UBS O'Connor’s Banc of California BANC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-73,135	Closed	-$1.28M	–	374
2016 Q3	$1.28M	Buy	+73,135	New	+$1.28M	0.02%	329