We are live on ! Find out more
UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+6.76%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$6.72B
AUM Growth
+$2.09B
Cap. Flow
+$3.09B
Cap. Flow %
45.88%
Top 10 Hldgs %
32.49%
Holding
567
New
175
Increased
115
Reduced
87
Closed
155

Top Buys

Rank Stock Value
1
PG icon
Procter & Gamble
PG
+$693M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$162M
3
COTY icon
Coty
COTY
+$151M
4
WWAV
The WhiteWave Foods Company
WWAV
+$138M
5
DELL icon
Dell
DELL
+$56.8M

Top Sells

Rank Stock Value
1
EMC
EMC CORPORATION
EMC
+$218M
2
CHTR icon
Charter Communications
CHTR
+$67.4M
3
AXLL
AXIALL CORP COM STK (DE)
AXLL
+$61.2M
4
TYC
TYCO INTL PLC COM SHS (IRL)
TYC
+$51.3M
5
BFH icon
Bread Financial
BFH
+$33.8M

Sector Composition

Rank Sector Weight
1 Consumer Staples 24%
2 Consumer Discretionary 11.42%
3 Communication Services 10.85%
4 Industrials 8.56%
5 Technology 7.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DFT
276
DELISTED
DuPont Fabros Technology Inc.
DFT
$2.49M 0.04%
+60,300
New +$2.72M
CONE
277
DELISTED
CyrusOne Inc Common Stock
CONE
$2.48M 0.04%
+52,192
New +$2.7M
WRLD icon
278
World Acceptance Corp
WRLD
$886M
$2.45M 0.04%
+50,000
New +$2.4M
NTRS icon
279
Northern Trust
NTRS
$33.7B
$2.45M 0.04%
+36,000
New +$2.45M
GOGO icon
280
Gogo Inc
GOGO
$492M
$2.43M 0.04%
220,207
+17,774
+9% +$189K
UMPQ
281
DELISTED
Umpqua Holdings Corp
UMPQ
$2.43M 0.04%
+161,425
New +$2.52M
ATI icon
282
ATI
ATI
$30.5B
$2.42M 0.04%
+133,977
New +$2.22M
RICE
283
DELISTED
Rice Energy Inc.
RICE
$2.42M 0.04%
+92,595
New +$2.3M
ICE icon
284
Intercontinental Exchange
ICE
$84.1B
$2.37M 0.04%
+43,940
New +$2.4M
AZO icon
285
AutoZone
AZO
$50.1B
$2.31M 0.03%
+3,000
New +$2.34M
NBIS
286
Nebius Group N.V.
NBIS
$48.2B
$2.25M 0.03%
+107,076
New +$2.33M
SPY icon
287
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$818B
$2.18M 0.03%
1,186,000
+474,600
+67% +$103M
DNKN
288
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$2.17M 0.03%
41,585
+14,708
+55% +$699K
DSX icon
289
Diana Shipping
DSX
$312M
$2.15M 0.03%
+1,172,867
New +$2.15M
B
290
Barrick Mining
B
$69.3B
$2.03M 0.03%
114,367
+17,291
+18% +$345K
CCEP icon
291
Coca-Cola Europacific Partners
CCEP
$47.9B
$2M 0.03%
50,000
-70,000
-58% -$2.67M
HUN icon
292
Huntsman Corp
HUN
$1.78B
$1.99M 0.03%
+122,216
New +$1.94M
HXL icon
293
Hexcel
HXL
$7.79B
$1.97M 0.03%
+44,483
New +$1.95M
BLK icon
294
Blackrock
BLK
$175B
$1.96M 0.03%
+5,410
New +$1.97M
SIMO icon
295
Silicon Motion
SIMO
$9.07B
$1.91M 0.03%
36,885
-189,153
-84% -$9.86M
HOME
296
DELISTED
At Home Group Inc.
HOME
$1.89M 0.03%
+125,000
New +$1.83M
DIN icon
297
Dine Brands
DIN
$449M
$1.88M 0.03%
23,768
-22,042
-48% -$1.75M
AMT icon
298
American Tower
AMT
$79.8B
$1.85M 0.03%
16,330
-11,180
-41% -$1.28M
BBG
299
DELISTED
Bill Barrett Corp
BBG
$1.84M 0.03%
+330,165
New +$1.96M
DHT icon
300
DHT Holdings
DHT
$2.96B
$1.83M 0.03%
436,495
+52,437
+14% +$244K
10 11
12
13 14

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2016 Portfolio in Review

As of Q3 2016, UBS O'Connor held 567 positions worth $6.72B, up 45% from $4.64B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

UBS O'Connor deployed $3.09B of net new capital in Q3 2016, opening 175 new positions and adding to 115 existing holdings. Its largest new stake was iShares MSCI Emerging Markets ETF: 4,425,977 shares worth $166M.

By sector, the portfolio is most concentrated in Consumer Staples at 24% of assets, up from 14% a quarter earlier, followed by Consumer Discretionary and Communication Services.

On the sell side, the largest reduction was Kellanova, an estimated $28M trimmed.

  • UBS O'Connor's largest Q3 2016 buy was iShares MSCI Emerging Markets ETF: 4,425,977 shares worth $166M.
  • UBS O'Connor added most to Procter & Gamble in Q3 2016, an estimated $693M increase.
  • UBS O'Connor's biggest Q3 2016 reduction was Kellanova, cutting an estimated $28M.
  • UBS O'Connor fully exited EMC CORPORATION in Q3 2016, selling an estimated $218M.
  • UBS O'Connor's ten largest holdings make up 32% of its $6.72B portfolio in Q3 2016.
  • UBS O'Connor opened 175 new positions and closed 155 in Q3 2016.
  • UBS O'Connor's portfolio value rose 45% quarter-over-quarter to $6.72B.

Based on UBS O'Connor's 13F filing for Q3 2016, filed 14 Nov 2016.