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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+6.76%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$6.72B
AUM Growth
+$2.09B
Cap. Flow
+$1.43B
Cap. Flow %
21.25%
Top 10 Hldgs %
32.49%
Holding
567
New
175
Increased
115
Reduced
87
Closed
155
Avg Time Held Equity + Options
2.2 quarters
Top 10 Avg Time Held Equity + Options
1.5 quarters
Top 20 Avg Time Held Equity + Options
2.2 quarters
Avg Time Held Equity only
2.3 quarters
Top 10 Avg Time Held Equity only
1.5 quarters
Top 20 Avg Time Held Equity only
2.2 quarters

Top Buys

Rank Stock Value
1
PG icon
Procter & Gamble
PG
+$693M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$162M
3
COTY icon
Coty
COTY
+$151M
4
WWAV
The WhiteWave Foods Company
WWAV
+$138M
5
DELL icon
Dell
DELL
+$56.8M

Top Sells

Rank Stock Value
1
EMC icon
EMC CORPORATION
EMC
+$218M
2
CHTR icon
Charter Communications
CHTR
+$67.4M
3
AXLL
AXIALL CORP COM STK (DE)
AXLL
+$61.2M
4
TYC
TYCO INTL PLC COM SHS (IRL)
TYC
+$51.3M
5
BFH icon
Bread Financial
BFH
+$33.8M

Sector Composition

Rank Sector Weight
1 Consumer Staples 24.22%
2 Miscellaneous 13.28%
3 Communication Services 11.75%
4 Consumer Discretionary 11.42%
5 Industrials 8.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
DFT
276
DELISTED
DuPont Fabros Technology Inc.
DFT
$2.49M 0.04%
+60,300
New +$2.72M
2016 Q3
0 quarters
CONE
277
DELISTED
CyrusOne Inc Common Stock
CONE
$2.48M 0.04%
+52,192
New +$2.7M
2016 Q3
0 quarters
WRLD icon
278
World Acceptance Corp
WRLD
$818M
$2.45M 0.04%
+50,000
New +$2.4M
2016 Q3
0 quarters
NTRS icon
279
Northern Trust
NTRS
$30.8B
$2.45M 0.04%
+36,000
New +$2.45M
2016 Q3
0 quarters
GOGO icon
280
Gogo Inc
GOGO
$314M
$2.43M 0.04%
220,207
+17,774
+9% +$189K
2015 Q1
6 quarters
UMPQ
281
DELISTED
Umpqua Holdings Corp
UMPQ
$2.43M 0.04%
+161,425
New +$2.52M
2016 Q3
0 quarters
ATI icon
282
ATI
ATI
$26.1B
$2.42M 0.04%
+133,977
New +$2.22M
2016 Q3
0 quarters
RICE
283
DELISTED
Rice Energy Inc.
RICE
$2.42M 0.04%
+92,595
New +$2.3M
2016 Q3
0 quarters
ICE icon
284
Intercontinental Exchange
ICE
$87.7B
$2.37M 0.04%
+43,940
New +$2.4M
2016 Q3
0 quarters
AZO icon
285
AutoZone
AZO
$47.5B
$2.31M 0.03%
+3,000
New +$2.34M
2016 Q3
0 quarters
NBIS icon
286
Nebius Group N.V.
NBIS
$60.1B
$2.25M 0.03%
+107,076
New +$2.33M
2016 Q3
0 quarters
SPY icon
287
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$833B
$2.18M 0.03%
1,186,000
+474,600
+67% +$103M
2014 Q4
7 quarters
DNKN
288
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$2.17M 0.03%
41,585
+14,708
+55% +$699K
2016 Q2
1 quarter
DSX icon
289
Diana Shipping
DSX
$351M
$2.15M 0.03%
+1,172,867
New +$2.15M
2016 Q3
0 quarters
B icon
290
Barrick Mining
B
$67.6B
$2.03M 0.03%
114,367
+17,291
+18% +$345K
2015 Q2
5 quarters
CCEP icon
291
Coca-Cola Europacific Partners
CCEP
$45.8B
$2M 0.03%
50,000
-70,000
-58% -$2.67M
2016 Q1
2 quarters
HUN icon
292
Huntsman Corp
HUN
$1.43B
$1.99M 0.03%
+122,216
New +$1.94M
2016 Q3
0 quarters
HXL icon
293
Hexcel
HXL
$6.42B
$1.97M 0.03%
+44,483
New +$1.95M
2016 Q3
0 quarters
BLK icon
294
Blackrock
BLK
$168B
$1.96M 0.03%
+5,410
New +$1.97M
2016 Q3
0 quarters
SIMO icon
295
Silicon Motion
SIMO
$8.95B
$1.91M 0.03%
36,885
-189,153
-84% -$9.86M
2016 Q2
1 quarter
HOME
296
DELISTED
At Home Group Inc.
HOME
$1.89M 0.03%
+125,000
New +$1.83M
2016 Q3
0 quarters
DIN icon
297
Dine Brands
DIN
$372M
$1.88M 0.03%
23,768
-22,042
-48% -$1.75M
2016 Q2
1 quarter
AMT icon
298
American Tower
AMT
$84.9B
$1.85M 0.03%
16,330
-11,180
-41% -$1.28M
2016 Q2
1 quarter
BBG
299
DELISTED
Bill Barrett Corp
BBG
$1.84M 0.03%
+330,165
New +$1.96M
2016 Q3
0 quarters
DHT icon
300
DHT Holdings
DHT
$3.97B
$1.83M 0.03%
436,495
+52,437
+14% +$244K
2015 Q3
4 quarters
10 11
12
13 14

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ACI
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RC
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CGL
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CB
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JCM
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MPM
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UBS O'Connor's Q3 2016 Portfolio in Review

As of Q3 2016, UBS O'Connor held 567 positions worth $6.72B, up 45% from $4.64B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

UBS O'Connor deployed $1.43B of net new capital in Q3 2016, opening 175 new positions and adding to 115 existing holdings. Its largest new stake was iShares MSCI Emerging Markets ETF: 4,425,977 shares worth $166M.

By sector, the portfolio is most concentrated in Consumer Staples at 24% of assets, up from 14% a quarter earlier, followed by Miscellaneous and Communication Services.

On the sell side, the largest reduction was Kellanova, an estimated $28M trimmed.

  • UBS O'Connor's largest Q3 2016 buy was iShares MSCI Emerging Markets ETF: 4,425,977 shares worth $166M.
  • UBS O'Connor added most to Procter & Gamble in Q3 2016, an estimated $693M increase.
  • UBS O'Connor's biggest Q3 2016 reduction was Kellanova, cutting an estimated $28M.
  • UBS O'Connor fully exited EMC CORPORATION in Q3 2016, selling an estimated $218M.
  • UBS O'Connor's ten largest holdings make up 32% of its $6.72B portfolio in Q3 2016.
  • UBS O'Connor opened 175 new positions and closed 155 in Q3 2016.
  • UBS O'Connor's portfolio value rose 45% quarter-over-quarter to $6.72B.

Based on UBS O'Connor's 13F filing for Q3 2016, filed 14 Nov 2016.