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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+16.52%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.9B
AUM Growth
+$958M
Cap. Flow
+$719M
Cap. Flow %
14.69%
Top 10 Hldgs %
37.72%
Holding
685
New
363
Increased
70
Reduced
64
Closed
104

Top Buys

Rank Stock Value
1
CXO
CONCHO RESOURCES INC.
CXO
+$216M
2
VAR
Varian Medical Systems, Inc.
VAR
+$210M
3
WORK
Slack Technologies, Inc.
WORK
+$200M
4
TIF
Tiffany & Co.
TIF
+$101M
5
XLNX
Xilinx Inc
XLNX
+$79.9M

Top Sells

Rank Stock Value
1
ETFC
E*Trade Financial Corporation
ETFC
+$612M
2
AMTD
TD Ameritrade Holding Corp
AMTD
+$473M
3
WMGI
Wright Medical Group Inc
WMGI
+$160M
4
IMMU
Immunomedics Inc
IMMU
+$118M
5
GLIBA
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
+$93M

Sector Composition

Rank Sector Weight
1 Technology 11.8%
2 Financials 9.59%
3 Industrials 8.88%
4 Healthcare 5.8%
5 Real Estate 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OCA.U
251
DELISTED
Omnichannel Acquisition Corp. Units, each consisting of one share of Class A common stock and one-ha
OCA.U
$4.42M 0.09%
+428,875
New +$4.37M
WELL icon
252
Welltower
WELL
$170B
$4.34M 0.09%
+67,200
New +$4.08M
LNFA.U
253
DELISTED
L&F Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-half of one rede
LNFA.U
$4.26M 0.09%
+410,625
New +$4.18M
ASTS icon
254
CALL
AST SpaceMobile
ASTS
$20.1B
$4.24M 0.09%
1,138,500
– –
SNRHU
255
DELISTED
Senior Connect Acquisition Corp. I Unit
SNRHU
$4.22M 0.09%
+410,625
New +$4.23M
UWMC icon
256
UWM Holdings
UWMC
$407M
$4.19M 0.09%
319,374
-1,779,371
-85% -$18.6M
LFLY
257
DELISTED
Leafly Holdings, Inc. Common Stock
LFLY
$4.19M 0.09%
20,531
-2,281
-10% -$453K
LTC
258
LTC Properties
LTC
$2.13B
$4.15M 0.08%
106,600
-4,500
-4% -$165K
TMTS
259
DELISTED
Spartacus Acquisition Corporation Class A Common Stock
TMTS
$4.13M 0.08%
+410,625
New +$4.08M
HYLN icon
260
Hyliion Holdings
HYLN
$704M
$4.12M 0.08%
+250,000
New +$5.69M
AAT
261
American Assets Trust
AAT
$1.38B
$4.03M 0.08%
+139,475
New +$3.71M
DRE
262
DELISTED
Duke Realty Corp.
DRE
$3.99M 0.08%
99,900
-117,800
-54% -$4.6M
JBLU icon
263
JetBlue
JBLU
$2.34B
$3.94M 0.08%
+270,732
New +$3.71M
CNX icon
264
CNX Resources
CNX
$5.2B
$3.89M 0.08%
360,572
+210,572
+140% +$2.12M
APLE icon
265
Apple Hospitality REIT
APLE
$3.77B
$3.83M 0.08%
+297,095
New +$3.53M
GFX.U
266
DELISTED
Golden Falcon Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of one Warrant
GFX.U
$3.8M 0.08%
+365,000
New +$3.8M
CYXT
267
DELISTED
Cyxtera Technologies, Inc. Class A Common Stock
CYXT
$3.78M 0.08%
+365,000
New +$3.68M
SKIL icon
268
Skillsoft
SKIL
$72.1M
$3.78M 0.08%
18,250
-49,571
-73% -$10M
UBER icon
269
Uber
UBER
$144B
$3.77M 0.08%
74,000
-31,000
-30% -$1.39M
DUNEU
270
DELISTED
Dune Acquisition Corporation Unit
DUNEU
$3.72M 0.08%
+365,000
New +$3.72M
SHPW
271
DELISTED
Shapeways Holdings, Inc. Common Stock
SHPW
$3.72M 0.08%
45,614
-11
-0% -$880
GOOS
272
Canada Goose Holdings
GOOS
$837M
$3.72M 0.08%
+125,000
New +$4.17M
TPIC
273
DELISTED
TPI Composites
TPIC
$3.71M 0.08%
70,282
-29,718
-30% -$1.19M
ACEL icon
274
Accel Entertainment
ACEL
$998M
$3.7M 0.08%
366,767
– –
OUST icon
275
Ouster
OUST
$3.07B
$3.7M 0.08%
+27,375
New +$2.86M
9 10
11
12 13

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
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RC
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A
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CGL
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CB
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UBS O'Connor's Q4 2020 Portfolio in Review

As of Q4 2020, UBS O'Connor held 685 positions worth $4.9B, up 24% from $3.94B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

UBS O'Connor deployed $719M of net new capital in Q4 2020, opening 363 new positions and adding to 70 existing holdings. Its largest new stake was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 5.9% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was UWM Holdings, an estimated $18.6M trimmed.

  • UBS O'Connor's largest Q4 2020 buy was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.
  • UBS O'Connor added most to Varian Medical Systems, Inc. in Q4 2020, an estimated $210M increase.
  • UBS O'Connor's biggest Q4 2020 reduction was UWM Holdings, cutting an estimated $18.6M.
  • UBS O'Connor fully exited E*Trade Financial Corporation in Q4 2020, selling an estimated $612M.
  • UBS O'Connor's ten largest holdings make up 38% of its $4.9B portfolio in Q4 2020.
  • UBS O'Connor opened 363 new positions and closed 104 in Q4 2020.
  • UBS O'Connor's portfolio value rose 24% quarter-over-quarter to $4.9B.

Based on UBS O'Connor's 13F filing for Q4 2020, filed 17 Feb 2021.