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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+4.46%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.28B
AUM Growth
-$163M
Cap. Flow
-$430M
Cap. Flow %
-8.15%
Top 10 Hldgs %
15.41%
Holding
584
New
193
Increased
92
Reduced
96
Closed
154
Avg Time Held Equity + Options
1.1 quarters
Top 10 Avg Time Held Equity + Options
0.7 quarters
Top 20 Avg Time Held Equity + Options
0.9 quarters
Avg Time Held Equity only
1.2 quarters
Top 10 Avg Time Held Equity only
0.7 quarters
Top 20 Avg Time Held Equity only
0.9 quarters

Top Buys

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$73.6M
2
BEAM icon
BEAM INC COM STK (DE)
BEAM
+$47.2M
3
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$44.7M
4
HLF icon
Herbalife
HLF
+$39.2M
5
AMH icon
American Homes 4 Rent
AMH
+$36.3M

Top Sells

Rank Stock Value
1
LIFE icon
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$95.1M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$73.6M
3
PM icon
Philip Morris
PM
+$55.7M
4
KO icon
Coca-Cola
KO
+$50.2M
5
CCI.PRA icon
Crown Castle International Corp.
CCI.PRA
+$48M

Sector Composition

Rank Sector Weight
1 Real Estate 23.5%
2 Miscellaneous 14.39%
3 Industrials 8.45%
4 Consumer Staples 7.97%
5 Financials 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
SPY icon
276
State Street SPDR S&P 500 ETF Trust
SPY
$822B
$1.47M 0.03%
7,860
-401,140
-98% -$73.6M
2013 Q3
2 quarters
CHH icon
277
Choice Hotels
CHH
$4.75B
$1.47M 0.03%
+31,900
New +$1.54M
2014 Q1
0 quarters
FLO icon
278
Flowers Foods
FLO
$1.23B
$1.41M 0.03%
+65,609
New +$1.37M
2014 Q1
0 quarters
HK
279
DELISTED
Halcon Resources Corporation
HK
$1.41M 0.03%
1,885
-87
-4% -$55.3K
2013 Q2
3 quarters
VEEV icon
280
Veeva Systems
VEEV
$47.9B
$1.33M 0.03%
+50,000
New +$1.62M
2014 Q1
0 quarters
PDLI
281
DELISTED
PDL BioPharma, Inc.
PDLI
$1.21M 0.02%
+145,480
New +$1.25M
2014 Q1
0 quarters
BMRN icon
282
BioMarin Pharmaceuticals
BMRN
$10.6B
$1.19M 0.02%
+17,500
New +$1.29M
2014 Q1
0 quarters
ENT
283
DELISTED
Global Eagle Entertainment Inc.
ENT
$1.18M 0.02%
3,000
-7,000
-70% -$2.88M
2013 Q4
1 quarter
GDX icon
284
VanEck Gold Miners ETF
GDX
$26.8B
$1.18M 0.02%
+50,000
New +$1.23M
2014 Q1
0 quarters
MERC icon
285
Mercer International
MERC
$16M
$1.17M 0.02%
+156,333
New +$1.43M
2014 Q1
0 quarters
CCJ icon
286
Cameco
CCJ
$38.4B
$1.15M 0.02%
+50,000
New +$1.11M
2014 Q1
0 quarters
CMGE
287
DELISTED
CHINA MOBILE GAMES & ENTMT GRP LTD SPON ADR (CYM)
CMGE
$1.1M 0.02%
+50,000
New +$1.56M
2014 Q1
0 quarters
DYAX
288
DELISTED
DYAX CORPORATION
DYAX
$1.08M 0.02%
+120,000
New +$1.09M
2014 Q1
0 quarters
UPS icon
289
United Parcel Service
UPS
$80.5B
$1.07M 0.02%
+10,971
New +$1.07M
2014 Q1
0 quarters
WFC icon
290
Wells Fargo
WFC
$253B
$960K 0.02%
19,295
-171,085
-90% -$7.97M
2013 Q3
2 quarters
FCFS icon
291
FirstCash
FCFS
$9.27B
$945K 0.02%
+18,719
New +$1M
2014 Q1
0 quarters
ATRC icon
292
AtriCure
ATRC
$2.84B
$940K 0.02%
+50,000
New +$1.02M
2014 Q1
0 quarters
IWM icon
293
iShares Russell 2000 ETF
IWM
$78.5B
$931K 0.02%
+8,000
New +$923K
2014 Q1
0 quarters
OMER icon
294
Omeros
OMER
$1.44B
$905K 0.02%
+75,000
New +$921K
2014 Q1
0 quarters
PVH icon
295
PVH
PVH
$3.75B
$879K 0.02%
+7,042
New +$867K
2014 Q1
0 quarters
CAT icon
296
Caterpillar
CAT
$368B
$874K 0.02%
8,797
-222,170
-96% -$21M
2013 Q2
3 quarters
JCP
297
DELISTED
J.C. Penney Company, Inc.
JCP
$862K 0.02%
100,000
-1,028,241
-91% -$7.43M
2013 Q2
3 quarters
IVV icon
298
iShares Core S&P 500 ETF
IVV
$897B
$847K 0.02%
+4,500
New +$831K
2014 Q1
0 quarters
ATRS
299
DELISTED
Antares Pharma, Inc.
ATRS
$770K 0.01%
220,000
-30,000
-12% -$133K
2013 Q2
3 quarters
CIE
300
DELISTED
Cobalt International Energy, Inc
CIE
$733K 0.01%
2,667
-166
-6% -$43.1K
2013 Q2
3 quarters
10 11
12
13 14

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CGL
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JCM
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MPM
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UBS O'Connor's Q1 2014 Portfolio in Review

As of Q1 2014, UBS O'Connor held 584 positions worth $5.28B, down 3% from $5.44B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS O'Connor withdrew a net $430M in Q1 2014, closing 154 positions and reducing 96 holdings. Its most notable exit was LIFE TECHNOLOGIES CORP COM STK (DE), an estimated $95.1M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 24% of assets, up from 18% a quarter earlier, followed by Miscellaneous and Industrials.

Against the trend, UBS O'Connor opened a new position in FOREST LABORATORIES INC worth $84.1M.

  • UBS O'Connor's largest Q1 2014 buy was FOREST LABORATORIES INC: 911,918 shares worth $84.1M.
  • UBS O'Connor added most to TIME WARNER CABLE INC NEW COM STK in Q1 2014, an estimated $44.7M increase.
  • UBS O'Connor's biggest Q1 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $73.6M.
  • UBS O'Connor fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $95.1M.
  • UBS O'Connor's ten largest holdings make up 15% of its $5.28B portfolio in Q1 2014.
  • UBS O'Connor opened 193 new positions and closed 154 in Q1 2014.
  • UBS O'Connor's portfolio value fell 3% quarter-over-quarter to $5.28B.

Based on UBS O'Connor's 13F filing for Q1 2014, filed 14 May 2014.