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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
-1.34%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.79B
AUM Growth
-$9.85B
Cap. Flow
-$10B
Cap. Flow %
-173.51%
Top 10 Hldgs %
19.98%
Holding
610
New
182
Increased
123
Reduced
91
Closed
160

Top Buys

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$140M
2
BABA icon
Alibaba
BABA
+$78.3M
3
ASH icon
Ashland
ASH
+$62.3M
4
PL
PROTECTIVE LIFE CORP
PL
+$58.8M
5
RTX icon
RTX Corp
RTX
+$55.1M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$85.3M
2
MSFT icon
Microsoft
MSFT
+$62.3M
3
INTC icon
Intel
INTC
+$48.9M
4
WY icon
Weyerhaeuser
WY
+$43M
5
PM icon
Philip Morris
PM
+$36.3M

Sector Composition

Rank Sector Weight
1 Industrials 11.87%
2 Consumer Discretionary 11.57%
3 Consumer Staples 11.18%
4 Technology 10.96%
5 Healthcare 8.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPG icon
301
Simon Property Group
SPG
$71.9B
$1.14M 0.02%
+6,928
New +$1.17M
AVB icon
302
AvalonBay Communities
AVB
$26.6B
$1.11M 0.02%
7,889
-51,121
-87% -$7.58M
MGM icon
303
MGM Resorts International
MGM
$11.2B
$1.11M 0.02%
+48,751
New +$1.21M
ASC icon
304
Ardmore Shipping
ASC
$695M
$1.11M 0.02%
101,700
– –
LULU icon
305
lululemon athletica
LULU
$14.2B
$1.1M 0.02%
26,285
-2,726
-9% -$110K
EDR
306
DELISTED
Education Realty Trust Inc
EDR
$1.09M 0.02%
35,358
-231,345
-87% -$7.45M
EQR icon
307
Equity Residential
EQR
$25B
$1.07M 0.02%
17,440
-15,326
-47% -$990K
CGRN
308
DELISTED
Capstone Green Energy Corporation Common Stock
CGRN
$1.07M 0.02%
5,000
+1,250
+33% +$320K
TV icon
309
Televisa
TV
$1.5B
$1.06M 0.02%
+31,200
New +$1.11M
TXMD icon
310
TherapeuticsMD
TXMD
$24.2M
$1.04M 0.02%
4,500
– –
DRE
311
DELISTED
Duke Realty Corp.
DRE
$1.04M 0.02%
60,328
-10,212
-14% -$184K
LOCK
312
DELISTED
LifeLock, Inc.
LOCK
$1.03M 0.02%
+71,837
New +$1.01M
ABEV icon
313
Ambev
ABEV
$46.5B
$1.02M 0.02%
155,174
-202,904
-57% -$1.43M
INSM icon
314
Insmed
INSM
$28.9B
$1.01M 0.02%
+77,573
New +$1.17M
VALE icon
315
Vale
VALE
$62.6B
$964K 0.02%
87,522
-211,415
-71% -$2.82M
CBD
316
DELISTED
Companhia Brasileira de Distribuicao
CBD
$959K 0.02%
21,996
-14,397
-40% -$693K
CRK icon
317
Comstock Resources
CRK
$3.88B
$931K 0.02%
+10,003
New +$1.19M
RVBD
318
DELISTED
RIVERBED TECHNOLOGY, INC COM
RVBD
$925K 0.02%
49,864
-53,973
-52% -$1.01M
PGN
319
DELISTED
PARAGON OFFSHORE PLC (GBR)
PGN
$922K 0.02%
+150,000
New +$1.25M
KIN
320
DELISTED
Kindred Biosciences, Inc.
KIN
$909K 0.02%
+98,295
New +$1.33M
ORIG
321
DELISTED
Ocean Rig UDW Inc. Class A Common Shares
ORIG
$899K 0.02%
+6
New +$989K
ATRC icon
322
AtriCure
ATRC
$2.01B
$883K 0.02%
60,000
+20,000
+50% +$319K
CIB icon
323
Grupo Cibest SA
CIB
$21.4B
$851K 0.01%
+15,000
New +$920K
WSM icon
324
PUT
Williams-Sonoma
WSM
$29.1B
$835K 0.01%
+200,000
New +$6.93M
HR icon
325
Healthcare Realty
HR
$6.92B
$825K 0.01%
35,550
+3,851
+12% +$93.5K
11 12
13
14 15

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FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2014 Portfolio in Review

As of Q3 2014, UBS O'Connor held 610 positions worth $5.79B, down 63% from $15.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

UBS O'Connor withdrew a net $10B in Q3 2014, closing 160 positions and reducing 91 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $85.3M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 12% of assets, up from 2.9% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

Against the trend, UBS O'Connor opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $142M.

  • UBS O'Connor's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 1,398,700 shares worth $142M.
  • UBS O'Connor added most to Ashland in Q3 2014, an estimated $62.3M increase.
  • UBS O'Connor's biggest Q3 2014 reduction was Microsoft, cutting an estimated $62.3M.
  • UBS O'Connor fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $85.3M.
  • UBS O'Connor's ten largest holdings make up 20% of its $5.79B portfolio in Q3 2014.
  • UBS O'Connor opened 182 new positions and closed 160 in Q3 2014.
  • UBS O'Connor's portfolio value fell 63% quarter-over-quarter to $5.79B.

Based on UBS O'Connor's 13F filing for Q3 2014, filed 14 Nov 2014.