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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+4.46%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.28B
AUM Growth
-$163M
Cap. Flow
-$383M
Cap. Flow %
-7.25%
Top 10 Hldgs %
15.41%
Holding
584
New
193
Increased
92
Reduced
96
Closed
154

Top Buys

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$73.6M
2
BEAM
BEAM INC COM STK (DE)
BEAM
+$47.2M
3
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$44.7M
4
HLF icon
Herbalife
HLF
+$39.2M
5
AMH icon
American Homes 4 Rent
AMH
+$36.3M

Top Sells

Rank Stock Value
1
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$95.1M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$73.6M
3
PM icon
Philip Morris
PM
+$55.7M
4
KO icon
Coca-Cola
KO
+$50.2M
5
CCI.PRA
Crown Castle International Corp.
CCI.PRA
+$48M

Sector Composition

Rank Sector Weight
1 Real Estate 23.24%
2 Industrials 8.44%
3 Consumer Staples 7.97%
4 Financials 6.82%
5 Consumer Discretionary 6.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
276
State Street SPDR S&P 500 ETF Trust
SPY
$818B
$1.47M 0.03%
7,860
-401,140
-98% -$73.6M
CHH icon
277
Choice Hotels
CHH
$4.94B
$1.47M 0.03%
+31,900
New +$1.54M
FLO icon
278
Flowers Foods
FLO
$1.53B
$1.41M 0.03%
+65,609
New +$1.37M
HK
279
DELISTED
Halcon Resources Corporation
HK
$1.41M 0.03%
1,885
-87
-4% -$55.3K
VEEV icon
280
Veeva Systems
VEEV
$35.4B
$1.33M 0.03%
+50,000
New +$1.62M
PDLI
281
DELISTED
PDL BioPharma, Inc.
PDLI
$1.21M 0.02%
+145,480
New +$1.25M
BMRN icon
282
BioMarin Pharmaceuticals
BMRN
$11.9B
$1.19M 0.02%
+17,500
New +$1.29M
ENT
283
DELISTED
Global Eagle Entertainment Inc.
ENT
$1.18M 0.02%
3,000
-7,000
-70% -$2.88M
GDX icon
284
VanEck Gold Miners ETF
GDX
$25.6B
$1.18M 0.02%
+50,000
New +$1.23M
MERC icon
285
Mercer International
MERC
$45.2M
$1.17M 0.02%
+156,333
New +$1.43M
CCJ icon
286
Cameco
CCJ
$40.8B
$1.15M 0.02%
+50,000
New +$1.11M
CMGE
287
DELISTED
CHINA MOBILE GAMES & ENTMT GRP LTD SPON ADR (CYM)
CMGE
$1.1M 0.02%
+50,000
New +$1.56M
DYAX
288
DELISTED
DYAX CORPORATION
DYAX
$1.08M 0.02%
+120,000
New +$1.09M
UPS icon
289
United Parcel Service
UPS
$87.8B
$1.07M 0.02%
+10,971
New +$1.07M
WFC icon
290
Wells Fargo
WFC
$265B
$960K 0.02%
19,295
-171,085
-90% -$7.97M
FCFS icon
291
FirstCash
FCFS
$8.92B
$945K 0.02%
+18,719
New +$1M
ATRC icon
292
AtriCure
ATRC
$2.01B
$940K 0.02%
+50,000
New +$1.02M
IWM icon
293
iShares Russell 2000 ETF
IWM
$82.1B
$931K 0.02%
+8,000
New +$923K
OMER icon
294
Omeros
OMER
$952M
$905K 0.02%
+75,000
New +$921K
PVH icon
295
PVH
PVH
$3.99B
$879K 0.02%
+7,042
New +$867K
CAT icon
296
Caterpillar
CAT
$394B
$874K 0.02%
8,797
-222,170
-96% -$21M
JCP
297
DELISTED
J.C. Penney Company, Inc.
JCP
$862K 0.02%
100,000
-1,028,241
-91% -$7.43M
IVV icon
298
iShares Core S&P 500 ETF
IVV
$897B
$847K 0.02%
+4,500
New +$831K
ATRS
299
DELISTED
Antares Pharma, Inc.
ATRS
$770K 0.01%
220,000
-30,000
-12% -$133K
CIE
300
DELISTED
Cobalt International Energy, Inc
CIE
$733K 0.01%
2,667
-166
-6% -$43.1K
10 11
12
13 14

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
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RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q1 2014 Portfolio in Review

As of Q1 2014, UBS O'Connor held 584 positions worth $5.28B, down 3% from $5.44B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS O'Connor withdrew a net $383M in Q1 2014, closing 154 positions and reducing 96 holdings. Its most notable exit was LIFE TECHNOLOGIES CORP COM STK (DE), an estimated $95.1M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 23% of assets, up from 17% a quarter earlier, followed by Industrials and Consumer Staples.

Against the trend, UBS O'Connor opened a new position in FOREST LABORATORIES INC worth $84.1M.

  • UBS O'Connor's largest Q1 2014 buy was FOREST LABORATORIES INC: 911,918 shares worth $84.1M.
  • UBS O'Connor added most to TIME WARNER CABLE INC NEW COM STK in Q1 2014, an estimated $44.7M increase.
  • UBS O'Connor's biggest Q1 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $73.6M.
  • UBS O'Connor fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $95.1M.
  • UBS O'Connor's ten largest holdings make up 15% of its $5.28B portfolio in Q1 2014.
  • UBS O'Connor opened 193 new positions and closed 154 in Q1 2014.
  • UBS O'Connor's portfolio value fell 3% quarter-over-quarter to $5.28B.

Based on UBS O'Connor's 13F filing for Q1 2014, filed 14 May 2014.