
331
DELISTED
CYS Investments Inc.
CYS
$966K 0.01%
+118,707
New +$875K
2016 Q1
0 quarters
AA icon
332
PUT
Alcoa
AA
$11.1B
$947K 0.01%
2,317,561
+2,229,338
+2,527% +$45.4M
2015 Q4
1 quarter
CONE
333
DELISTED
CyrusOne Inc Common Stock
CONE
$923K 0.01%
20,231
-39,769
-66% -$1.52M
2015 Q3
2 quarters
CTRA icon
334
DELISTED
Coterra Energy
CTRA
$871K 0.01%
+38,375
New +$770K
2016 Q1
0 quarters
EW icon
335
Edwards Lifesciences
EW
$49.1B
$861K 0.01%
+29,295
New +$808K
2016 Q1
0 quarters
MNST icon
336
CALL
Monster Beverage
MNST
$85.5B
$837K 0.01%
+1,488,000
New +$16.6M
2016 Q1
0 quarters
QEP
337
DELISTED
QEP RESOURCES, INC.
QEP
$815K 0.01%
57,762
-344,238
-86% -$3.98M
2015 Q4
1 quarter
ISEE
338
DELISTED
IVERIC bio, Inc. Common Stock
ISEE
$811K 0.01%
+19,166
New +$977K
2016 Q1
0 quarters
K icon
339
CALL
DELISTED
Kellanova
K
$806K 0.01%
+264,120
New +$18.2M
2016 Q1
0 quarters
PLUG icon
340
Plug Power
PLUG
$2.35B
$805K 0.01%
392,808
-7,192
-2% -$13.5K
2014 Q2
7 quarters
FMSA
341
DELISTED
Fairmount Santrol Holdings Inc.
FMSA
$800K 0.01%
318,857
-1,065,081
-77% -$2.27M
2015 Q3
2 quarters
JCI icon
342
CALL
Johnson Controls International
JCI
$95.4B
$790K 0.01%
+255,844
New +$9.77M
2016 Q1
0 quarters
X icon
343
PUT
DELISTED
US Steel
X
$768K 0.01%
+1,943,300
New +$19.4M
2016 Q1
0 quarters
DE icon
344
CALL
Deere & Co
DE
$167B
$697K 0.01%
+546,900
New +$42.8M
2016 Q1
0 quarters
RLYP
345
DELISTED
RELYPSA INC COM
RLYP
$666K 0.01%
49,100
-30,900
-39% -$525K
2015 Q1
4 quarters
MLCO icon
346
Melco Resorts & Entertainment
MLCO
$1.61B
$646K 0.01%
+39,140
New +$594K
2016 Q1
0 quarters
AGIO icon
347
Agios Pharmaceuticals
AGIO
$1.9B
$638K 0.01%
+15,708
New +$672K
2016 Q1
0 quarters
CAT icon
348
PUT
Caterpillar
CAT
$368B
$635K 0.01%
+1,086,500
New +$72.9M
2016 Q1
0 quarters
GEO icon
349
The GEO Group
GEO
$4.1B
$629K 0.01%
+27,245
New +$532K
2016 Q1
0 quarters
PRTA icon
350
Prothena Corp
PRTA
$454M
$622K 0.01%
+15,099
New +$591K
2016 Q1
0 quarters
12 13
14
15 16

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CGL
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JCM
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MPM
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UBS O'Connor's Q1 2016 Portfolio in Review

As of Q1 2016, UBS O'Connor held 599 positions worth $10B, down 11% from $11.3B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

UBS O'Connor withdrew a net $2.15B in Q1 2016, closing 164 positions and reducing 108 holdings. Its most notable exit was BROADCOM CORP CL-A, an estimated $743M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 16% of assets, up from 12% a quarter earlier, followed by Industrials and Miscellaneous.

Against the trend, UBS O'Connor opened a new position in Danaher worth $172M.

  • UBS O'Connor's largest Q1 2016 buy was Danaher: 2,701,028 shares worth $172M.
  • UBS O'Connor added most to Mondelez International in Q1 2016, an estimated $137M increase.
  • UBS O'Connor's biggest Q1 2016 reduction was Nielsen Holdings plc, cutting an estimated $161M.
  • UBS O'Connor fully exited BROADCOM CORP CL-A in Q1 2016, selling an estimated $743M.
  • UBS O'Connor's ten largest holdings make up 20% of its $10B portfolio in Q1 2016.
  • UBS O'Connor opened 179 new positions and closed 164 in Q1 2016.
  • UBS O'Connor's portfolio value fell 11% quarter-over-quarter to $10B.

Based on UBS O'Connor's 13F filing for Q1 2016, filed 13 May 2016.