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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+4.38%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$6.88B
AUM Growth
+$766M
Cap. Flow
+$1.21B
Cap. Flow %
17.57%
Top 10 Hldgs %
39.32%
Holding
527
New
147
Increased
85
Reduced
83
Closed
185

Top Buys

Rank Stock Value
1
BCR
CR Bard Inc.
BCR
+$198M
2
ALR
Alere Inc
ALR
+$196M
3
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$185M
4
COL
Rockwell Collins
COL
+$182M
5
TWX
Time Warner Inc
TWX
+$146M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$377M
2
WOOF
VCA Inc.
WOOF
+$199M
3
TAP icon
Molson Coors Class B
TAP
+$72.3M
4
BIDU icon
Baidu
BIDU
+$53.6M
5
DHR icon
Danaher
DHR
+$43.1M

Sector Composition

Rank Sector Weight
1 Communication Services 16.91%
2 Industrials 10.77%
3 Consumer Discretionary 10.44%
4 Technology 9.3%
5 Consumer Staples 8.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JCI icon
301
PUT
Johnson Controls International
JCI
$93.6B
$49K ﹤0.01%
+389,000
New +$15.7M
AKS
302
CALL
DELISTED
AK Steel Holding Corp
AKS
$39K ﹤0.01%
+389,000
New +$2.22M
CAT icon
303
PUT
Caterpillar
CAT
$394B
$34K ﹤0.01%
+64,900
New +$7.47M
AAPL icon
304
PUT
Apple
AAPL
$4.56T
$25K ﹤0.01%
+90,800
New +$3.52M
VXX
305
CALL
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$24K ﹤0.01%
+100,000
New +$4.64M
WIN
306
PUT
DELISTED
Windstream Holdings Inc
WIN
$22K ﹤0.01%
+50,800
New +$673K
UNP icon
307
PUT
Union Pacific
UNP
$175B
$21K ﹤0.01%
+419,200
New +$45M
FDC
308
PUT
DELISTED
First Data Corporation
FDC
$16K ﹤0.01%
+326,600
New +$5.96M
NSC icon
309
PUT
Norfolk Southern
NSC
$76.9B
$10K ﹤0.01%
+27,300
New +$3.32M
SNAP icon
310
CALL
Snap
SNAP
$8.83B
$8K ﹤0.01%
+414,400
New +$6M
UNIT
311
CALL
Uniti Group
UNIT
$2.33B
$5K ﹤0.01%
+31,200
New +$659K
ASH icon
312
CALL
Ashland
ASH
$3.32B
$4K ﹤0.01%
51,400
-500
-1% -$31.9K
GE icon
313
CALL
GE Aerospace
GE
$389B
$4K ﹤0.01%
+40,710
New +$4.92M
TWTR
314
CALL
DELISTED
Twitter, Inc.
TWTR
$4K ﹤0.01%
+103,100
New +$1.8M
FDX icon
315
PUT
FedEx
FDX
$74.7B
$3K ﹤0.01%
+32,300
New +$6.88M
TAP icon
316
CALL
Molson Coors Class B
TAP
$7.92B
$3K ﹤0.01%
+103,100
New +$9.07M
ADSK icon
317
Autodesk
ADSK
$51.2B
– –
-150,000
Closed -$15.1M
APA icon
318
PUT
APA Corp
APA
$12.9B
– –
-75,000
Closed -$45K
ASC icon
319
Ardmore Shipping
ASC
$695M
– –
-103,367
Closed -$842K
ASH icon
320
Ashland
ASH
$3.32B
– –
-21,506
Closed -$1.37M
ATHM icon
321
Autohome
ATHM
$2.62B
– –
-43,584
Closed -$1.98M
OPTU
322
Optimum Communications Inc
OPTU
$315M
– –
-150,000
Closed -$4.84M
AVY icon
323
Avery Dennison
AVY
$13.2B
– –
-67,823
Closed -$5.99M
AYI icon
324
Acuity Brands
AYI
$10.7B
– –
-72,000
Closed -$14.6M
BAC icon
325
Bank of America
BAC
$441B
– –
-346,606
Closed -$8.41M
11 12
13
14 15

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2017 Portfolio in Review

As of Q3 2017, UBS O'Connor held 527 positions worth $6.88B, up 13% from $6.11B the previous quarter. Its ten largest holdings account for 39% of the portfolio.

UBS O'Connor deployed $1.21B of net new capital in Q3 2017, opening 147 new positions and adding to 85 existing holdings. Its largest new stake was Alere Inc: 3,919,823 shares worth $198M.

By sector, the portfolio is most concentrated in Communication Services at 17% of assets, up from 14% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Molson Coors Class B, an estimated $72.3M trimmed.

  • UBS O'Connor's largest Q3 2017 buy was Alere Inc: 3,919,823 shares worth $198M.
  • UBS O'Connor added most to CR Bard Inc. in Q3 2017, an estimated $198M increase.
  • UBS O'Connor's biggest Q3 2017 reduction was Molson Coors Class B, cutting an estimated $72.3M.
  • UBS O'Connor fully exited Reynolds American Inc in Q3 2017, selling an estimated $377M.
  • UBS O'Connor's ten largest holdings make up 39% of its $6.88B portfolio in Q3 2017.
  • UBS O'Connor opened 147 new positions and closed 185 in Q3 2017.
  • UBS O'Connor's portfolio value rose 13% quarter-over-quarter to $6.88B.

Based on UBS O'Connor's 13F filing for Q3 2017, filed 14 Nov 2017.