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UOC
UBS O'Connor Portfolio holdings
AUM
$3.76B
1-Year Est. Return
62.41%
This Fund
S&P 500
This Quarter
Est. Return
+3.64%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.19B
AUM Growth
-$451M
(-8%)
Cap. Flow
-$924M
Cap. Flow
% of AUM
-17.8%
Top 10 Holdings %
Top 10 Hldgs %
58.96%
Holding
438
New
147
Increased
36
Reduced
81
Closed
142
Avg Time Held Equity + Options
2.2
quarters
Top 10 Avg Time Held Equity + Options
1.8
quarters
Top 20 Avg Time Held Equity + Options
1.5
quarters
Avg Time Held Equity only
2.4
quarters
Top 10 Avg Time Held Equity only
1.8
quarters
Top 20 Avg Time Held Equity only
1.5
quarters
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
AET
Aetna Inc
AET
|
+$221M |
| 2 |
XL
XL Group Ltd.
XL
|
+$209M |
| 3 |
NXP Semiconductors
NXPI
|
+$194M |
| 4 |
MON
Monsanto Co
MON
|
+$116M |
| 5 |
VR
Validus Hold Ltd
VR
|
+$114M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Becton Dickinson
BDX
|
+$178M |
| 2 |
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
|
+$167M |
| 3 |
CPN
Calpine Corporation
CPN
|
+$132M |
| 4 |
AKRX
Akorn Inc
AKRX
|
+$62.4M |
| 5 |
General Motors
GM
|
+$62.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 19.72% |
| 2 | Technology | 19.37% |
| 3 | Miscellaneous | 14.69% |
| 4 | Materials | 13.55% |
| 5 | Industrials | 10.93% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
301
Canada Goose Holdings
GOOS
$773M
| – | – |
-65,262
| Closed | -$2.06M | – |
|
302
Hartford Financial Services
HIG
$35B
| – | – |
-120,000
| Closed | -$6.75M | – |
|
303
Host Hotels & Resorts
HST
$15.5B
| – | – |
-98,936
| Closed | -$1.96M | – |
|
304
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.3B
| – | – |
-50,000
| Closed | -$4.32M | – |
|
305
PUT
iShares Russell 2000 ETF
IWM
$77.4B
| – | – |
-500,000
| Closed | -$148K | – |
|
306
Kinross Gold
KGC
$28.2B
| – | – |
-617,274
| Closed | -$2.67M | – |
|
307
CarMax
KMX
$7.47B
| – | – |
-500,000
| Closed | -$32.1M | – |
|
308
State Street SPDR S&P Regional Banking ETF
KRE
$3.59B
| – | – |
-75,000
| Closed | -$4.41M | – |
|
309
Lumentum
LITE
$99.9B
| – | – |
-101,036
| Closed | -$4.94M | – |
|
310
McDonald's
MCD
$166B
| – | – |
-89,241
| Closed | -$15.4M | – |
|
311
Altria Group
MO
$120B
| – | – |
-669,135
| Closed | -$47.8M | – |
|
312
DELISTED
MRC Global
MRC
| – | – |
-1,609,449
| Closed | -$27.2M | – |
|
313
Morgan Stanley
MS
$298B
| – | – |
-182,229
| Closed | -$9.56M | – |
|
314
NaaS Technology Inc
NAAS
$52M
| – | – |
-22
| Closed | -$2.58M | – |
|
315
Netflix
NFLX
$293B
| – | – |
-231,480
| Closed | -$4.44M | – |
|
316
Okta
OKTA
$40.6B
| – | – |
-391,298
| Closed | -$10M | – |
|
317
ON Semiconductor
ON
$30.2B
| – | – |
-84,244
| Closed | -$1.76M | – |
|
318
Palo Alto Networks
PANW
$343B
| – | – |
-45,000
| Closed | -$1.09M | – |
|
319
PACCAR
PCAR
$56.9B
| – | – |
-322,500
| Closed | -$15.3M | – |
|
320
Protalix BioTherapeutics
PLX
$224M
| – | – |
-32,448
| Closed | -$215K | – |
|
321
DELISTED
Playa Hotels & Resorts
PLYA
| – | – |
-161,989
| Closed | -$1.75M | – |
|
322
PNC Financial Services
PNC
$87.5B
| – | – |
-20,000
| Closed | -$2.89M | – |
|
323
CALL
Post Holdings
POST
$3.39B
| – | – |
-458,400
| Closed | -$390K | – |
|
324
High Templar Tech Ltd
HTT
$352M
| – | – |
-50,000
| Closed | -$627K | – |
|
325
DELISTED
REV Group
REVG
| – | – |
-85,067
| Closed | -$2.77M | – |
|
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UBS O'Connor's Q1 2018 Portfolio in Review
As of Q1 2018, UBS O'Connor held 438 positions worth $5.19B, down 8% from $5.64B the previous quarter. Its ten largest holdings account for 59% of the portfolio.
UBS O'Connor withdrew a net $924M in Q1 2018, closing 142 positions and reducing 81 holdings. Its most notable exit was Becton Dickinson, an estimated $178M position sold in full.
By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 10% a quarter earlier, followed by Technology and Miscellaneous.
Against the trend, UBS O'Connor opened a new position in XL Group Ltd. worth $263M.
- UBS O'Connor's largest Q1 2018 buy was XL Group Ltd.: 4,767,914 shares worth $263M.
- UBS O'Connor added most to Aetna Inc in Q1 2018, an estimated $221M increase.
- UBS O'Connor's biggest Q1 2018 reduction was Akorn Inc, cutting an estimated $62.4M.
- UBS O'Connor fully exited Becton Dickinson in Q1 2018, selling an estimated $178M.
- UBS O'Connor's ten largest holdings make up 59% of its $5.19B portfolio in Q1 2018.
- UBS O'Connor opened 147 new positions and closed 142 in Q1 2018.
- UBS O'Connor's portfolio value fell 8% quarter-over-quarter to $5.19B.
Based on UBS O'Connor's 13F filing for Q1 2018, filed 14 May 2018.