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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
-6.56%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.91B
AUM Growth
-$845M
Cap. Flow
-$17.2M
Cap. Flow %
-0.35%
Top 10 Hldgs %
21.9%
Holding
885
New
158
Increased
160
Reduced
122
Closed
401

Top Buys

Rank Stock Value
1
PYPL icon
PayPal
PYPL
+$94.8M
2
HCBK
HUDSON CITY BANCORP INC
HCBK
+$61M
3
AA icon
Alcoa
AA
+$59.1M
4
HCC
HCC INSURANCES HOLDINGS INC
HCC
+$47.8M
5
NUE icon
Nucor
NUE
+$47.3M

Top Sells

Rank Stock Value
1
FDO
FAMILY DOLLAR STORES
FDO
+$203M
2
DTV
DIRECTV COM STK (DE)
DTV
+$150M
3
CTRX
CATAMARAN CORP COM STK (CDA)
CTRX
+$121M
4
DHR icon
Danaher
DHR
+$80M
5
DRC
DRESSER-RAND GROUP INC
DRC
+$60.2M

Sector Composition

Rank Sector Weight
1 Financials 15.76%
2 Industrials 15.37%
3 Consumer Staples 13.14%
4 Consumer Discretionary 12.66%
5 Energy 6.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BALL icon
301
Ball Corp
BALL
$16.7B
$1.24M 0.03%
40,000
-89,498
-69% -$3.03M
MTB icon
302
M&T Bank
MTB
$36.1B
$1.22M 0.02%
10,000
-97,691
-91% -$12.2M
OMF icon
303
OneMain Financial
OMF
$7.48B
$1.21M 0.02%
27,773
-50,498
-65% -$2.37M
CL icon
304
Colgate-Palmolive
CL
$74.1B
$1.19M 0.02%
+18,748
New +$1.22M
PG icon
305
Procter & Gamble
PG
$342B
$1.17M 0.02%
16,250
-63,750
-80% -$4.78M
SWKS icon
306
Skyworks Solutions
SWKS
$10.1B
$1.17M 0.02%
13,848
-20,296
-59% -$1.86M
WCIC
307
DELISTED
WCI Communities, Inc.
WCIC
$1.17M 0.02%
+51,470
New +$1.24M
IVTY
308
DELISTED
Invuity, Inc
IVTY
$1.13M 0.02%
80,304
– –
HMHC
309
DELISTED
Houghton Mifflin Harcourt Company
HMHC
$1.12M 0.02%
+55,000
New +$1.31M
GPRO icon
310
GoPro
GPRO
$126M
$1.09M 0.02%
+35,000
New +$1.72M
ARMH
311
DELISTED
ARM HOLDINGS PLC ADS
ARMH
$1.08M 0.02%
+25,000
New +$1.12M
OXFD
312
DELISTED
Oxford Immunotec Global PLC Ordinary Shares
OXFD
$1.07M 0.02%
79,464
-6,355
-7% -$86.1K
MOBL
313
DELISTED
MobileIron, Inc.
MOBL
$1.05M 0.02%
340,059
-72,691
-18% -$334K
BA icon
314
Boeing
BA
$184B
$1.01M 0.02%
7,700
+2,538
+49% +$352K
CCL icon
315
Carnival Corporation Ltd
CCL
$39.4B
$994K 0.02%
+20,000
New +$1.02M
IYR icon
316
iShares US Real Estate ETF
IYR
$4.63B
$985K 0.02%
+13,884
New +$1.01M
CNX icon
317
CNX Resources
CNX
$5.2B
$980K 0.02%
120,000
-607,139
-83% -$7.54M
SYNH
318
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
$976K 0.02%
+24,400
New +$1.07M
MPC icon
319
Marathon Petroleum
MPC
$84B
$973K 0.02%
+21,000
New +$1.08M
CUZ icon
320
Cousins Properties
CUZ
$4.91B
$944K 0.02%
36,259
+4,957
+16% +$137K
TDC icon
321
Teradata
TDC
$2.51B
$940K 0.02%
+32,443
New +$1.04M
SPG icon
322
Simon Property Group
SPG
$71.9B
$902K 0.02%
4,910
-12,876
-72% -$2.36M
UDR icon
323
UDR
UDR
$12.3B
$891K 0.02%
25,853
+8,077
+45% +$269K
AVB icon
324
AvalonBay Communities
AVB
$26.6B
$887K 0.02%
5,072
-9,928
-66% -$1.68M
FXI icon
325
iShares China Large-Cap ETF
FXI
$4.29B
$887K 0.02%
+25,000
New +$972K
11 12
13
14 15

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
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CGL
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CB
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UBS O'Connor's Q3 2015 Portfolio in Review

As of Q3 2015, UBS O'Connor held 885 positions worth $4.91B, down 15% from $5.76B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

UBS O'Connor's Q3 2015 filing shows 158 new, 160 increased, 122 reduced and 401 closed positions. Its largest new stake was PayPal: 2,646,718 shares worth $82.2M. The largest sale was FAMILY DOLLAR STORES, an estimated $203M.

By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 11% a quarter earlier, followed by Industrials and Consumer Staples.

  • UBS O'Connor's largest Q3 2015 buy was PayPal: 2,646,718 shares worth $82.2M.
  • UBS O'Connor added most to Alcoa in Q3 2015, an estimated $59.1M increase.
  • UBS O'Connor's biggest Q3 2015 reduction was Coca-Cola Europacific Partners, cutting an estimated $47.9M.
  • UBS O'Connor fully exited FAMILY DOLLAR STORES in Q3 2015, selling an estimated $203M.
  • UBS O'Connor's ten largest holdings make up 22% of its $4.91B portfolio in Q3 2015.
  • UBS O'Connor opened 158 new positions and closed 401 in Q3 2015.
  • UBS O'Connor's portfolio value fell 15% quarter-over-quarter to $4.91B.

Based on UBS O'Connor's 13F filing for Q3 2015, filed 13 Nov 2015.