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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+0.12%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$4.86B
AUM Growth
+$1.32B
Cap. Flow
+$1.45B
Cap. Flow %
29.86%
Top 10 Hldgs %
47.16%
Holding
450
New
132
Increased
60
Reduced
64
Closed
113
Avg Time Held Equity + Options
2 quarters
Top 10 Avg Time Held Equity + Options
0.6 quarters
Top 20 Avg Time Held Equity + Options
0.8 quarters
Avg Time Held Equity only
1.9 quarters
Top 10 Avg Time Held Equity only
0.6 quarters
Top 20 Avg Time Held Equity only
0.8 quarters

Top Buys

Rank Stock Value
1
ETFC
E*Trade Financial Corporation
ETFC
+$328M
2
TIF
Tiffany & Co.
TIF
+$281M
3
CY
Cypress Semiconductor
CY
+$192M
4
S icon
Sprint Corporation
S
+$186M
5
LM
Legg Mason, Inc.
LM
+$163M

Top Sells

Rank Stock Value
1
WCG
Wellcare Health Plans, Inc.
WCG
+$514M
2
ZAYO
Zayo Group Holdings, Inc.
ZAYO
+$142M
3
MDCO
Medicines Co
MDCO
+$82.1M
4
INXN
Interxion Holding N.V.
INXN
+$51.4M
5
TSLA icon
Tesla
TSLA
+$30.8M

Sector Composition

Rank Sector Weight
1 Technology 24.73%
2 Consumer Discretionary 17.71%
3 Financials 17.08%
4 Miscellaneous 11.63%
5 Industrials 7.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
W icon
251
Wayfair
W
$14.5B
$401K 0.01%
+7,500
New +$574K
2020 Q1
0 quarters
ADT icon
252
ADT
ADT
$4.78B
$389K 0.01%
90,000
– –
2018 Q2
7 quarters
MMLP icon
253
PUT
Martin Midstream Partners
MMLP
$77.9M
$364K 0.01%
275,000
– –
2019 Q2
3 quarters
ZEN
254
DELISTED
ZENDESK INC
ZEN
$359K 0.01%
+5,610
New +$438K
2020 Q1
0 quarters
ANGI icon
255
Angi Inc
ANGI
$258M
$356K 0.01%
+6,780
New +$504K
2020 Q1
0 quarters
DRE
256
DELISTED
Duke Realty Corp.
DRE
$355K 0.01%
10,967
-180,833
-94% -$6.2M
2018 Q3
6 quarters
ATI icon
257
PUT
ATI
ATI
$25.9B
$348K 0.01%
50,000
– –
2019 Q1
4 quarters
OXY icon
258
Occidental Petroleum
OXY
$61.2B
$336K 0.01%
+29,000
New +$953K
2020 Q1
0 quarters
COLD icon
259
Americold
COLD
$3.99B
$330K 0.01%
9,700
-180,023
-95% -$6.03M
2018 Q3
6 quarters
RRC icon
260
PUT
Range Resources
RRC
$9.68B
$325K 0.01%
54,600
– –
2019 Q2
3 quarters
SKIL icon
261
CALL
Skillsoft
SKIL
$57.5M
$325K 0.01%
12,500
– –
2019 Q3
2 quarters
UTZ icon
262
CALL
Utz Brands
UTZ
$1.27B
$307K 0.01%
330,232
+83,332
+34% +$880K
2019 Q3
2 quarters
SPCE icon
263
Virgin Galactic
SPCE
$406M
$299K 0.01%
+1,010
New +$384K
2020 Q1
0 quarters
XP icon
264
XP
XP
$16.5B
$298K 0.01%
15,474
-21,126
-58% -$714K
2019 Q4
1 quarter
CHPT icon
265
CALL
ChargePoint
CHPT
$198M
$285K 0.01%
27,296
– –
2019 Q3
2 quarters
RCKT icon
266
Rocket Pharmaceuticals
RCKT
$271M
$279K 0.01%
20,000
– –
2019 Q4
1 quarter
GME icon
267
PUT
GameStop
GME
$13.6B
$271K 0.01%
400,000
-400,000
-50% -$429K
2019 Q1
4 quarters
NLSN
268
PUT
DELISTED
Nielsen Holdings plc
NLSN
$262K 0.01%
20,800
– –
2019 Q2
3 quarters
PAE
269
CALL
DELISTED
PAE Incorporated Class A Common Stock
PAE
$241K 0.01%
+166,366
New +$1.62M
2020 Q1
0 quarters
ITRM icon
270
DELISTED
Iterum Therapeutics
ITRM
$240K ﹤0.01%
5,913
– –
2018 Q2
7 quarters
LSI
271
DELISTED
Life Storage, Inc.
LSI
$236K ﹤0.01%
+3,750
New +$268K
2020 Q1
0 quarters
BTRS
272
CALL
DELISTED
BTRS Holdings Inc. Class 1 Common Stock
BTRS
$231K ﹤0.01%
318,781
– –
2019 Q3
2 quarters
CUBE icon
273
CubeSmart
CUBE
$8.52B
$230K ﹤0.01%
+8,600
New +$258K
2020 Q1
0 quarters
PRCH icon
274
CALL
Porch Group
PRCH
$2.01B
$225K ﹤0.01%
+450,000
New +$4.42M
2020 Q1
0 quarters
PBI icon
275
PUT
Pitney Bowes
PBI
$2.34B
$222K ﹤0.01%
61,600
– –
2019 Q2
3 quarters
9 10
11
12 13

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CGL
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UBS O'Connor's Q1 2020 Portfolio in Review

As of Q1 2020, UBS O'Connor held 450 positions worth $4.86B, up 37% from $3.53B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

UBS O'Connor deployed $1.45B of net new capital in Q1 2020, opening 132 new positions and adding to 60 existing holdings. Its largest new stake was E*Trade Financial Corporation: 7,751,548 shares worth $266M.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 19% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was Alibaba, an estimated $17M trimmed.

  • UBS O'Connor's largest Q1 2020 buy was E*Trade Financial Corporation: 7,751,548 shares worth $266M.
  • UBS O'Connor added most to Tiffany & Co. in Q1 2020, an estimated $281M increase.
  • UBS O'Connor's biggest Q1 2020 reduction was Alibaba, cutting an estimated $17M.
  • UBS O'Connor fully exited Wellcare Health Plans, Inc. in Q1 2020, selling an estimated $514M.
  • UBS O'Connor's ten largest holdings make up 47% of its $4.86B portfolio in Q1 2020.
  • UBS O'Connor opened 132 new positions and closed 113 in Q1 2020.
  • UBS O'Connor's portfolio value rose 37% quarter-over-quarter to $4.86B.

Based on UBS O'Connor's 13F filing for Q1 2020, filed 15 May 2020.