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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+5.71%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.44B
AUM Growth
+$635M
Cap. Flow
+$416M
Cap. Flow %
7.65%
Top 10 Hldgs %
15.63%
Holding
579
New
166
Increased
105
Reduced
70
Closed
180

Top Buys

Rank Stock Value
1
AAL icon
American Airlines Group
AAL
+$66.9M
2
CCI icon
Crown Castle
CCI
+$53.8M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$52M
4
CCI.PRA
Crown Castle International Corp.
CCI.PRA
+$48.4M
5
DLTR icon
Dollar Tree
DLTR
+$42M

Top Sells

Rank Stock Value
1
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$60.5M
2
CL icon
Colgate-Palmolive
CL
+$46.1M
3
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$44.4M
4
WMT icon
Walmart Inc
WMT
+$41.7M
5
M icon
Macy's
M
+$41M

Sector Composition

Rank Sector Weight
1 Real Estate 17.07%
2 Consumer Staples 11.62%
3 Industrials 7.66%
4 Financials 6.61%
5 Consumer Discretionary 6.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TWER
301
DELISTED
Towerstream Corporation Common Stock
TWER
$148K ﹤0.01%
2,500
-4,855
-66% -$245K
ITMN
302
DELISTED
INTERMUNE INC
ITMN
$147K ﹤0.01%
+10,000
New +$138K
NLY icon
303
Annaly Capital Management
NLY
$17.1B
$140K ﹤0.01%
+3,507
New +$152K
OIG
304
DELISTED
Orbital Infrastructure Group, Inc. Common Stock
OIG
$126K ﹤0.01%
500
+187
+60% +$44.4K
AUY
305
DELISTED
Yamana Gold, Inc.
AUY
$125K ﹤0.01%
14,535
+1,071
+8% +$9.89K
AVB icon
306
CALL
AvalonBay Communities
AVB
$26.6B
$118K ﹤0.01%
+100,000
New +$12.3M
MGM icon
307
PUT
MGM Resorts International
MGM
$11.2B
$111K ﹤0.01%
300,000
+150,000
+100% +$3.06M
WFM
308
CALL
DELISTED
Whole Foods Market Inc
WFM
$110K ﹤0.01%
+100,000
New +$5.93M
VTNR
309
DELISTED
Vertex Energy, Inc
VTNR
$105K ﹤0.01%
+31,300
New +$96.8K
KMI icon
310
CALL
Kinder Morgan
KMI
$69.7B
$101K ﹤0.01%
25,000
– –
TWTR
311
PUT
DELISTED
Twitter, Inc.
TWTR
$100K ﹤0.01%
+30,000
New +$1.49M
SFUN
312
PUT
DELISTED
Fang Holdings Limited American Depositary Shares (each representing ten Class A Ordinary Shares)
SFUN
$100K ﹤0.01%
+5,000
New +$3.14M
CCI icon
313
CALL
Crown Castle
CCI
$31.9B
$95K ﹤0.01%
+50,000
New +$3.7M
WMGI
314
CALL
DELISTED
Wright Medical Group Inc
WMGI
$89K ﹤0.01%
50,000
– –
XLU icon
315
PUT
State Street Utilities Select Sector SPDR ETF
XLU
$22.4B
$88K ﹤0.01%
707,400
+307,400
+77% +$5.88M
XCO
316
CALL
DELISTED
Exco Resources
XCO
$88K ﹤0.01%
+33,333
New +$2.84M
ONIT
317
CALL
Onity Group
ONIT
$311M
$86K ﹤0.01%
+3,333
New +$2.74M
EQR icon
318
CALL
Equity Residential
EQR
$25B
$82K ﹤0.01%
+150,000
New +$7.9M
IONS icon
319
PUT
Ionis Pharmaceuticals
IONS
$9.06B
$81K ﹤0.01%
50,000
– –
BLK icon
320
PUT
Blackrock
BLK
$175B
$74K ﹤0.01%
+20,000
New +$5.97M
META icon
321
PUT
Meta Platforms (Facebook)
META
$1.5T
$74K ﹤0.01%
+30,000
New +$1.51M
IBM icon
322
PUT
IBM
IBM
$220B
$56K ﹤0.01%
+31,380
New +$5.41M
ITB icon
323
CALL
iShares US Home Construction ETF
ITB
$2.28B
$56K ﹤0.01%
+54,300
New +$1.23M
C icon
324
CALL
Citigroup
C
$224B
$47K ﹤0.01%
54,000
-331,000
-86% -$16.8M
SVRA icon
325
Savara
SVRA
$1.19B
$46K ﹤0.01%
1,426
-1,431
-50% -$45.9K
11 12
13
14 15

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FNBT
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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q4 2013 Portfolio in Review

As of Q4 2013, UBS O'Connor held 579 positions worth $5.44B, up 13% from $4.81B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

UBS O'Connor deployed $416M of net new capital in Q4 2013, opening 166 new positions and adding to 105 existing holdings. Its largest new stake was American Airlines Group: 2,596,600 shares worth $65.6M.

By sector, the portfolio is most concentrated in Real Estate at 17% of assets, up from 15% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was Colgate-Palmolive, an estimated $46.1M trimmed.

  • UBS O'Connor's largest Q4 2013 buy was American Airlines Group: 2,596,600 shares worth $65.6M.
  • UBS O'Connor added most to Crown Castle in Q4 2013, an estimated $53.8M increase.
  • UBS O'Connor's biggest Q4 2013 reduction was Colgate-Palmolive, cutting an estimated $46.1M.
  • UBS O'Connor fully exited ONYX PHARMACEUTICALS INC in Q4 2013, selling an estimated $60.5M.
  • UBS O'Connor's ten largest holdings make up 16% of its $5.44B portfolio in Q4 2013.
  • UBS O'Connor opened 166 new positions and closed 180 in Q4 2013.
  • UBS O'Connor's portfolio value rose 13% quarter-over-quarter to $5.44B.

Based on UBS O'Connor's 13F filing for Q4 2013, filed 13 Feb 2014.