We are live on ! Find out more
UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+6.76%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$6.72B
AUM Growth
+$2.09B
Cap. Flow
+$3.09B
Cap. Flow %
45.88%
Top 10 Hldgs %
32.49%
Holding
567
New
175
Increased
115
Reduced
87
Closed
155

Top Buys

Rank Stock Value
1
PG icon
Procter & Gamble
PG
+$693M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$162M
3
COTY icon
Coty
COTY
+$151M
4
WWAV
The WhiteWave Foods Company
WWAV
+$138M
5
DELL icon
Dell
DELL
+$56.8M

Top Sells

Rank Stock Value
1
EMC
EMC CORPORATION
EMC
+$218M
2
CHTR icon
Charter Communications
CHTR
+$67.4M
3
AXLL
AXIALL CORP COM STK (DE)
AXLL
+$61.2M
4
TYC
TYCO INTL PLC COM SHS (IRL)
TYC
+$51.3M
5
BFH icon
Bread Financial
BFH
+$33.8M

Sector Composition

Rank Sector Weight
1 Consumer Staples 24%
2 Consumer Discretionary 11.42%
3 Communication Services 10.85%
4 Industrials 8.56%
5 Technology 7.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXP icon
301
Eagle Materials
EXP
$6.48B
$1.82M 0.03%
+23,506
New +$1.89M
ALK icon
302
Alaska Air
ALK
$5.66B
$1.81M 0.03%
27,539
-20,302
-42% -$1.34M
AIG icon
303
American International
AIG
$42.4B
$1.77M 0.03%
+29,824
New +$1.7M
TPB icon
304
Turning Point Brands
TPB
$1.7B
$1.77M 0.03%
147,135
-11,465
-7% -$137K
AD
305
Array Digital Infrastructure
AD
$3.08B
$1.76M 0.03%
+48,454
New +$1.86M
KN icon
306
Knowles
KN
$3.36B
$1.76M 0.03%
+125,000
New +$1.77M
LIVN icon
307
LivaNova
LIVN
$4.17B
$1.75M 0.03%
29,042
-91,619
-76% -$5.27M
EXPE icon
308
CALL
Expedia Group
EXPE
$36.8B
$1.68M 0.03%
+296,500
New +$33.5M
FTK icon
309
Flotek Industries
FTK
$1.32B
$1.67M 0.02%
+19,167
New +$1.66M
PGJ icon
310
Invesco Golden Dragon China ETF
PGJ
$97.9M
$1.65M 0.02%
49,742
-258
-0.5% -$8.02K
BRFS
311
DELISTED
BRF SA
BRFS
$1.64M 0.02%
95,902
-4,098
-4% -$66.7K
COST icon
312
Costco
COST
$421B
$1.59M 0.02%
10,415
-12,135
-54% -$1.96M
APTI
313
DELISTED
Apptio, Inc. Class A Common Stock
APTI
$1.58M 0.02%
+72,955
New +$1.6M
QSR icon
314
Restaurant Brands International
QSR
$25.4B
$1.51M 0.02%
33,866
+746
+2% +$33.8K
VSAT icon
315
Viasat
VSAT
$11.3B
$1.5M 0.02%
+20,139
New +$1.49M
PGND
316
DELISTED
PRESS GANEY HOLDINGS INC COM STK (DE)
PGND
$1.39M 0.02%
+34,500
New +$1.39M
TOL icon
317
Toll Brothers
TOL
$14.1B
$1.35M 0.02%
45,362
+6,610
+17% +$191K
WPX
318
DELISTED
WPX Energy, Inc.
WPX
$1.35M 0.02%
102,335
-127,626
-55% -$1.42M
SPLK
319
DELISTED
Splunk Inc
SPLK
$1.32M 0.02%
+22,500
New +$1.35M
WYNN icon
320
Wynn Resorts
WYNN
$10.5B
$1.29M 0.02%
+13,281
New +$1.3M
BANC icon
321
Banc of California
BANC
$3.01B
$1.28M 0.02%
+73,135
New +$1.52M
TTI icon
322
TETRA Technologies
TTI
$1.27B
$1.22M 0.02%
200,353
+62,487
+45% +$380K
DNR
323
DELISTED
Denbury Resources, Inc.
DNR
$1.21M 0.02%
+374,000
New +$1.14M
ALLY icon
324
Ally Financial
ALLY
$13.4B
$1.19M 0.02%
+60,908
New +$1.13M
INVN
325
DELISTED
Invensense Inc
INVN
$1.15M 0.02%
155,522
+122,137
+366% +$865K
11 12
13
14 15

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2016 Portfolio in Review

As of Q3 2016, UBS O'Connor held 567 positions worth $6.72B, up 45% from $4.64B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

UBS O'Connor deployed $3.09B of net new capital in Q3 2016, opening 175 new positions and adding to 115 existing holdings. Its largest new stake was iShares MSCI Emerging Markets ETF: 4,425,977 shares worth $166M.

By sector, the portfolio is most concentrated in Consumer Staples at 24% of assets, up from 14% a quarter earlier, followed by Consumer Discretionary and Communication Services.

On the sell side, the largest reduction was Kellanova, an estimated $28M trimmed.

  • UBS O'Connor's largest Q3 2016 buy was iShares MSCI Emerging Markets ETF: 4,425,977 shares worth $166M.
  • UBS O'Connor added most to Procter & Gamble in Q3 2016, an estimated $693M increase.
  • UBS O'Connor's biggest Q3 2016 reduction was Kellanova, cutting an estimated $28M.
  • UBS O'Connor fully exited EMC CORPORATION in Q3 2016, selling an estimated $218M.
  • UBS O'Connor's ten largest holdings make up 32% of its $6.72B portfolio in Q3 2016.
  • UBS O'Connor opened 175 new positions and closed 155 in Q3 2016.
  • UBS O'Connor's portfolio value rose 45% quarter-over-quarter to $6.72B.

Based on UBS O'Connor's 13F filing for Q3 2016, filed 14 Nov 2016.