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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+2.09%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$12.7B
AUM Growth
+$1.53B
Cap. Flow
+$1.43B
Cap. Flow %
11.22%
Top 10 Hldgs %
59.59%
Holding
1,083
New
213
Increased
181
Reduced
63
Closed
169
Avg Time Held Equity + Options
1.7 quarters
Top 10 Avg Time Held Equity + Options
0.7 quarters
Top 20 Avg Time Held Equity + Options
0.6 quarters
Avg Time Held Equity only
1.7 quarters
Top 10 Avg Time Held Equity only
0.7 quarters
Top 20 Avg Time Held Equity only
0.6 quarters

Top Buys

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$1.07B
2
INFO icon
IHS Markit Ltd. Common Shares
INFO
+$904M
3
KSU
Kansas City Southern
KSU
+$631M
4
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$303M
5
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$283M

Top Sells

Rank Stock Value
1
MXIM
Maxim Integrated Products
MXIM
+$850M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$813M
3
WORK
Slack Technologies, Inc.
WORK
+$491M
4
GRA
W.R. Grace & Co.
GRA
+$404M
5
QTS
QTS REALTY TRUST, INC.
QTS
+$355M

Sector Composition

Rank Sector Weight
1 Financials 21.37%
2 Technology 20.95%
3 Communication Services 14.41%
4 Healthcare 12.25%
5 Real Estate 10.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
MON
276
DELISTED
Monument Circle Acquisition Corp. Class A Common Stock
MON
$4.88M 0.04%
499,982
– –
2021 Q1
2 quarters
ACEL icon
277
Accel Entertainment
ACEL
$907M
$4.88M 0.04%
401,923
– –
2020 Q1
6 quarters
ANAC
278
DELISTED
Arctos NorthStar Acquisition Corp.
ANAC
$4.88M 0.04%
500,392
– –
2021 Q2
1 quarter
KAHC
279
DELISTED
KKR Acquisition Holdings I Corp.
KAHC
$4.88M 0.04%
500,326
– –
2021 Q2
1 quarter
LDTC icon
280
DELISTED
LeddarTech
LDTC
$4.88M 0.04%
999,174
+100,392
+11% +$487K
2021 Q1
2 quarters
CSTA
281
DELISTED
Constellation Acquisition Corp I
CSTA
$4.88M 0.04%
499,587
– –
2021 Q1
2 quarters
AEON icon
282
AEON Biopharma
AEON
$12.3M
$4.88M 0.04%
6,944
– –
2021 Q2
1 quarter
BLUA icon
283
DELISTED
BlueRiver Acquisition Corp.
BLUA
$4.88M 0.04%
499,982
– –
2021 Q1
2 quarters
APGB
284
DELISTED
Apollo Strategic Growth Capital II
APGB
$4.88M 0.04%
498,993
– –
2021 Q2
1 quarter
CPUH
285
DELISTED
Compute Health Acquisition Corp.
CPUH
$4.88M 0.04%
498,993
– –
2021 Q2
1 quarter
HAAC
286
DELISTED
Health Assurance Acquisition Corp. Class A Common Stock
HAAC
$4.88M 0.04%
498,461
+200,783
+67% +$1.97M
2021 Q1
2 quarters
HERA
287
DELISTED
FTAC Hera Acquisition Corp. Class A Ordinary Shares
HERA
$4.87M 0.04%
500,326
– –
2021 Q2
1 quarter
ACRO
288
DELISTED
Acropolis Infrastructure Acquisition Corp
ACRO
$4.87M 0.04%
+501,958
New +$4.88M
2021 Q3
0 quarters
SOND icon
289
DELISTED
Sonder
SOND
$4.87M 0.04%
24,648
– –
2021 Q2
1 quarter
LCA
290
DELISTED
Landcadia Holdings IV, Inc. Class A Common Stock
LCA
$4.87M 0.04%
500,000
– –
2021 Q2
1 quarter
TBCP
291
DELISTED
Thunder Bridge Capital Partners III Inc. Class A Common Stock
TBCP
$4.87M 0.04%
498,993
– –
2021 Q2
1 quarter
SCAQ
292
DELISTED
Stratim Cloud Acquisition Corp. Class A Common Stock
SCAQ
$4.87M 0.04%
500,000
– –
2021 Q2
1 quarter
GNAC
293
DELISTED
Group Nine Acquisition Corp. Class A Common stock
GNAC
$4.87M 0.04%
499,982
– –
2021 Q1
2 quarters
TRTL icon
294
DELISTED
TortoiseEcofin Acquisition Corp. III
TRTL
$4.87M 0.04%
+501,958
New +$4.89M
2021 Q3
0 quarters
DGNU
295
DELISTED
Dragoneer Growth Opportunities Corp. III Class A Ordinary Shares
DGNU
$4.87M 0.04%
+496,859
New +$4.91M
2021 Q3
0 quarters
PCPC
296
DELISTED
Periphas Capital Partnering Corporation
PCPC
$4.87M 0.04%
199,893
– –
2021 Q1
2 quarters
CFIV
297
DELISTED
CF Acquisition Corp. IV Class A common stock
CFIV
$4.87M 0.04%
499,982
– –
2021 Q2
1 quarter
LGAC
298
DELISTED
Lazard Growth Acquisition Corp. I Ordinary Shares
LGAC
$4.87M 0.04%
499,982
+250,979
+101% +$2.44M
2021 Q2
1 quarter
OEPW
299
DELISTED
One Equity Partners Open Water I Corp. Class A Common Stock
OEPW
$4.87M 0.04%
499,982
– –
2021 Q1
2 quarters
DAL icon
300
Delta Air Lines
DAL
$52.7B
$4.86M 0.04%
114,155
-20,145
-15% -$822K
2020 Q2
5 quarters
10 11
12
13 14

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ACI
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RC
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CGL
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JCM
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MPM
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UBS O'Connor's Q3 2021 Portfolio in Review

As of Q3 2021, UBS O'Connor held 1,083 positions worth $12.7B, up 14% from $11.2B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

UBS O'Connor deployed $1.43B of net new capital in Q3 2021, opening 213 new positions and adding to 181 existing holdings. Its largest new stake was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 14% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $30.1M trimmed.

  • UBS O'Connor's largest Q3 2021 buy was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.
  • UBS O'Connor added most to Nuance Communications, Inc. in Q3 2021, an estimated $1.07B increase.
  • UBS O'Connor's biggest Q3 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $30.1M.
  • UBS O'Connor fully exited Maxim Integrated Products in Q3 2021, selling an estimated $850M.
  • UBS O'Connor's ten largest holdings make up 60% of its $12.7B portfolio in Q3 2021.
  • UBS O'Connor opened 213 new positions and closed 169 in Q3 2021.
  • UBS O'Connor's portfolio value rose 14% quarter-over-quarter to $12.7B.

Based on UBS O'Connor's 13F filing for Q3 2021, filed 12 Nov 2021.