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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+5.71%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.44B
AUM Growth
+$635M
Cap. Flow
+$416M
Cap. Flow %
7.65%
Top 10 Hldgs %
15.63%
Holding
579
New
166
Increased
105
Reduced
70
Closed
180

Top Buys

Rank Stock Value
1
AAL icon
American Airlines Group
AAL
+$66.9M
2
CCI icon
Crown Castle
CCI
+$53.8M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$52M
4
CCI.PRA
Crown Castle International Corp.
CCI.PRA
+$48.4M
5
DLTR icon
Dollar Tree
DLTR
+$42M

Top Sells

Rank Stock Value
1
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$60.5M
2
CL icon
Colgate-Palmolive
CL
+$46.1M
3
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$44.4M
4
WMT icon
Walmart Inc
WMT
+$41.7M
5
M icon
Macy's
M
+$41M

Sector Composition

Rank Sector Weight
1 Real Estate 17.07%
2 Consumer Staples 11.62%
3 Industrials 7.66%
4 Financials 6.61%
5 Consumer Discretionary 6.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVNT icon
276
Avient
AVNT
$3.91B
$548K 0.01%
+15,498
New +$493K
NVDQ
277
DELISTED
Novadaq Technologies Inc.
NVDQ
$527K 0.01%
+31,967
New +$530K
TMUS icon
278
CALL
T-Mobile US
TMUS
$193B
$464K 0.01%
+70,000
New +$1.92M
NSPH
279
DELISTED
NANOSPHERE INC. COM NEW
NSPH
$458K 0.01%
10,000
-3,750
-27% -$157K
ETFC
280
CALL
DELISTED
E*Trade Financial Corporation
ETFC
$456K 0.01%
125,000
-345,000
-73% -$6.13M
FCX icon
281
CALL
Freeport-McMoran
FCX
$95.5B
$446K 0.01%
+400,000
New +$14.2M
KOF icon
282
Coca-Cola Femsa
KOF
$23B
$427K 0.01%
+3,505
New +$421K
GCVRZ
283
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$409K 0.01%
1,203,178
– –
WELL.PRI
284
DELISTED
Welltower Inc.
WELL.PRI
$387K 0.01%
7,500
– –
IBTX
285
DELISTED
Independent Bank Group, Inc.
IBTX
$380K 0.01%
+7,662
New +$317K
HLF icon
286
CALL
Herbalife
HLF
$1.21B
$379K 0.01%
+400,000
New +$13.9M
CLX icon
287
PUT
Clorox
CLX
$12.8B
$355K 0.01%
+400,000
New +$36M
EA
288
DELISTED
Electronic Arts
EA
$325K 0.01%
+14,157
New +$340K
MYE icon
289
Myers Industries
MYE
$1.32B
$317K 0.01%
+15,000
New +$292K
NAV
290
PUT
DELISTED
Navistar International
NAV
$302K 0.01%
+100,000
New +$3.82M
CCK icon
291
Crown Holdings
CCK
$13.2B
$284K 0.01%
+6,378
New +$273K
GM icon
292
General Motors
GM
$76.3B
$275K 0.01%
+6,732
New +$254K
CPA icon
293
Copa Holdings
CPA
$5.8B
$274K 0.01%
+1,710
New +$258K
CPB icon
294
CALL
Campbell Soup
CPB
$6.73B
$270K 0.01%
+300,000
New +$12.4M
BAP icon
295
Credicorp
BAP
$31.2B
$261K ﹤0.01%
+2,044
New +$260K
RGLS
296
DELISTED
Regulus Therapeutics
RGLS
$180K ﹤0.01%
203
+9
+5% +$7.75K
EBAY icon
297
CALL
eBay
EBAY
$48.9B
$175K ﹤0.01%
+83,160
New +$1.84M
MERU
298
DELISTED
MERU NETWORKS INC COM STK (DE)
MERU
$172K ﹤0.01%
40,000
-40,000
-50% -$139K
BPZ
299
DELISTED
BPZ RESOURCES INC COM STK
BPZ
$171K ﹤0.01%
+94,050
New +$189K
KMB icon
300
PUT
Kimberly-Clark
KMB
$36.1B
$160K ﹤0.01%
+104,300
New +$10.4M
10 11
12
13 14

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q4 2013 Portfolio in Review

As of Q4 2013, UBS O'Connor held 579 positions worth $5.44B, up 13% from $4.81B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

UBS O'Connor deployed $416M of net new capital in Q4 2013, opening 166 new positions and adding to 105 existing holdings. Its largest new stake was American Airlines Group: 2,596,600 shares worth $65.6M.

By sector, the portfolio is most concentrated in Real Estate at 17% of assets, up from 15% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was Colgate-Palmolive, an estimated $46.1M trimmed.

  • UBS O'Connor's largest Q4 2013 buy was American Airlines Group: 2,596,600 shares worth $65.6M.
  • UBS O'Connor added most to Crown Castle in Q4 2013, an estimated $53.8M increase.
  • UBS O'Connor's biggest Q4 2013 reduction was Colgate-Palmolive, cutting an estimated $46.1M.
  • UBS O'Connor fully exited ONYX PHARMACEUTICALS INC in Q4 2013, selling an estimated $60.5M.
  • UBS O'Connor's ten largest holdings make up 16% of its $5.44B portfolio in Q4 2013.
  • UBS O'Connor opened 166 new positions and closed 180 in Q4 2013.
  • UBS O'Connor's portfolio value rose 13% quarter-over-quarter to $5.44B.

Based on UBS O'Connor's 13F filing for Q4 2013, filed 13 Feb 2014.