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UOC
UBS O'Connor Portfolio holdings
AUM
$3.76B
1-Year Est. Return
62.41%
This Fund
S&P 500
This Quarter
Est. Return
+16.52%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$4.9B
AUM Growth
+$958M
(+24%)
Cap. Flow
+$227M
Cap. Flow
% of AUM
4.63%
Top 10 Holdings %
Top 10 Hldgs %
37.72%
Holding
685
New
363
Increased
70
Reduced
64
Closed
104
Avg Time Held Equity + Options
1.5
quarters
Top 10 Avg Time Held Equity + Options
0.9
quarters
Top 20 Avg Time Held Equity + Options
1.2
quarters
Avg Time Held Equity only
1.6
quarters
Top 10 Avg Time Held Equity only
0.9
quarters
Top 20 Avg Time Held Equity only
1.2
quarters
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
CXO
CONCHO RESOURCES INC.
CXO
|
+$216M |
| 2 |
VAR
Varian Medical Systems, Inc.
VAR
|
+$210M |
| 3 |
WORK
Slack Technologies, Inc.
WORK
|
+$200M |
| 4 |
TIF
Tiffany & Co.
TIF
|
+$101M |
| 5 |
XLNX
Xilinx Inc
XLNX
|
+$79.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
ETFC
E*Trade Financial Corporation
ETFC
|
+$612M |
| 2 |
TD Ameritrade Holding Corp
AMTD
|
+$473M |
| 3 |
WMGI
Wright Medical Group Inc
WMGI
|
+$160M |
| 4 |
IMMU
Immunomedics Inc
IMMU
|
+$118M |
| 5 |
GLIBA
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
|
+$93M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 20.18% |
| 2 | Miscellaneous | 17.87% |
| 3 | Healthcare | 12.68% |
| 4 | Consumer Discretionary | 11.71% |
| 5 | Financials | 10.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
|
OCA.U
251
DELISTED
Omnichannel Acquisition Corp. Units, each consisting of one share of Class A common stock and one-ha
OCA.U
| $4.42M | 0.09% |
+428,875
| New | +$4.37M |
2020 Q4
0 quarters
|
|
252
Welltower
WELL
$162B
| $4.34M | 0.09% |
+67,200
| New | +$4.08M |
2020 Q4
0 quarters
|
|
|
LNFA.U
253
DELISTED
L&F Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-half of one rede
LNFA.U
| $4.26M | 0.09% |
+410,625
| New | +$4.18M |
2020 Q4
0 quarters
|
|
254
CALL
AST SpaceMobile
ASTS
$15.3B
| $4.24M | 0.09% |
1,138,500
| – | – |
2019 Q4
4 quarters
|
|
|
SNRHU
255
DELISTED
Senior Connect Acquisition Corp. I Unit
SNRHU
| $4.22M | 0.09% |
+410,625
| New | +$4.23M |
2020 Q4
0 quarters
|
|
256
UWM Holdings
UWMC
$373M
| $4.19M | 0.09% |
319,374
-1,779,371
| -85% | -$18.6M |
2020 Q1
3 quarters
|
|
257
DELISTED
Leafly Holdings, Inc. Common Stock
LFLY
| $4.19M | 0.09% |
20,531
-2,281
| -10% | -$453K |
2019 Q4
4 quarters
|
|
258
LTC Properties
LTC
$2.29B
| $4.15M | 0.08% |
106,600
-4,500
| -4% | -$165K |
2020 Q2
2 quarters
|
|
259
DELISTED
Spartacus Acquisition Corporation Class A Common Stock
TMTS
| $4.13M | 0.08% |
+410,625
| New | +$4.08M |
2020 Q4
0 quarters
|
|
260
Hyliion Holdings
HYLN
$686M
| $4.12M | 0.08% |
+250,000
| New | +$5.69M |
2020 Q4
0 quarters
|
|
261
American Assets Trust
AAT
$1.32B
| $4.03M | 0.08% |
+139,475
| New | +$3.71M |
2020 Q4
0 quarters
|
|
|
DRE
262
DELISTED
Duke Realty Corp.
