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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+3.64%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.19B
AUM Growth
-$451M
Cap. Flow
+$179M
Cap. Flow %
3.44%
Top 10 Hldgs %
58.96%
Holding
438
New
147
Increased
36
Reduced
81
Closed
142

Top Buys

Rank Stock Value
1
AET
Aetna Inc
AET
+$221M
2
XL
XL Group Ltd.
XL
+$209M
3
NXPI icon
NXP Semiconductors
NXPI
+$194M
4
MON
Monsanto Co
MON
+$116M
5
VR
Validus Hold Ltd
VR
+$114M

Top Sells

Rank Stock Value
1
BDX icon
Becton Dickinson
BDX
+$178M
2
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$167M
3
CPN
Calpine Corporation
CPN
+$132M
4
AKRX
Akorn Inc
AKRX
+$62.4M
5
GM icon
General Motors
GM
+$62.2M

Sector Composition

Rank Sector Weight
1 Technology 18.89%
2 Financials 17.37%
3 Materials 13.46%
4 Communication Services 10.59%
5 Consumer Discretionary 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOOS
301
Canada Goose Holdings
GOOS
$837M
– –
-65,262
Closed -$2.06M
HIG icon
302
Hartford Financial Services
HIG
$39.6B
– –
-120,000
Closed -$6.75M
HST icon
303
Host Hotels & Resorts
HST
$16B
– –
-98,936
Closed -$1.96M
HYG icon
304
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
– –
-50,000
Closed -$4.32M
IWM icon
305
PUT
iShares Russell 2000 ETF
IWM
$82.1B
– –
-500,000
Closed -$148K
KGC icon
306
Kinross Gold
KGC
$30.4B
– –
-617,274
Closed -$2.67M
KMX icon
307
CarMax
KMX
$8.24B
– –
-500,000
Closed -$32.1M
KRE icon
308
State Street SPDR S&P Regional Banking ETF
KRE
$4.65B
– –
-75,000
Closed -$4.41M
LITE icon
309
Lumentum
LITE
$65.2B
– –
-101,036
Closed -$4.94M
MCD icon
310
McDonald's
MCD
$196B
– –
-89,241
Closed -$15.4M
MO icon
311
Altria Group
MO
$113B
– –
-669,135
Closed -$47.8M
MRC
312
DELISTED
MRC Global
MRC
– –
-1,609,449
Closed -$27.2M
MS icon
313
Morgan Stanley
MS
$336B
– –
-182,229
Closed -$9.56M
NAAS
314
NaaS Technology Inc
NAAS
$56.8M
– –
-22
Closed -$2.58M
NFLX icon
315
Netflix
NFLX
$307B
– –
-231,480
Closed -$4.44M
OKTA icon
316
Okta
OKTA
$24.9B
– –
-391,298
Closed -$10M
ON icon
317
ON Semiconductor
ON
$18.6B
– –
-84,244
Closed -$1.76M
PANW icon
318
Palo Alto Networks
PANW
$293B
– –
-45,000
Closed -$1.09M
PCAR icon
319
PACCAR
PCAR
$69.5B
– –
-322,500
Closed -$15.3M
PLX icon
320
Protalix BioTherapeutics
PLX
$197M
– –
-32,448
Closed -$215K
PLYA
321
DELISTED
Playa Hotels & Resorts
PLYA
– –
-161,989
Closed -$1.75M
PNC icon
322
PNC Financial Services
PNC
$101B
– –
-20,000
Closed -$2.89M
POST icon
323
CALL
Post Holdings
POST
$4.09B
– –
-458,400
Closed -$390K
HTT
324
High Templar Tech Ltd
HTT
$385M
– –
-50,000
Closed -$627K
REVG
325
DELISTED
REV Group
REVG
– –
-85,067
Closed -$2.77M
11 12
13
14 15

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q1 2018 Portfolio in Review

As of Q1 2018, UBS O'Connor held 438 positions worth $5.19B, down 8% from $5.64B the previous quarter. Its ten largest holdings account for 59% of the portfolio.

UBS O'Connor deployed $179M of net new capital in Q1 2018, opening 147 new positions and adding to 36 existing holdings. Its largest new stake was XL Group Ltd.: 4,767,914 shares worth $263M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 13% a quarter earlier, followed by Financials and Materials.

On the sell side, the largest reduction was Akorn Inc, an estimated $62.4M trimmed.

  • UBS O'Connor's largest Q1 2018 buy was XL Group Ltd.: 4,767,914 shares worth $263M.
  • UBS O'Connor added most to Aetna Inc in Q1 2018, an estimated $221M increase.
  • UBS O'Connor's biggest Q1 2018 reduction was Akorn Inc, cutting an estimated $62.4M.
  • UBS O'Connor fully exited Becton Dickinson in Q1 2018, selling an estimated $178M.
  • UBS O'Connor's ten largest holdings make up 59% of its $5.19B portfolio in Q1 2018.
  • UBS O'Connor opened 147 new positions and closed 142 in Q1 2018.
  • UBS O'Connor's portfolio value fell 8% quarter-over-quarter to $5.19B.

Based on UBS O'Connor's 13F filing for Q1 2018, filed 14 May 2018.