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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+2.98%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.64B
AUM Growth
-$1.24B
Cap. Flow
-$1.68B
Cap. Flow %
-29.75%
Top 10 Hldgs %
43.17%
Holding
450
New
103
Increased
55
Reduced
97
Closed
161
Avg Time Held Equity + Options
2.8 quarters
Top 10 Avg Time Held Equity + Options
1.4 quarters
Top 20 Avg Time Held Equity + Options
1.5 quarters
Avg Time Held Equity only
2.8 quarters
Top 10 Avg Time Held Equity only
1.4 quarters
Top 20 Avg Time Held Equity only
1.5 quarters

Top Buys

Rank Stock Value
1
AET
Aetna Inc
AET
+$235M
2
BDX icon
Becton Dickinson
BDX
+$178M
3
MON
Monsanto Co
MON
+$151M
4
COL
Rockwell Collins
COL
+$137M
5
NXPI icon
NXP Semiconductors
NXPI
+$114M

Top Sells

Rank Stock Value
1
BCR
CR Bard Inc.
BCR
+$482M
2
LVLT
Level 3 Communications Inc
LVLT
+$259M
3
TWX
Time Warner Inc
TWX
+$237M
4
ALR
Alere Inc
ALR
+$198M
5
ALR.PRB
Alere Inc
ALR.PRB
+$147M

Sector Composition

Rank Sector Weight
1 Communication Services 13.38%
2 Technology 12.72%
3 Miscellaneous 12.25%
4 Materials 11.07%
5 Industrials 10.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
INSM icon
301
Insmed
INSM
$22B
– –
-82,858
Closed -$2.59M –
IWM icon
302
CALL
iShares Russell 2000 ETF
IWM
$77.4B
– –
-140,000
Closed -$342K –
IWM icon
303
iShares Russell 2000 ETF
IWM
$77.4B
– –
-20,000
Closed -$3M –
JCI icon
304
PUT
Johnson Controls International
JCI
$95.4B
– –
-389,000
Closed -$49K –
JHG icon
305
DELISTED
Janus Henderson
JHG
– –
-85,000
Closed -$2.96M –
JNPR icon
306
DELISTED
Juniper Networks
JNPR
– –
-60,268
Closed -$1.68M –
K icon
307
DELISTED
Kellanova
K
– –
-149,765
Closed -$8.77M –
KO icon
308
Coca-Cola
KO
$379B
– –
-222,175
Closed -$10M –
KTOS icon
309
Kratos Defense & Security Solutions
KTOS
$7.95B
– –
-465,777
Closed -$6.09M –
LBTYA icon
310
Liberty Global Class A
LBTYA
$2.95B
– –
-254,202
Closed -$8.62M –
HAPN icon
311
Happen Inc
HAPN
$1.75B
– –
-60,000
Closed -$1.83M –
LQD icon
312
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$27.6B
– –
-75,000
Closed -$9.09M –
LULU icon
313
lululemon athletica
LULU
$10.9B
– –
-604,000
Closed -$37.6M –
LUV icon
314
Southwest Airlines
LUV
$20.4B
– –
-476,926
Closed -$26.7M –
LVS icon
315
Las Vegas Sands
LVS
$23.4B
– –
-37,615
Closed -$2.41M –
LYV icon
316
Live Nation Entertainment
LYV
$39.7B
– –
-23,424
Closed -$1.02M –
MGM icon
317
MGM Resorts International
MGM
$7.36B
– –
-40,879
Closed -$1.33M –
MLCO icon
318
Melco Resorts & Entertainment
MLCO
$1.61B
– –
-294,746
Closed -$7.11M –
MNST icon
319
Monster Beverage
MNST
$85.5B
– –
-1,284,000
Closed -$17.7M –
MTCH icon
320
Match Group
MTCH
$9.43B
– –
-167,482
Closed -$3.88M –
NOC icon
321
Northrop Grumman
NOC
$68.3B
– –
-44,450
Closed -$12.8M –
NSC icon
322
PUT
Norfolk Southern
NSC
$71.4B
– –
-27,300
Closed -$10K –
NTNX icon
323
Nutanix
NTNX
$20.2B
– –
-15,000
Closed -$336K –
NTRS icon
324
Northern Trust
NTRS
$30.8B
– –
-63,000
Closed -$5.79M –
NXST icon
325
Nexstar Media Group
NXST
$4.97B
– –
-13,997
Closed -$872K –
11 12
13
14 15

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CGL
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JCM
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MPM
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UBS O'Connor's Q4 2017 Portfolio in Review

As of Q4 2017, UBS O'Connor held 450 positions worth $5.64B, down 18% from $6.88B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

UBS O'Connor withdrew a net $1.68B in Q4 2017, closing 161 positions and reducing 97 holdings. Its most notable exit was CR Bard Inc., an estimated $482M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 13% of assets, down from 17% a quarter earlier, followed by Technology and Miscellaneous.

Against the trend, UBS O'Connor opened a new position in Aetna Inc worth $246M.

  • UBS O'Connor's largest Q4 2017 buy was Aetna Inc: 1,365,000 shares worth $246M.
  • UBS O'Connor added most to Monsanto Co in Q4 2017, an estimated $151M increase.
  • UBS O'Connor's biggest Q4 2017 reduction was Time Warner Inc, cutting an estimated $237M.
  • UBS O'Connor fully exited CR Bard Inc. in Q4 2017, selling an estimated $482M.
  • UBS O'Connor's ten largest holdings make up 43% of its $5.64B portfolio in Q4 2017.
  • UBS O'Connor opened 103 new positions and closed 161 in Q4 2017.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $5.64B.

Based on UBS O'Connor's 13F filing for Q4 2017, filed 14 Feb 2018.