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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+2.09%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$12.7B
AUM Growth
+$1.53B
Cap. Flow
+$693M
Cap. Flow %
5.44%
Top 10 Hldgs %
59.59%
Holding
1,083
New
213
Increased
181
Reduced
63
Closed
169

Top Buys

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$1.07B
2
INFO
IHS Markit Ltd. Common Shares
INFO
+$904M
3
KSU
Kansas City Southern
KSU
+$631M
4
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$303M
5
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$283M

Top Sells

Rank Stock Value
1
MXIM
Maxim Integrated Products
MXIM
+$850M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$813M
3
WORK
Slack Technologies, Inc.
WORK
+$491M
4
GRA
W.R. Grace & Co.
GRA
+$404M
5
QTS
QTS REALTY TRUST, INC.
QTS
+$355M

Sector Composition

Rank Sector Weight
1 Financials 21.02%
2 Technology 16.2%
3 Communication Services 14.41%
4 Industrials 10.32%
5 Healthcare 9.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MON
276
DELISTED
Monument Circle Acquisition Corp. Class A Common Stock
MON
$4.88M 0.04%
499,982
– –
ACEL icon
277
Accel Entertainment
ACEL
$998M
$4.88M 0.04%
401,923
– –
ANAC
278
DELISTED
Arctos NorthStar Acquisition Corp.
ANAC
$4.88M 0.04%
500,392
– –
KAHC
279
DELISTED
KKR Acquisition Holdings I Corp.
KAHC
$4.88M 0.04%
500,326
– –
LDTC
280
DELISTED
LeddarTech
LDTC
$4.88M 0.04%
999,174
+100,392
+11% +$487K
CSTA
281
DELISTED
Constellation Acquisition Corp I
CSTA
$4.88M 0.04%
499,587
– –
AEON icon
282
AEON Biopharma
AEON
$13.8M
$4.88M 0.04%
6,944
– –
BLUA
283
DELISTED
BlueRiver Acquisition Corp.
BLUA
$4.88M 0.04%
499,982
– –
APGB
284
DELISTED
Apollo Strategic Growth Capital II
APGB
$4.88M 0.04%
498,993
– –
CPUH
285
DELISTED
Compute Health Acquisition Corp.
CPUH
$4.88M 0.04%
498,993
– –
HAAC
286
DELISTED
Health Assurance Acquisition Corp. Class A Common Stock
HAAC
$4.88M 0.04%
498,461
+200,783
+67% +$1.97M
HERA
287
DELISTED
FTAC Hera Acquisition Corp. Class A Ordinary Shares
HERA
$4.87M 0.04%
500,326
– –
ACRO
288
DELISTED
Acropolis Infrastructure Acquisition Corp
ACRO
$4.87M 0.04%
+501,958
New +$4.88M
SOND
289
DELISTED
Sonder
SOND
$4.87M 0.04%
24,648
– –
LCA
290
DELISTED
Landcadia Holdings IV, Inc. Class A Common Stock
LCA
$4.87M 0.04%
500,000
– –
TBCP
291
DELISTED
Thunder Bridge Capital Partners III Inc. Class A Common Stock
TBCP
$4.87M 0.04%
498,993
– –
SCAQ
292
DELISTED
Stratim Cloud Acquisition Corp. Class A Common Stock
SCAQ
$4.87M 0.04%
500,000
– –
GNAC
293
DELISTED
Group Nine Acquisition Corp. Class A Common stock
GNAC
$4.87M 0.04%
499,982
– –
TRTL
294
DELISTED
TortoiseEcofin Acquisition Corp. III
TRTL
$4.87M 0.04%
+501,958
New +$4.89M
DGNU
295
DELISTED
Dragoneer Growth Opportunities Corp. III Class A Ordinary Shares
DGNU
$4.87M 0.04%
+496,859
New +$4.91M
PCPC
296
DELISTED
Periphas Capital Partnering Corporation
PCPC
$4.87M 0.04%
199,893
– –
CFIV
297
DELISTED
CF Acquisition Corp. IV Class A common stock
CFIV
$4.87M 0.04%
499,982
– –
LGAC
298
DELISTED
Lazard Growth Acquisition Corp. I Ordinary Shares
LGAC
$4.87M 0.04%
499,982
+250,979
+101% +$2.44M
OEPW
299
DELISTED
One Equity Partners Open Water I Corp. Class A Common Stock
OEPW
$4.87M 0.04%
499,982
– –
DAL icon
300
Delta Air Lines
DAL
$60.5B
$4.86M 0.04%
114,155
-20,145
-15% -$822K
10 11
12
13 14

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2021 Portfolio in Review

As of Q3 2021, UBS O'Connor held 1,083 positions worth $12.7B, up 14% from $11.2B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

UBS O'Connor deployed $693M of net new capital in Q3 2021, opening 213 new positions and adding to 181 existing holdings. Its largest new stake was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 14% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $30.1M trimmed.

  • UBS O'Connor's largest Q3 2021 buy was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.
  • UBS O'Connor added most to Nuance Communications, Inc. in Q3 2021, an estimated $1.07B increase.
  • UBS O'Connor's biggest Q3 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $30.1M.
  • UBS O'Connor fully exited Maxim Integrated Products in Q3 2021, selling an estimated $850M.
  • UBS O'Connor's ten largest holdings make up 60% of its $12.7B portfolio in Q3 2021.
  • UBS O'Connor opened 213 new positions and closed 169 in Q3 2021.
  • UBS O'Connor's portfolio value rose 14% quarter-over-quarter to $12.7B.

Based on UBS O'Connor's 13F filing for Q3 2021, filed 12 Nov 2021.