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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+0.12%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$4.86B
AUM Growth
+$1.32B
Cap. Flow
+$1.45B
Cap. Flow %
29.86%
Top 10 Hldgs %
47.16%
Holding
450
New
132
Increased
60
Reduced
64
Closed
113
Avg Time Held Equity + Options
2 quarters
Top 10 Avg Time Held Equity + Options
0.6 quarters
Top 20 Avg Time Held Equity + Options
0.8 quarters
Avg Time Held Equity only
1.9 quarters
Top 10 Avg Time Held Equity only
0.6 quarters
Top 20 Avg Time Held Equity only
0.8 quarters

Top Buys

Rank Stock Value
1
ETFC
E*Trade Financial Corporation
ETFC
+$328M
2
TIF
Tiffany & Co.
TIF
+$281M
3
CY
Cypress Semiconductor
CY
+$192M
4
S icon
Sprint Corporation
S
+$186M
5
LM
Legg Mason, Inc.
LM
+$163M

Top Sells

Rank Stock Value
1
WCG
Wellcare Health Plans, Inc.
WCG
+$514M
2
ZAYO
Zayo Group Holdings, Inc.
ZAYO
+$142M
3
MDCO
Medicines Co
MDCO
+$82.1M
4
INXN
Interxion Holding N.V.
INXN
+$51.4M
5
TSLA icon
Tesla
TSLA
+$30.8M

Sector Composition

Rank Sector Weight
1 Technology 24.73%
2 Consumer Discretionary 17.71%
3 Financials 17.08%
4 Miscellaneous 11.63%
5 Industrials 7.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
AEVA icon
276
CALL
Aeva Technologies
AEVA
$898M
$215K ﹤0.01%
+100,000
New +$4.83M
2020 Q1
0 quarters
RAPT icon
277
DELISTED
RAPT Therapeutics
RAPT
$213K ﹤0.01%
+1,250
New +$285K
2020 Q1
0 quarters
ADVM icon
278
DELISTED
Adverum Biotechnologies
ADVM
$195K ﹤0.01%
+2,000
New +$233K
2020 Q1
0 quarters
P icon
279
Everpure Inc
P
$51.5B
$178K ﹤0.01%
14,438
-280,562
-95% -$4.55M
2018 Q4
5 quarters
SFT
280
CALL
DELISTED
Shift Technologies, Inc. Class A Common Stock
SFT
$155K ﹤0.01%
22,500
– –
2019 Q4
1 quarter
BROG icon
281
CALL
DELISTED
Brooge Energy
BROG
$152K ﹤0.01%
204,530
– –
2019 Q4
1 quarter
LOTZ
282
CALL
DELISTED
CarLotz, Inc. Class A Common Stock
LOTZ
$150K ﹤0.01%
283,000
– –
2019 Q4
1 quarter
CURI icon
283
CALL
CuriosityStream
CURI
$163M
$149K ﹤0.01%
+250,000
New +$2.47M
2020 Q1
0 quarters
LATN
284
CALL
DELISTED
Union Acquisition Corp. II Ordinary Shares
LATN
$145K ﹤0.01%
800,000
– –
2019 Q4
1 quarter
FPAY icon
285
DELISTED
FlexShopper
FPAY
$142K ﹤0.01%
+112,000
New +$253K
2020 Q1
0 quarters
SAFE icon
286
PUT
Safehold
SAFE
$848M
$120K ﹤0.01%
11,299
– –
2019 Q2
3 quarters
CELU icon
287
CALL
Celularity
CELU
$50.6M
$119K ﹤0.01%
+25,000
New +$2.47M
2020 Q1
0 quarters
MAPS icon
288
CALL
DELISTED
WM TECHNOLOGY INC A
MAPS
$117K ﹤0.01%
377,244
– –
2019 Q4
1 quarter
MAT icon
289
Mattel
MAT
$4.81B
$117K ﹤0.01%
+13,260
New +$163K
2020 Q1
0 quarters
CLX icon
290
PUT
Clorox
CLX
$10.1B
$111K ﹤0.01%
+30,000
New +$4.96M
2020 Q1
0 quarters
CNX icon
291
PUT
CNX Resources
CNX
$5.02B
$107K ﹤0.01%
47,500
-4,300
-8% -$28.6K
2019 Q2
3 quarters
DM icon
292
CALL
DELISTED
Desktop Metal, Inc.
DM
$103K ﹤0.01%
20,465
+6,250
+44% +$624K
2019 Q3
2 quarters
GEO icon
293
PUT
The GEO Group
GEO
$4.16B
$101K ﹤0.01%
25,000
– –
2019 Q2
3 quarters
SOLO
294
CALL
DELISTED
Electrameccanica Vehicles Corp. Ltd.
SOLO
$98K ﹤0.01%
350,000
– –
2018 Q3
6 quarters
JSPR icon
295
CALL
Jasper Therapeutics
JSPR
$18.9M
$97K ﹤0.01%
+17,500
New +$1.71M
2020 Q1
0 quarters
SPRU icon
296
CALL
Spruce Power Holding Corp
SPRU
$29.3M
$97K ﹤0.01%
24,154
+15,821
+190% +$1.26M
2019 Q3
2 quarters
SCPE
297
CALL
DELISTED
SC Health Corporation
SCPE
$96K ﹤0.01%
100,000
– –
2019 Q4
1 quarter
ERIC icon
298
PUT
Ericsson
ERIC
$30.7B
$84K ﹤0.01%
+215,000
New +$1.76M
2020 Q1
0 quarters
LIVK
299
CALL
DELISTED
LIV Capital Acquisition Corp. Class A Ordinary Shares
LIVK
$77K ﹤0.01%
+301,448
New +$2.94M
2020 Q1
0 quarters
DAL icon
300
PUT
Delta Air Lines
DAL
$53.6B
$73K ﹤0.01%
+36,500
New +$1.81M
2020 Q1
0 quarters
10 11
12
13 14

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CGL
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JCM
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UBS O'Connor's Q1 2020 Portfolio in Review

As of Q1 2020, UBS O'Connor held 450 positions worth $4.86B, up 37% from $3.53B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

UBS O'Connor deployed $1.45B of net new capital in Q1 2020, opening 132 new positions and adding to 60 existing holdings. Its largest new stake was E*Trade Financial Corporation: 7,751,548 shares worth $266M.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 19% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was Alibaba, an estimated $17M trimmed.

  • UBS O'Connor's largest Q1 2020 buy was E*Trade Financial Corporation: 7,751,548 shares worth $266M.
  • UBS O'Connor added most to Tiffany & Co. in Q1 2020, an estimated $281M increase.
  • UBS O'Connor's biggest Q1 2020 reduction was Alibaba, cutting an estimated $17M.
  • UBS O'Connor fully exited Wellcare Health Plans, Inc. in Q1 2020, selling an estimated $514M.
  • UBS O'Connor's ten largest holdings make up 47% of its $4.86B portfolio in Q1 2020.
  • UBS O'Connor opened 132 new positions and closed 113 in Q1 2020.
  • UBS O'Connor's portfolio value rose 37% quarter-over-quarter to $4.86B.

Based on UBS O'Connor's 13F filing for Q1 2020, filed 15 May 2020.