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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
-1.34%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.79B
AUM Growth
-$9.85B
Cap. Flow
-$10.2B
Cap. Flow %
-176.42%
Top 10 Hldgs %
19.98%
Holding
610
New
182
Increased
123
Reduced
91
Closed
160
Avg Time Held Equity + Options
1.4 quarters
Top 10 Avg Time Held Equity + Options
1.1 quarters
Top 20 Avg Time Held Equity + Options
1.5 quarters
Avg Time Held Equity only
1.4 quarters
Top 10 Avg Time Held Equity only
1.1 quarters
Top 20 Avg Time Held Equity only
1.5 quarters

Top Buys

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$140M
2
BABA icon
Alibaba
BABA
+$78.3M
3
ASH icon
Ashland
ASH
+$62.3M
4
PL icon
PROTECTIVE LIFE CORP
PL
+$58.8M
5
RTX icon
RTX Corp
RTX
+$55.1M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$85.3M
2
MSFT icon
Microsoft
MSFT
+$62.3M
3
INTC icon
Intel
INTC
+$48.9M
4
WY icon
Weyerhaeuser
WY
+$43M
5
PM icon
Philip Morris
PM
+$36.3M

Sector Composition

Rank Sector Weight
1 Miscellaneous 17.87%
2 Consumer Discretionary 12.45%
3 Industrials 12.03%
4 Consumer Staples 11.2%
5 Technology 11.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
ARUN
276
DELISTED
ARUBA NETWORKS, INC.
ARUN
$1.78M 0.03%
82,293
-17,707
-18% -$348K
2014 Q2
1 quarter
MCF
277
DELISTED
Contango Oil & Gas Co.
MCF
$1.73M 0.03%
+52,181
New +$2.04M
2014 Q3
0 quarters
SPY icon
278
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$821B
$1.73M 0.03%
618,000
+61,300
+11% +$12.1M
2014 Q2
1 quarter
FCFS icon
279
FirstCash
FCFS
$9.4B
$1.59M 0.03%
28,500
+10,107
+55% +$575K
2014 Q1
2 quarters
NBIX icon
280
Neurocrine Biosciences
NBIX
$14.4B
$1.57M 0.03%
100,000
+35,000
+54% +$523K
2014 Q1
2 quarters
HYG icon
281
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$1.52M 0.03%
16,500
– –
2013 Q2
5 quarters
STWD icon
282
Starwood Property Trust
STWD
$4.66B
$1.51M 0.03%
68,680
-190,047
-73% -$4.45M
2014 Q1
2 quarters
SPY icon
283
State Street SPDR S&P 500 ETF Trust
SPY
$821B
$1.46M 0.03%
7,410
-7,590
-51% -$1.5M
2013 Q3
4 quarters
ZEP
284
DELISTED
ZEP INC COM STK (DE)
ZEP
$1.4M 0.02%
99,607
-1,388
-1% -$22.1K
2014 Q1
2 quarters
CUBE icon
285
CubeSmart
CUBE
$8.58B
$1.39M 0.02%
77,077
+43,119
+127% +$797K
2014 Q2
1 quarter
CPA icon
286
Copa Holdings
CPA
$5.49B
$1.34M 0.02%
+12,450
New +$1.66M
2014 Q3
0 quarters
RBBN icon
287
Ribbon Communications
RBBN
$297M
$1.31M 0.02%
+76,720
New +$1.46M
2014 Q3
0 quarters
REI icon
288
Ring Energy
REI
$341M
$1.3M 0.02%
+88,259
New +$1.51M
2014 Q3
0 quarters
SGMO icon
289
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
$1.29M 0.02%
120,000
+20,000
+20% +$261K
2013 Q3
4 quarters
TWC
290
CALL
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$1.25M 0.02%
300,000
+200,000
+200% +$29.7M
2014 Q1
2 quarters
GM icon
291
CALL
General Motors
GM
$72.3B
$1.24M 0.02%
972,710
– –
2013 Q2
5 quarters
WPG
292
DELISTED
Washington Prime Group Inc.
WPG
$1.23M 0.02%
+7,835
New +$1.33M
2014 Q3
0 quarters
QIWI
293
DELISTED
QIWI PLC
QIWI
$1.23M 0.02%
39,000
-3,917
-9% -$147K
2014 Q2
1 quarter
AWAY icon
294
DELISTED
HOMEAWAY INC COM
AWAY
$1.19M 0.02%
33,547
+8,547
+34% +$286K
2014 Q1
2 quarters
BLK icon
295
Blackrock
BLK
$169B
$1.18M 0.02%
+3,602
New +$1.16M
2014 Q3
0 quarters
RPAI
296
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$1.16M 0.02%
79,453
+6,293
+9% +$96.9K
2014 Q2
1 quarter
KTWO icon
297
DELISTED
K2M Group Holdings, Inc
KTWO
$1.15M 0.02%
80,000
-30,000
-27% -$451K
2014 Q2
1 quarter
CHSP
298
DELISTED
Chesapeake Lodging Trust
CHSP
$1.15M 0.02%
39,458
+14,643
+59% +$440K
2014 Q2
1 quarter
CCI icon
299
Crown Castle
CCI
$33.9B
$1.15M 0.02%
14,264
-48,726
-77% -$3.76M
2013 Q2
5 quarters
PLUG icon
300
Plug Power
PLUG
$2.22B
$1.15M 0.02%
250,000
+75,000
+43% +$387K
2014 Q2
1 quarter
10 11
12
13 14

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ACI
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RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q3 2014 Portfolio in Review

As of Q3 2014, UBS O'Connor held 610 positions worth $5.79B, down 63% from $15.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

UBS O'Connor withdrew a net $10.2B in Q3 2014, closing 160 positions and reducing 91 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $85.3M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 18% of assets, down from 73% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, UBS O'Connor opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $142M.

  • UBS O'Connor's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 1,398,700 shares worth $142M.
  • UBS O'Connor added most to Ashland in Q3 2014, an estimated $62.3M increase.
  • UBS O'Connor's biggest Q3 2014 reduction was Microsoft, cutting an estimated $62.3M.
  • UBS O'Connor fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $85.3M.
  • UBS O'Connor's ten largest holdings make up 20% of its $5.79B portfolio in Q3 2014.
  • UBS O'Connor opened 182 new positions and closed 160 in Q3 2014.
  • UBS O'Connor's portfolio value fell 63% quarter-over-quarter to $5.79B.

Based on UBS O'Connor's 13F filing for Q3 2014, filed 14 Nov 2014.