We are live on ! Find out more
UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
-1.34%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.79B
AUM Growth
-$9.85B
Cap. Flow
-$10.2B
Cap. Flow %
-176.42%
Top 10 Hldgs %
19.98%
Holding
610
New
182
Increased
123
Reduced
91
Closed
160
Avg Time Held Equity + Options
1.4 quarters
Top 10 Avg Time Held Equity + Options
1.1 quarters
Top 20 Avg Time Held Equity + Options
1.5 quarters
Avg Time Held Equity only
1.4 quarters
Top 10 Avg Time Held Equity only
1.1 quarters
Top 20 Avg Time Held Equity only
1.5 quarters

Top Buys

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$140M
2
BABA icon
Alibaba
BABA
+$78.3M
3
ASH icon
Ashland
ASH
+$62.3M
4
PL icon
PROTECTIVE LIFE CORP
PL
+$58.8M
5
RTX icon
RTX Corp
RTX
+$55.1M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$85.3M
2
MSFT icon
Microsoft
MSFT
+$62.3M
3
INTC icon
Intel
INTC
+$48.9M
4
WY icon
Weyerhaeuser
WY
+$43M
5
PM icon
Philip Morris
PM
+$36.3M

Sector Composition

Rank Sector Weight
1 Miscellaneous 17.87%
2 Consumer Discretionary 12.45%
3 Industrials 12.03%
4 Consumer Staples 11.2%
5 Technology 11.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
SPG icon
301
Simon Property Group
SPG
$64.5B
$1.14M 0.02%
+6,928
New +$1.17M
2014 Q3
0 quarters
AVB icon
302
DELISTED
AvalonBay Communities
AVB
$1.11M 0.02%
7,889
-51,121
-87% -$7.58M
2013 Q2
5 quarters
MGM icon
303
MGM Resorts International
MGM
$7.36B
$1.11M 0.02%
+48,751
New +$1.21M
2014 Q3
0 quarters
ASC icon
304
Ardmore Shipping
ASC
$788M
$1.11M 0.02%
101,700
– –
2014 Q1
2 quarters
LULU icon
305
lululemon athletica
LULU
$10.9B
$1.1M 0.02%
26,285
-2,726
-9% -$110K
2013 Q4
3 quarters
EDR icon
306
DELISTED
Education Realty Trust Inc
EDR
$1.09M 0.02%
35,358
-231,345
-87% -$7.45M
2013 Q3
4 quarters
VMRK icon
307
Vivmark Residential
VMRK
$47.3B
$1.07M 0.02%
17,440
-15,326
-47% -$990K
2014 Q2
1 quarter
CGRN
308
DELISTED
Capstone Green Energy Corporation Common Stock
CGRN
$1.07M 0.02%
5,000
+1,250
+33% +$320K
2014 Q1
2 quarters
TV icon
309
Televisa
TV
$1.16B
$1.06M 0.02%
+31,200
New +$1.11M
2014 Q3
0 quarters
TXMD icon
310
TherapeuticsMD
TXMD
$23.8M
$1.04M 0.02%
4,500
– –
2014 Q1
2 quarters
DRE
311
DELISTED
Duke Realty Corp.
DRE
$1.04M 0.02%
60,328
-10,212
-14% -$184K
2013 Q4
3 quarters
LOCK
312
DELISTED
LifeLock, Inc.
LOCK
$1.03M 0.02%
+71,837
New +$1.01M
2014 Q3
0 quarters
ABEV icon
313
Ambev
ABEV
$49.2B
$1.02M 0.02%
155,174
-202,904
-57% -$1.43M
2014 Q2
1 quarter
INSM icon
314
Insmed
INSM
$22B
$1.01M 0.02%
+77,573
New +$1.17M
2014 Q3
0 quarters
VALE icon
315
Vale
VALE
$58B
$964K 0.02%
87,522
-211,415
-71% -$2.82M
2014 Q2
1 quarter
CBD
316
DELISTED
Companhia Brasileira de Distribuicao
CBD
$959K 0.02%
21,996
-14,397
-40% -$693K
2014 Q2
1 quarter
CRK icon
317
Comstock Resources
CRK
$4.03B
$931K 0.02%
+10,003
New +$1.19M
2014 Q3
0 quarters
RVBD
318
DELISTED
RIVERBED TECHNOLOGY, INC COM
RVBD
$925K 0.02%
49,864
-53,973
-52% -$1.01M
2014 Q2
1 quarter
PGN
319
DELISTED
PARAGON OFFSHORE PLC (GBR)
PGN
$922K 0.02%
+150,000
New +$1.25M
2014 Q3
0 quarters
KIN
320
DELISTED
Kindred Biosciences, Inc.
KIN
$909K 0.02%
+98,295
New +$1.33M
2014 Q3
0 quarters
ORIG
321
DELISTED
Ocean Rig UDW Inc. Class A Common Shares
ORIG
$899K 0.02%
+6
New +$989K
2014 Q3
0 quarters
ATRC icon
322
AtriCure
ATRC
$2.84B
$883K 0.02%
60,000
+20,000
+50% +$319K
2014 Q1
2 quarters
CIB icon
323
Grupo Cibest SA
CIB
$22.4B
$851K 0.01%
+15,000
New +$920K
2014 Q3
0 quarters
WSM icon
324
PUT
Williams-Sonoma
WSM
$28.5B
$835K 0.01%
+200,000
New +$6.93M
2014 Q3
0 quarters
HR icon
325
Healthcare Realty
HR
$5.88B
$825K 0.01%
35,550
+3,851
+12% +$93.5K
2014 Q2
1 quarter
11 12
13
14 15

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q3 2014 Portfolio in Review

As of Q3 2014, UBS O'Connor held 610 positions worth $5.79B, down 63% from $15.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

UBS O'Connor withdrew a net $10.2B in Q3 2014, closing 160 positions and reducing 91 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $85.3M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 18% of assets, down from 73% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, UBS O'Connor opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $142M.

  • UBS O'Connor's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 1,398,700 shares worth $142M.
  • UBS O'Connor added most to Ashland in Q3 2014, an estimated $62.3M increase.
  • UBS O'Connor's biggest Q3 2014 reduction was Microsoft, cutting an estimated $62.3M.
  • UBS O'Connor fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $85.3M.
  • UBS O'Connor's ten largest holdings make up 20% of its $5.79B portfolio in Q3 2014.
  • UBS O'Connor opened 182 new positions and closed 160 in Q3 2014.
  • UBS O'Connor's portfolio value fell 63% quarter-over-quarter to $5.79B.

Based on UBS O'Connor's 13F filing for Q3 2014, filed 14 Nov 2014.