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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
-1.34%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.79B
AUM Growth
-$9.85B
Cap. Flow
-$10B
Cap. Flow %
-173.51%
Top 10 Hldgs %
19.98%
Holding
610
New
182
Increased
123
Reduced
91
Closed
160

Top Buys

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$140M
2
BABA icon
Alibaba
BABA
+$78.3M
3
ASH icon
Ashland
ASH
+$62.3M
4
PL
PROTECTIVE LIFE CORP
PL
+$58.8M
5
RTX icon
RTX Corp
RTX
+$55.1M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$85.3M
2
MSFT icon
Microsoft
MSFT
+$62.3M
3
INTC icon
Intel
INTC
+$48.9M
4
WY icon
Weyerhaeuser
WY
+$43M
5
PM icon
Philip Morris
PM
+$36.3M

Sector Composition

Rank Sector Weight
1 Industrials 11.87%
2 Consumer Discretionary 11.57%
3 Consumer Staples 11.18%
4 Technology 10.96%
5 Healthcare 8.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARUN
276
DELISTED
ARUBA NETWORKS, INC.
ARUN
$1.78M 0.03%
82,293
-17,707
-18% -$348K
MCF
277
DELISTED
Contango Oil & Gas Co.
MCF
$1.73M 0.03%
+52,181
New +$2.04M
SPY icon
278
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$818B
$1.73M 0.03%
618,000
+61,300
+11% +$12.1M
FCFS icon
279
FirstCash
FCFS
$8.92B
$1.59M 0.03%
28,500
+10,107
+55% +$575K
NBIX icon
280
Neurocrine Biosciences
NBIX
$16.2B
$1.57M 0.03%
100,000
+35,000
+54% +$523K
HYG icon
281
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$1.52M 0.03%
16,500
– –
STWD icon
282
Starwood Property Trust
STWD
$5.9B
$1.51M 0.03%
68,680
-190,047
-73% -$4.45M
SPY icon
283
State Street SPDR S&P 500 ETF Trust
SPY
$818B
$1.46M 0.03%
7,410
-7,590
-51% -$1.5M
ZEP
284
DELISTED
ZEP INC COM STK (DE)
ZEP
$1.4M 0.02%
99,607
-1,388
-1% -$22.1K
CUBE icon
285
CubeSmart
CUBE
$9.42B
$1.39M 0.02%
77,077
+43,119
+127% +$797K
CPA icon
286
Copa Holdings
CPA
$5.8B
$1.34M 0.02%
+12,450
New +$1.66M
RBBN icon
287
Ribbon Communications
RBBN
$376M
$1.31M 0.02%
+76,720
New +$1.46M
REI icon
288
Ring Energy
REI
$333M
$1.3M 0.02%
+88,259
New +$1.51M
SGMO
289
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
$1.29M 0.02%
120,000
+20,000
+20% +$261K
TWC
290
CALL
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$1.25M 0.02%
300,000
+200,000
+200% +$29.7M
GM icon
291
CALL
General Motors
GM
$76.3B
$1.24M 0.02%
972,710
– –
WPG
292
DELISTED
Washington Prime Group Inc.
WPG
$1.23M 0.02%
+7,835
New +$1.33M
QIWI
293
DELISTED
QIWI PLC
QIWI
$1.23M 0.02%
39,000
-3,917
-9% -$147K
AWAY
294
DELISTED
HOMEAWAY INC COM
AWAY
$1.19M 0.02%
33,547
+8,547
+34% +$286K
BLK icon
295
Blackrock
BLK
$175B
$1.18M 0.02%
+3,602
New +$1.16M
RPAI
296
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$1.16M 0.02%
79,453
+6,293
+9% +$96.9K
KTWO
297
DELISTED
K2M Group Holdings, Inc
KTWO
$1.15M 0.02%
80,000
-30,000
-27% -$451K
CHSP
298
DELISTED
Chesapeake Lodging Trust
CHSP
$1.15M 0.02%
39,458
+14,643
+59% +$440K
CCI icon
299
Crown Castle
CCI
$31.9B
$1.15M 0.02%
14,264
-48,726
-77% -$3.76M
PLUG icon
300
Plug Power
PLUG
$2.89B
$1.15M 0.02%
250,000
+75,000
+43% +$387K
10 11
12
13 14

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FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2014 Portfolio in Review

As of Q3 2014, UBS O'Connor held 610 positions worth $5.79B, down 63% from $15.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

UBS O'Connor withdrew a net $10B in Q3 2014, closing 160 positions and reducing 91 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $85.3M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 12% of assets, up from 2.9% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

Against the trend, UBS O'Connor opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $142M.

  • UBS O'Connor's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 1,398,700 shares worth $142M.
  • UBS O'Connor added most to Ashland in Q3 2014, an estimated $62.3M increase.
  • UBS O'Connor's biggest Q3 2014 reduction was Microsoft, cutting an estimated $62.3M.
  • UBS O'Connor fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $85.3M.
  • UBS O'Connor's ten largest holdings make up 20% of its $5.79B portfolio in Q3 2014.
  • UBS O'Connor opened 182 new positions and closed 160 in Q3 2014.
  • UBS O'Connor's portfolio value fell 63% quarter-over-quarter to $5.79B.

Based on UBS O'Connor's 13F filing for Q3 2014, filed 14 Nov 2014.