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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+0.12%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.86B
AUM Growth
+$1.32B
Cap. Flow
+$1.7B
Cap. Flow %
35.01%
Top 10 Hldgs %
47.16%
Holding
450
New
132
Increased
60
Reduced
64
Closed
113

Top Buys

Rank Stock Value
1
ETFC
E*Trade Financial Corporation
ETFC
+$328M
2
TIF
Tiffany & Co.
TIF
+$281M
3
CY
Cypress Semiconductor
CY
+$192M
4
S
Sprint Corporation
S
+$186M
5
LM
Legg Mason, Inc.
LM
+$163M

Top Sells

Rank Stock Value
1
WCG
Wellcare Health Plans, Inc.
WCG
+$514M
2
ZAYO
Zayo Group Holdings, Inc.
ZAYO
+$142M
3
MDCO
Medicines Co
MDCO
+$82.1M
4
INXN
Interxion Holding N.V.
INXN
+$51.4M
5
TSLA icon
Tesla
TSLA
+$30.8M

Sector Composition

Rank Sector Weight
1 Technology 24.13%
2 Financials 17.08%
3 Consumer Discretionary 9.29%
4 Industrials 7.81%
5 Healthcare 7.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AEVA
276
CALL
Aeva Technologies
AEVA
$1.73B
$215K ﹤0.01%
+100,000
New +$4.83M
RAPT
277
DELISTED
RAPT Therapeutics
RAPT
$213K ﹤0.01%
+1,250
New +$285K
ADVM
278
DELISTED
Adverum Biotechnologies
ADVM
$195K ﹤0.01%
+2,000
New +$233K
P
279
Everpure Inc
P
$29B
$178K ﹤0.01%
14,438
-280,562
-95% -$4.55M
SFT
280
CALL
DELISTED
Shift Technologies, Inc. Class A Common Stock
SFT
$155K ﹤0.01%
22,500
– –
BROG
281
CALL
DELISTED
Brooge Energy
BROG
$152K ﹤0.01%
204,530
– –
LOTZ
282
CALL
DELISTED
CarLotz, Inc. Class A Common Stock
LOTZ
$150K ﹤0.01%
283,000
– –
CURI icon
283
CALL
CuriosityStream
CURI
$159M
$149K ﹤0.01%
+250,000
New +$2.47M
LATN
284
CALL
DELISTED
Union Acquisition Corp. II Ordinary Shares
LATN
$145K ﹤0.01%
800,000
– –
FPAY
285
DELISTED
FlexShopper
FPAY
$142K ﹤0.01%
+112,000
New +$253K
SAFE
286
PUT
Safehold
SAFE
$1.13B
$120K ﹤0.01%
11,299
– –
CELU icon
287
CALL
Celularity
CELU
$19.8M
$119K ﹤0.01%
+25,000
New +$2.47M
MAPS
288
CALL
DELISTED
WM TECHNOLOGY INC A
MAPS
$117K ﹤0.01%
377,244
– –
MAT icon
289
Mattel
MAT
$4.21B
$117K ﹤0.01%
+13,260
New +$163K
CLX icon
290
PUT
Clorox
CLX
$12.8B
$111K ﹤0.01%
+30,000
New +$4.96M
CNX icon
291
PUT
CNX Resources
CNX
$5.2B
$107K ﹤0.01%
47,500
-4,300
-8% -$28.6K
DM
292
CALL
DELISTED
Desktop Metal, Inc.
DM
$103K ﹤0.01%
20,465
+6,250
+44% +$624K
GEO icon
293
PUT
The GEO Group
GEO
$4.03B
$101K ﹤0.01%
25,000
– –
SOLO
294
CALL
DELISTED
Electrameccanica Vehicles Corp. Ltd.
SOLO
$98K ﹤0.01%
350,000
– –
JSPR icon
295
CALL
Jasper Therapeutics
JSPR
$21.5M
$97K ﹤0.01%
+17,500
New +$1.71M
SPRU icon
296
CALL
Spruce Power Holding Corp
SPRU
$42.2M
$97K ﹤0.01%
24,154
+15,821
+190% +$1.26M
SCPE
297
CALL
DELISTED
SC Health Corporation
SCPE
$96K ﹤0.01%
100,000
– –
ERIC icon
298
PUT
Ericsson
ERIC
$33.3B
$84K ﹤0.01%
+215,000
New +$1.76M
LIVK
299
CALL
DELISTED
LIV Capital Acquisition Corp. Class A Ordinary Shares
LIVK
$77K ﹤0.01%
+301,448
New +$2.94M
DAL icon
300
PUT
Delta Air Lines
DAL
$60.5B
$73K ﹤0.01%
+36,500
New +$1.81M
10 11
12
13 14

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SAG
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ACI
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TCOV
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CGL
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UBS O'Connor's Q1 2020 Portfolio in Review

As of Q1 2020, UBS O'Connor held 450 positions worth $4.86B, up 37% from $3.53B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

UBS O'Connor deployed $1.7B of net new capital in Q1 2020, opening 132 new positions and adding to 60 existing holdings. Its largest new stake was E*Trade Financial Corporation: 7,751,548 shares worth $266M.

By sector, the portfolio is most concentrated in Technology at 24% of assets, up from 19% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Alibaba, an estimated $17M trimmed.

  • UBS O'Connor's largest Q1 2020 buy was E*Trade Financial Corporation: 7,751,548 shares worth $266M.
  • UBS O'Connor added most to Tiffany & Co. in Q1 2020, an estimated $281M increase.
  • UBS O'Connor's biggest Q1 2020 reduction was Alibaba, cutting an estimated $17M.
  • UBS O'Connor fully exited Wellcare Health Plans, Inc. in Q1 2020, selling an estimated $514M.
  • UBS O'Connor's ten largest holdings make up 47% of its $4.86B portfolio in Q1 2020.
  • UBS O'Connor opened 132 new positions and closed 113 in Q1 2020.
  • UBS O'Connor's portfolio value rose 37% quarter-over-quarter to $4.86B.

Based on UBS O'Connor's 13F filing for Q1 2020, filed 15 May 2020.