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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+2.19%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.45B
AUM Growth
-$493M
Cap. Flow
+$322M
Cap. Flow %
5.9%
Top 10 Hldgs %
20.77%
Holding
587
New
179
Increased
113
Reduced
93
Closed
156

Top Buys

Rank Stock Value
1
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$119M
2
CAM
CAMERON INTERNATIONAL CORPORATION
CAM
+$114M
3
ALR
Alere Inc
ALR
+$86.6M
4
DHR icon
Danaher
DHR
+$82.5M
5
MDLZ icon
Mondelez International
MDLZ
+$71M

Top Sells

Rank Stock Value
1
BRCM
BROADCOM CORP CL-A
BRCM
+$496M
2
PCP
PRECISION CASTPARTS CORP
PCP
+$327M
3
CB
CHUBB CORPORATION
CB
+$237M
4
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$189M
5
FCAM
Fiat Chrysler Automobiles N.V.
FCAM
+$91.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 14.94%
2 Industrials 14.9%
3 Consumer Discretionary 13.15%
4 Financials 9.17%
5 Technology 7.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LGND icon
326
Ligand Pharmaceuticals
LGND
$6.02B
$519K 0.01%
+7,773
New +$472K
MDLZ icon
327
CALL
Mondelez International
MDLZ
$80.1B
$513K 0.01%
252,500
-120,800
-32% -$4.92M
MR
328
DELISTED
Montage Resources Corporation Common Stock
MR
$509K 0.01%
23,550
-21,674
-48% -$355K
PVH icon
329
CALL
PVH
PVH
$3.99B
$500K 0.01%
+55,300
New +$4.35M
CYS
330
DELISTED
CYS Investments Inc.
CYS
$492K 0.01%
+60,503
New +$446K
AA icon
331
PUT
Alcoa
AA
$12.5B
$485K 0.01%
1,186,558
+1,142,446
+2,590% +$23.2M
CONE
332
DELISTED
CyrusOne Inc Common Stock
CONE
$469K 0.01%
10,275
-19,725
-66% -$754K
CTRA
333
DELISTED
Coterra Energy
CTRA
$454K 0.01%
+20,000
New +$401K
EW icon
334
Edwards Lifesciences
EW
$51.5B
$441K 0.01%
+15,000
New +$414K
MNST icon
335
CALL
Monster Beverage
MNST
$92.1B
$426K 0.01%
+378,600
New +$8.43M
ISEE
336
DELISTED
IVERIC bio, Inc. Common Stock
ISEE
$417K 0.01%
+9,854
New +$502K
QEP
337
DELISTED
QEP RESOURCES, INC.
QEP
$417K 0.01%
29,576
-171,424
-85% -$1.98M
K
338
CALL
DELISTED
Kellanova
K
$410K 0.01%
+134,403
New +$9.28M
PLUG icon
339
Plug Power
PLUG
$2.89B
$410K 0.01%
200,000
– –
FMSA
340
DELISTED
Fairmount Santrol Holdings Inc.
FMSA
$409K 0.01%
163,102
-528,867
-76% -$1.13M
X
341
PUT
DELISTED
US Steel
X
$393K 0.01%
+994,600
New +$9.91M
DE icon
342
CALL
Deere & Co
DE
$166B
$357K 0.01%
+280,000
New +$21.9M
RLYP
343
DELISTED
RELYPSA INC COM
RLYP
$339K 0.01%
25,000
-15,000
-38% -$255K
MLCO icon
344
Melco Resorts & Entertainment
MLCO
$2.14B
$330K 0.01%
+20,000
New +$303K
AGIO icon
345
Agios Pharmaceuticals
AGIO
$1.91B
$328K 0.01%
+8,076
New +$345K
CAT icon
346
PUT
Caterpillar
CAT
$394B
$325K 0.01%
+556,300
New +$37.3M
GEO icon
347
The GEO Group
GEO
$4.03B
$322K 0.01%
+13,950
New +$272K
PRTA icon
348
Prothena Corp
PRTA
$449M
$320K 0.01%
+7,763
New +$304K
ACAD icon
349
Acadia Pharmaceuticals
ACAD
$4.9B
$310K 0.01%
+11,096
New +$242K
MDR
350
CALL
DELISTED
McDermott International
MDR
$308K 0.01%
216,667
+116,667
+117% +$1.11M
12 13
14
15 16

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UBS O'Connor's Q1 2016 Portfolio in Review

As of Q1 2016, UBS O'Connor held 587 positions worth $5.45B, down 8.3% from $5.94B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

UBS O'Connor deployed $322M of net new capital in Q1 2016, opening 179 new positions and adding to 113 existing holdings. Its largest new stake was BAXALTA INC COM STK (DE): 3,012,562 shares worth $122M.

By sector, the portfolio is most concentrated in Consumer Staples at 15% of assets, up from 11% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Nielsen Holdings plc, an estimated $77.1M trimmed.

  • UBS O'Connor's largest Q1 2016 buy was BAXALTA INC COM STK (DE): 3,012,562 shares worth $122M.
  • UBS O'Connor added most to Mondelez International in Q1 2016, an estimated $71M increase.
  • UBS O'Connor's biggest Q1 2016 reduction was Nielsen Holdings plc, cutting an estimated $77.1M.
  • UBS O'Connor fully exited BROADCOM CORP CL-A in Q1 2016, selling an estimated $496M.
  • UBS O'Connor's ten largest holdings make up 21% of its $5.45B portfolio in Q1 2016.
  • UBS O'Connor opened 179 new positions and closed 156 in Q1 2016.
  • UBS O'Connor's portfolio value fell 8.3% quarter-over-quarter to $5.45B.

Based on UBS O'Connor's 13F filing for Q1 2016, filed 13 May 2016.