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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+2.98%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.64B
AUM Growth
-$1.24B
Cap. Flow
-$2.3B
Cap. Flow %
-40.75%
Top 10 Hldgs %
43.17%
Holding
450
New
103
Increased
55
Reduced
97
Closed
161

Top Buys

Rank Stock Value
1
AET
Aetna Inc
AET
+$235M
2
BDX icon
Becton Dickinson
BDX
+$178M
3
MON
Monsanto Co
MON
+$151M
4
COL
Rockwell Collins
COL
+$137M
5
NXPI icon
NXP Semiconductors
NXPI
+$114M

Top Sells

Rank Stock Value
1
BCR
CR Bard Inc.
BCR
+$482M
2
LVLT
Level 3 Communications Inc
LVLT
+$259M
3
TWX
Time Warner Inc
TWX
+$237M
4
ALR
Alere Inc
ALR
+$198M
5
ALR.PRB
Alere Inc
ALR.PRB
+$147M

Sector Composition

Rank Sector Weight
1 Communication Services 13.37%
2 Technology 12.72%
3 Materials 10.95%
4 Financials 10%
5 Consumer Discretionary 9.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INSM icon
301
Insmed
INSM
$28.9B
– –
-82,858
Closed -$2.59M
IWM icon
302
CALL
iShares Russell 2000 ETF
IWM
$82.1B
– –
-140,000
Closed -$342K
IWM icon
303
iShares Russell 2000 ETF
IWM
$82.1B
– –
-20,000
Closed -$3M
JCI icon
304
PUT
Johnson Controls International
JCI
$93.6B
– –
-389,000
Closed -$49K
JHG
305
DELISTED
Janus Henderson
JHG
– –
-85,000
Closed -$2.96M
JNPR
306
DELISTED
Juniper Networks
JNPR
– –
-60,268
Closed -$1.68M
K
307
DELISTED
Kellanova
K
– –
-149,765
Closed -$8.77M
KO icon
308
Coca-Cola
KO
$374B
– –
-222,175
Closed -$10M
KTOS icon
309
Kratos Defense & Security Solutions
KTOS
$10.8B
– –
-465,777
Closed -$6.09M
LBTYA icon
310
Liberty Global Class A
LBTYA
$3.68B
– –
-254,202
Closed -$8.62M
HAPN
311
Happen Inc
HAPN
$2.27B
– –
-60,000
Closed -$1.83M
LQD icon
312
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.9B
– –
-75,000
Closed -$9.09M
LULU icon
313
lululemon athletica
LULU
$14.2B
– –
-604,000
Closed -$37.6M
LUV icon
314
Southwest Airlines
LUV
$23B
– –
-476,926
Closed -$26.7M
LVS icon
315
Las Vegas Sands
LVS
$29.9B
– –
-37,615
Closed -$2.41M
LYV icon
316
Live Nation Entertainment
LYV
$42.3B
– –
-23,424
Closed -$1.02M
MGM icon
317
MGM Resorts International
MGM
$11.2B
– –
-40,879
Closed -$1.33M
MLCO icon
318
Melco Resorts & Entertainment
MLCO
$2.14B
– –
-294,746
Closed -$7.11M
MNST icon
319
Monster Beverage
MNST
$92.1B
– –
-642,000
Closed -$17.7M
MTCH icon
320
Match Group
MTCH
$8.4B
– –
-167,482
Closed -$3.88M
NOC icon
321
Northrop Grumman
NOC
$80.7B
– –
-44,450
Closed -$12.8M
NSC icon
322
PUT
Norfolk Southern
NSC
$76.9B
– –
-27,300
Closed -$10K
NTNX icon
323
Nutanix
NTNX
$16.3B
– –
-15,000
Closed -$336K
NTRS icon
324
Northern Trust
NTRS
$33.7B
– –
-63,000
Closed -$5.79M
NXST icon
325
Nexstar Media Group
NXST
$5.74B
– –
-13,997
Closed -$872K
11 12
13
14 15

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FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q4 2017 Portfolio in Review

As of Q4 2017, UBS O'Connor held 450 positions worth $5.64B, down 18% from $6.88B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

UBS O'Connor withdrew a net $2.3B in Q4 2017, closing 161 positions and reducing 97 holdings. Its most notable exit was CR Bard Inc., an estimated $482M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 13% of assets, down from 17% a quarter earlier, followed by Technology and Materials.

Against the trend, UBS O'Connor opened a new position in Aetna Inc worth $246M.

  • UBS O'Connor's largest Q4 2017 buy was Aetna Inc: 1,365,000 shares worth $246M.
  • UBS O'Connor added most to Monsanto Co in Q4 2017, an estimated $151M increase.
  • UBS O'Connor's biggest Q4 2017 reduction was Time Warner Inc, cutting an estimated $237M.
  • UBS O'Connor fully exited CR Bard Inc. in Q4 2017, selling an estimated $482M.
  • UBS O'Connor's ten largest holdings make up 43% of its $5.64B portfolio in Q4 2017.
  • UBS O'Connor opened 103 new positions and closed 161 in Q4 2017.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $5.64B.

Based on UBS O'Connor's 13F filing for Q4 2017, filed 14 Feb 2018.