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UOC
UBS O'Connor Portfolio holdings
AUM
$3.38B
1-Year Est. Return
63.08%
This Fund
S&P 500
This Quarter
Est. Return
+4.46%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.28B
AUM Growth
-$163M
(-3%)
Cap. Flow
-$383M
Cap. Flow
% of AUM
-7.25%
Top 10 Holdings %
Top 10 Hldgs %
15.41%
Holding
584
New
193
Increased
92
Reduced
96
Closed
154
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
FRX
FOREST LABORATORIES INC
FRX
|
+$73.6M |
| 2 |
BEAM
BEAM INC COM STK (DE)
BEAM
|
+$47.2M |
| 3 |
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
|
+$44.7M |
| 4 |
Herbalife
HLF
|
+$39.2M |
| 5 |
American Homes 4 Rent
AMH
|
+$36.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
|
+$95.1M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$73.6M |
| 3 |
Philip Morris
PM
|
+$55.7M |
| 4 |
Coca-Cola
KO
|
+$50.2M |
| 5 |
CCI.PRA
Crown Castle International Corp.
CCI.PRA
|
+$48M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Real Estate | 23.24% |
| 2 | Industrials | 8.44% |
| 3 | Consumer Staples | 7.97% |
| 4 | Financials | 6.82% |
| 5 | Consumer Discretionary | 6.49% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
301
Acadia Pharmaceuticals
ACAD
$4.9B
| $730K | 0.01% |
+30,000
| New | +$759K |
|
302
Nuwellis
NUWE
$594K
| – | – |
0
| – | – |
|
|
DWCH
303
DELISTED
Datawatch Corp
DWCH
| $704K | 0.01% |
+25,959
| New | +$799K |
|
304
LCNB Corp
LCNB
$285M
| $692K | 0.01% |
+40,000
| New | +$704K |
|
305
A.O. Smith
AOS
$8.56B
| $685K | 0.01% |
29,760
-202,772
| -87% | -$4.94M |
|
|
VTG
306
DELISTED
VANTAGE DRILLING COMPANY ORD SHS (KY)
VTG
| $684K | 0.01% |
400,000
+50,000
| +14% | +$87.2K |
|
307
Freeport-McMoran
FCX
$95.5B
| $661K | 0.01% |
20,000
-130,533
| -87% | -$4.34M |
|
|
UCP
308
DELISTED
UCP, Inc.
UCP
| $645K | 0.01% |
+42,856
| New | +$651K |
|
309
Ameren
AEE
$30B
| $639K | 0.01% |
15,500
-517,301
| -97% | -$19.9M |
|
|
RSX
310
DELISTED
VanEck Russia ETF
RSX
| $626K | 0.01% |
+26,090
| New | +$654K |
|
311
MiMedx Group
MDXG
$609M
| $613K | 0.01% |
+100,000
| New | +$735K |
|
312
CALL
lululemon athletica
LULU
$14.2B
| $582K | 0.01% |
+100,000
| New | +$4.99M |
|
|
SPR
313
DELISTED
Spirit AeroSystems
SPR
| $569K | 0.01% |
+20,170
| New | +$615K |
|
|
AVDL
314
DELISTED
Avadel Pharmaceuticals
AVDL
| $536K | 0.01% |
+40,000
| New | +$429K |
|
|
SCTY
315
DELISTED
SolarCity Corporation
SCTY
| $501K | 0.01% |
+8,000
| New | +$577K |
|
316
Golar LNG
GLNG
$5.19B
| $500K | 0.01% |
+12,000
| New | +$444K |
|
|
AMPE
317
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
| $476K | 0.01% |
+250
| New | +$591K |
|
|
TWC
318
CALL
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
| $475K | 0.01% |
+100,000
| New | +$13.7M |
|
319
IQVIA
IQV
$38.3B
| $457K | 0.01% |
+9,000
| New | +$453K |
|
|
STRM
320
DELISTED
Streamline Health Solutions
STRM
| $454K | 0.01% |
+6,013
| New | +$559K |
|
|
NPSP
321
DELISTED
NPS PHARMACEUTICALS INC
NPSP
| $449K | 0.01% |
15,000
-35,000
| -70% | -$1.21M |
|
322
Cineverse
CNVS
$62.3M
| $448K | 0.01% |
+875
| New | +$472K |
|
323
Edgewell Personal Care
EPC
$1.3B
| $448K | 0.01% |
+5,995
| New | +$438K |
|
324
CALL
Sysco
SYY
$40.4B
| $442K | 0.01% |
+400,000
| New | +$14.4M |
|
|
WELL.PRI
325
DELISTED
Welltower Inc.
WELL.PRI
| $419K | 0.01% |
7,500
| – | – |
|
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UBS O'Connor's Q1 2014 Portfolio in Review
As of Q1 2014, UBS O'Connor held 584 positions worth $5.28B, down 3% from $5.44B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS O'Connor withdrew a net $383M in Q1 2014, closing 154 positions and reducing 96 holdings. Its most notable exit was LIFE TECHNOLOGIES CORP COM STK (DE), an estimated $95.1M position sold in full.
By sector, the portfolio is most concentrated in Real Estate at 23% of assets, up from 17% a quarter earlier, followed by Industrials and Consumer Staples.
Against the trend, UBS O'Connor opened a new position in FOREST LABORATORIES INC worth $84.1M.
- UBS O'Connor's largest Q1 2014 buy was FOREST LABORATORIES INC: 911,918 shares worth $84.1M.
- UBS O'Connor added most to TIME WARNER CABLE INC NEW COM STK in Q1 2014, an estimated $44.7M increase.
- UBS O'Connor's biggest Q1 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $73.6M.
- UBS O'Connor fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $95.1M.
- UBS O'Connor's ten largest holdings make up 15% of its $5.28B portfolio in Q1 2014.
- UBS O'Connor opened 193 new positions and closed 154 in Q1 2014.
- UBS O'Connor's portfolio value fell 3% quarter-over-quarter to $5.28B.
Based on UBS O'Connor's 13F filing for Q1 2014, filed 14 May 2014.