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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+6.76%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$6.72B
AUM Growth
+$2.09B
Cap. Flow
+$1.43B
Cap. Flow %
21.25%
Top 10 Hldgs %
32.49%
Holding
567
New
175
Increased
115
Reduced
87
Closed
155
Avg Time Held Equity + Options
2.2 quarters
Top 10 Avg Time Held Equity + Options
1.5 quarters
Top 20 Avg Time Held Equity + Options
2.2 quarters
Avg Time Held Equity only
2.3 quarters
Top 10 Avg Time Held Equity only
1.5 quarters
Top 20 Avg Time Held Equity only
2.2 quarters

Top Buys

Rank Stock Value
1
PG icon
Procter & Gamble
PG
+$693M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$162M
3
COTY icon
Coty
COTY
+$151M
4
WWAV
The WhiteWave Foods Company
WWAV
+$138M
5
DELL icon
Dell
DELL
+$56.8M

Top Sells

Rank Stock Value
1
EMC icon
EMC CORPORATION
EMC
+$218M
2
CHTR icon
Charter Communications
CHTR
+$67.4M
3
AXLL
AXIALL CORP COM STK (DE)
AXLL
+$61.2M
4
TYC
TYCO INTL PLC COM SHS (IRL)
TYC
+$51.3M
5
BFH icon
Bread Financial
BFH
+$33.8M

Sector Composition

Rank Sector Weight
1 Consumer Staples 24.22%
2 Miscellaneous 13.28%
3 Communication Services 11.75%
4 Consumer Discretionary 11.42%
5 Industrials 8.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
EXP icon
301
Eagle Materials
EXP
$5.05B
$1.82M 0.03%
+23,506
New +$1.89M
2016 Q3
0 quarters
ALK icon
302
Alaska Air
ALK
$4.39B
$1.81M 0.03%
27,539
-20,302
-42% -$1.34M
2016 Q2
1 quarter
AIG icon
303
American International
AIG
$40.3B
$1.77M 0.03%
+29,824
New +$1.7M
2016 Q3
0 quarters
TPB icon
304
Turning Point Brands
TPB
$1.15B
$1.77M 0.03%
147,135
-11,465
-7% -$137K
2016 Q2
1 quarter
AD icon
305
Array Digital Infrastructure
AD
$2.89B
$1.76M 0.03%
+48,454
New +$1.86M
2016 Q3
0 quarters
KN icon
306
Knowles
KN
$3.21B
$1.76M 0.03%
+125,000
New +$1.77M
2016 Q3
0 quarters
LIVN icon
307
LivaNova
LIVN
$4.21B
$1.75M 0.03%
29,042
-91,619
-76% -$5.27M
2016 Q2
1 quarter
EXPE icon
308
CALL
Expedia Group
EXPE
$32.9B
$1.68M 0.03%
+296,500
New +$33.5M
2016 Q3
0 quarters
FTK icon
309
Flotek Industries
FTK
$970M
$1.67M 0.02%
+19,167
New +$1.66M
2016 Q3
0 quarters
PGJ icon
310
Invesco Golden Dragon China ETF
PGJ
$85.4M
$1.65M 0.02%
49,742
-258
-0.5% -$8.02K
2015 Q4
3 quarters
BRFS icon
311
DELISTED
BRF SA
BRFS
$1.64M 0.02%
95,902
-4,098
-4% -$66.7K
2016 Q2
1 quarter
COST icon
312
Costco
COST
$420B
$1.59M 0.02%
10,415
-12,135
-54% -$1.96M
2016 Q2
1 quarter
APTI
313
DELISTED
Apptio, Inc. Class A Common Stock
APTI
$1.58M 0.02%
+72,955
New +$1.6M
2016 Q3
0 quarters
QSR icon
314
Restaurant Brands International
QSR
$24.7B
$1.51M 0.02%
33,866
+746
+2% +$33.8K
2016 Q2
1 quarter
VSAT icon
315
Viasat
VSAT
$9.92B
$1.5M 0.02%
+20,139
New +$1.49M
2016 Q3
0 quarters
PGND
316
DELISTED
PRESS GANEY HOLDINGS INC COM STK (DE)
PGND
$1.39M 0.02%
+34,500
New +$1.39M
2016 Q3
0 quarters
TOL icon
317
Toll Brothers
TOL
$12.3B
$1.35M 0.02%
45,362
+6,610
+17% +$191K
2016 Q1
2 quarters
WPX
318
DELISTED
WPX Energy, Inc.
WPX
$1.35M 0.02%
102,335
-127,626
-55% -$1.42M
2016 Q1
2 quarters
SPLK icon
319
DELISTED
Splunk Inc
SPLK
$1.32M 0.02%
+22,500
New +$1.35M
2016 Q3
0 quarters
WYNN icon
320
Wynn Resorts
WYNN
$7.74B
$1.29M 0.02%
+13,281
New +$1.3M
2016 Q3
0 quarters
BANC icon
321
Banc of California
BANC
$2.74B
$1.28M 0.02%
+73,135
New +$1.52M
2016 Q3
0 quarters
TTI icon
322
TETRA Technologies
TTI
$905M
$1.22M 0.02%
200,353
+62,487
+45% +$380K
2016 Q2
1 quarter
DNR
323
DELISTED
Denbury Resources, Inc.
DNR
$1.21M 0.02%
+374,000
New +$1.14M
2016 Q3
0 quarters
ALLY icon
324
Ally Financial
ALLY
$11.4B
$1.19M 0.02%
+60,908
New +$1.13M
2016 Q3
0 quarters
INVN icon
325
DELISTED
Invensense Inc
INVN
$1.15M 0.02%
155,522
+122,137
+366% +$865K
2015 Q3
4 quarters
11 12
13
14 15

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ACI
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RC
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A
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CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
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MPM
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UBS O'Connor's Q3 2016 Portfolio in Review

As of Q3 2016, UBS O'Connor held 567 positions worth $6.72B, up 45% from $4.64B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

UBS O'Connor deployed $1.43B of net new capital in Q3 2016, opening 175 new positions and adding to 115 existing holdings. Its largest new stake was iShares MSCI Emerging Markets ETF: 4,425,977 shares worth $166M.

By sector, the portfolio is most concentrated in Consumer Staples at 24% of assets, up from 14% a quarter earlier, followed by Miscellaneous and Communication Services.

On the sell side, the largest reduction was Kellanova, an estimated $28M trimmed.

  • UBS O'Connor's largest Q3 2016 buy was iShares MSCI Emerging Markets ETF: 4,425,977 shares worth $166M.
  • UBS O'Connor added most to Procter & Gamble in Q3 2016, an estimated $693M increase.
  • UBS O'Connor's biggest Q3 2016 reduction was Kellanova, cutting an estimated $28M.
  • UBS O'Connor fully exited EMC CORPORATION in Q3 2016, selling an estimated $218M.
  • UBS O'Connor's ten largest holdings make up 32% of its $6.72B portfolio in Q3 2016.
  • UBS O'Connor opened 175 new positions and closed 155 in Q3 2016.
  • UBS O'Connor's portfolio value rose 45% quarter-over-quarter to $6.72B.

Based on UBS O'Connor's 13F filing for Q3 2016, filed 14 Nov 2016.