DRE
| $3.99M | 0.08% |
99,900
-117,800
| -54% | -$4.6M |
2018 Q3
9 quarters
|
|
263
JetBlue
JBLU
$1.45B
| $3.94M | 0.08% |
+270,732
| New | +$3.71M |
2020 Q4
0 quarters
|
|
264
CNX Resources
CNX
$5.03B
| $3.89M | 0.08% |
360,572
+210,572
| +140% | +$2.12M |
2020 Q2
2 quarters
|
|
265
Apple Hospitality REIT
APLE
$3.85B
| $3.83M | 0.08% |
+297,095
| New | +$3.53M |
2020 Q4
0 quarters
|
|
|
GFX.U
266
DELISTED
Golden Falcon Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of one Warrant
GFX.U
| $3.8M | 0.08% |
+365,000
| New | +$3.8M |
2020 Q4
0 quarters
|
|
|
CYXT
267
DELISTED
Cyxtera Technologies, Inc. Class A Common Stock
CYXT
| $3.78M | 0.08% |
+365,000
| New | +$3.68M |
2020 Q4
0 quarters
|
|
268
Skillsoft
SKIL
$55.6M
| $3.78M | 0.08% |
18,250
-49,571
| -73% | -$10M |
2019 Q3
5 quarters
|
|
269
Uber
UBER
$146B
| $3.77M | 0.08% |
74,000
-31,000
| -30% | -$1.39M |
2020 Q2
2 quarters
|
|
|
DUNEU
270
DELISTED
Dune Acquisition Corporation Unit
DUNEU
| $3.72M | 0.08% |
+365,000
| New | +$3.72M |
2020 Q4
0 quarters
|
|
271
DELISTED
Shapeways Holdings, Inc. Common Stock
SHPW
| $3.72M | 0.08% |
45,614
-11
| -0% | -$880 |
2019 Q4
4 quarters
|
|
272
Canada Goose Holdings
GOOS
$773M
| $3.72M | 0.08% |
+125,000
| New | +$4.17M |
2020 Q4
0 quarters
|
|
273
DELISTED
TPI Composites
TPIC
| $3.71M | 0.08% |
70,282
-29,718
| -30% | -$1.19M |
2020 Q2
2 quarters
|
|
274
Accel Entertainment
ACEL
$893M
| $3.7M | 0.08% |
366,767
| – | – |
2020 Q1
3 quarters
|
|
275
Ouster
OUST
$2.88B
| $3.7M | 0.08% |
+27,375
| New | +$2.86M |
2020 Q4
0 quarters
|
|
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UBS O'Connor's Q4 2020 Portfolio in Review
As of Q4 2020, UBS O'Connor held 685 positions worth $4.9B, up 24% from $3.94B the previous quarter. Its ten largest holdings account for 38% of the portfolio.
UBS O'Connor deployed $227M of net new capital in Q4 2020, opening 363 new positions and adding to 70 existing holdings. Its largest new stake was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.
By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 12% a quarter earlier, followed by Miscellaneous and Healthcare.
On the sell side, the largest reduction was UWM Holdings, an estimated $18.6M trimmed.
- UBS O'Connor's largest Q4 2020 buy was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.
- UBS O'Connor added most to Varian Medical Systems, Inc. in Q4 2020, an estimated $210M increase.
- UBS O'Connor's biggest Q4 2020 reduction was UWM Holdings, cutting an estimated $18.6M.
- UBS O'Connor fully exited E*Trade Financial Corporation in Q4 2020, selling an estimated $612M.
- UBS O'Connor's ten largest holdings make up 38% of its $4.9B portfolio in Q4 2020.
- UBS O'Connor opened 363 new positions and closed 104 in Q4 2020.
- UBS O'Connor's portfolio value rose 24% quarter-over-quarter to $4.9B.
Based on UBS O'Connor's 13F filing for Q4 2020, filed 17 Feb 2021.