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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+4.46%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.28B
AUM Growth
-$163M
Cap. Flow
-$430M
Cap. Flow %
-8.15%
Top 10 Hldgs %
15.41%
Holding
584
New
193
Increased
92
Reduced
96
Closed
154
Avg Time Held Equity + Options
1.1 quarters
Top 10 Avg Time Held Equity + Options
0.7 quarters
Top 20 Avg Time Held Equity + Options
0.9 quarters
Avg Time Held Equity only
1.2 quarters
Top 10 Avg Time Held Equity only
0.7 quarters
Top 20 Avg Time Held Equity only
0.9 quarters

Top Buys

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$73.6M
2
BEAM icon
BEAM INC COM STK (DE)
BEAM
+$47.2M
3
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$44.7M
4
HLF icon
Herbalife
HLF
+$39.2M
5
AMH icon
American Homes 4 Rent
AMH
+$36.3M

Top Sells

Rank Stock Value
1
LIFE icon
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$95.1M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$73.6M
3
PM icon
Philip Morris
PM
+$55.7M
4
KO icon
Coca-Cola
KO
+$50.2M
5
CCI.PRA icon
Crown Castle International Corp.
CCI.PRA
+$48M

Sector Composition

Rank Sector Weight
1 Real Estate 23.5%
2 Miscellaneous 14.39%
3 Industrials 8.45%
4 Consumer Staples 7.97%
5 Financials 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
ACAD icon
301
Acadia Pharmaceuticals
ACAD
$3.41B
$730K 0.01%
+30,000
New +$759K
2014 Q1
0 quarters
NUWE icon
302
Nuwellis
NUWE
$2.19M
– –
0
– –
2013 Q2
3 quarters
DWCH
303
DELISTED
Datawatch Corp
DWCH
$704K 0.01%
+25,959
New +$799K
2014 Q1
0 quarters
LCNB icon
304
LCNB Corp
LCNB
$264M
$692K 0.01%
+40,000
New +$704K
2014 Q1
0 quarters
AOS icon
305
A.O. Smith
AOS
$7.66B
$685K 0.01%
29,760
-202,772
-87% -$4.94M
2013 Q4
1 quarter
VTG icon
306
DELISTED
VANTAGE DRILLING COMPANY ORD SHS (KY)
VTG
$684K 0.01%
400,000
+50,000
+14% +$87.2K
2013 Q4
1 quarter
FCX icon
307
Freeport-McMoran
FCX
$106B
$661K 0.01%
20,000
-130,533
-87% -$4.34M
2013 Q2
3 quarters
UCP
308
DELISTED
UCP, Inc.
UCP
$645K 0.01%
+42,856
New +$651K
2014 Q1
0 quarters
AEE icon
309
Ameren
AEE
$28.3B
$639K 0.01%
15,500
-517,301
-97% -$19.9M
2013 Q2
3 quarters
RSX
310
DELISTED
VanEck Russia ETF
RSX
$626K 0.01%
+26,090
New +$654K
2014 Q1
0 quarters
MDXG icon
311
MiMedx Group
MDXG
$682M
$613K 0.01%
+100,000
New +$735K
2014 Q1
0 quarters
LULU icon
312
CALL
lululemon athletica
LULU
$10.9B
$582K 0.01%
+100,000
New +$4.99M
2014 Q1
0 quarters
SPR icon
313
DELISTED
Spirit AeroSystems
SPR
$569K 0.01%
+20,170
New +$615K
2014 Q1
0 quarters
AVDL
314
DELISTED
Avadel Pharmaceuticals
AVDL
$536K 0.01%
+40,000
New +$429K
2014 Q1
0 quarters
SCTY
315
DELISTED
SolarCity Corporation
SCTY
$501K 0.01%
+8,000
New +$577K
2014 Q1
0 quarters
GLNG icon
316
Golar LNG
GLNG
$4.89B
$500K 0.01%
+12,000
New +$444K
2014 Q1
0 quarters
AMPE
317
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
$476K 0.01%
+250
New +$591K
2014 Q1
0 quarters
TWC
318
CALL
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$475K 0.01%
+100,000
New +$13.7M
2014 Q1
0 quarters
IQV icon
319
IQVIA
IQV
$42.8B
$457K 0.01%
+9,000
New +$453K
2014 Q1
0 quarters
STRM icon
320
DELISTED
Streamline Health Solutions
STRM
$454K 0.01%
+6,013
New +$559K
2014 Q1
0 quarters
NPSP
321
DELISTED
NPS PHARMACEUTICALS INC
NPSP
$449K 0.01%
15,000
-35,000
-70% -$1.21M
2013 Q4
1 quarter
CNVS icon
322
Cineverse
CNVS
$45.4M
$448K 0.01%
+875
New +$472K
2014 Q1
0 quarters
EPC icon
323
Edgewell Personal Care
EPC
$1.28B
$448K 0.01%
+5,995
New +$438K
2014 Q1
0 quarters
SYY icon
324
CALL
Sysco
SYY
$38.4B
$442K 0.01%
+400,000
New +$14.4M
2014 Q1
0 quarters
WELL.PRI icon
325
DELISTED
Welltower Inc.
WELL.PRI
$419K 0.01%
7,500
– –
2013 Q3
2 quarters
11 12
13
14 15

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ACI
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RC
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A
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CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
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MPM
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UBS O'Connor's Q1 2014 Portfolio in Review

As of Q1 2014, UBS O'Connor held 584 positions worth $5.28B, down 3% from $5.44B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS O'Connor withdrew a net $430M in Q1 2014, closing 154 positions and reducing 96 holdings. Its most notable exit was LIFE TECHNOLOGIES CORP COM STK (DE), an estimated $95.1M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 24% of assets, up from 18% a quarter earlier, followed by Miscellaneous and Industrials.

Against the trend, UBS O'Connor opened a new position in FOREST LABORATORIES INC worth $84.1M.

  • UBS O'Connor's largest Q1 2014 buy was FOREST LABORATORIES INC: 911,918 shares worth $84.1M.
  • UBS O'Connor added most to TIME WARNER CABLE INC NEW COM STK in Q1 2014, an estimated $44.7M increase.
  • UBS O'Connor's biggest Q1 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $73.6M.
  • UBS O'Connor fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $95.1M.
  • UBS O'Connor's ten largest holdings make up 15% of its $5.28B portfolio in Q1 2014.
  • UBS O'Connor opened 193 new positions and closed 154 in Q1 2014.
  • UBS O'Connor's portfolio value fell 3% quarter-over-quarter to $5.28B.

Based on UBS O'Connor's 13F filing for Q1 2014, filed 14 May 2014.