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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+0.12%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.86B
AUM Growth
+$1.32B
Cap. Flow
+$1.7B
Cap. Flow %
35.01%
Top 10 Hldgs %
47.16%
Holding
450
New
132
Increased
60
Reduced
64
Closed
113

Top Buys

Rank Stock Value
1
ETFC
E*Trade Financial Corporation
ETFC
+$328M
2
TIF
Tiffany & Co.
TIF
+$281M
3
CY
Cypress Semiconductor
CY
+$192M
4
S
Sprint Corporation
S
+$186M
5
LM
Legg Mason, Inc.
LM
+$163M

Top Sells

Rank Stock Value
1
WCG
Wellcare Health Plans, Inc.
WCG
+$514M
2
ZAYO
Zayo Group Holdings, Inc.
ZAYO
+$142M
3
MDCO
Medicines Co
MDCO
+$82.1M
4
INXN
Interxion Holding N.V.
INXN
+$51.4M
5
TSLA icon
Tesla
TSLA
+$30.8M

Sector Composition

Rank Sector Weight
1 Technology 24.13%
2 Financials 17.08%
3 Consumer Discretionary 9.29%
4 Industrials 7.81%
5 Healthcare 7.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
W icon
251
Wayfair
W
$14.3B
$401K 0.01%
+7,500
New +$574K
ADT icon
252
ADT
ADT
$5.59B
$389K 0.01%
90,000
– –
MMLP icon
253
PUT
Martin Midstream Partners
MMLP
$99.8M
$364K 0.01%
275,000
– –
ZEN
254
DELISTED
ZENDESK INC
ZEN
$359K 0.01%
+5,610
New +$438K
ANGI icon
255
Angi Inc
ANGI
$201M
$356K 0.01%
+6,780
New +$504K
DRE
256
DELISTED
Duke Realty Corp.
DRE
$355K 0.01%
10,967
-180,833
-94% -$6.2M
ATI icon
257
PUT
ATI
ATI
$30.5B
$348K 0.01%
50,000
– –
OXY icon
258
Occidental Petroleum
OXY
$56B
$336K 0.01%
+29,000
New +$953K
COLD icon
259
Americold
COLD
$4.11B
$330K 0.01%
9,700
-180,023
-95% -$6.03M
RRC icon
260
PUT
Range Resources
RRC
$9.01B
$325K 0.01%
54,600
– –
SKIL icon
261
CALL
Skillsoft
SKIL
$72.1M
$325K 0.01%
12,500
– –
UTZ icon
262
CALL
Utz Brands
UTZ
$1.25B
$307K 0.01%
330,232
+83,332
+34% +$880K
SPCE icon
263
Virgin Galactic
SPCE
$377M
$299K 0.01%
+1,010
New +$384K
XP icon
264
XP
XP
$8.62B
$298K 0.01%
15,474
-21,126
-58% -$714K
CHPT icon
265
CALL
ChargePoint
CHPT
$152M
$285K 0.01%
27,296
– –
RCKT icon
266
Rocket Pharmaceuticals
RCKT
$387M
$279K 0.01%
20,000
– –
GME icon
267
PUT
GameStop
GME
$8.63B
$271K 0.01%
400,000
-400,000
-50% -$429K
NLSN
268
PUT
DELISTED
Nielsen Holdings plc
NLSN
$262K 0.01%
20,800
– –
PAE
269
CALL
DELISTED
PAE Incorporated Class A Common Stock
PAE
$241K 0.01%
+166,366
New +$1.62M
ITRM
270
DELISTED
Iterum Therapeutics
ITRM
$240K ﹤0.01%
5,913
– –
LSI
271
DELISTED
Life Storage, Inc.
LSI
$236K ﹤0.01%
+3,750
New +$268K
BTRS
272
CALL
DELISTED
BTRS Holdings Inc. Class 1 Common Stock
BTRS
$231K ﹤0.01%
318,781
– –
CUBE icon
273
CubeSmart
CUBE
$9.42B
$230K ﹤0.01%
+8,600
New +$258K
PRCH icon
274
CALL
Porch Group
PRCH
$1.75B
$225K ﹤0.01%
+450,000
New +$4.42M
PBI icon
275
PUT
Pitney Bowes
PBI
$2.46B
$222K ﹤0.01%
61,600
– –
9 10
11
12 13

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SAG
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ACI
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TCOV
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RC
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CGL
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CB
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UBS O'Connor's Q1 2020 Portfolio in Review

As of Q1 2020, UBS O'Connor held 450 positions worth $4.86B, up 37% from $3.53B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

UBS O'Connor deployed $1.7B of net new capital in Q1 2020, opening 132 new positions and adding to 60 existing holdings. Its largest new stake was E*Trade Financial Corporation: 7,751,548 shares worth $266M.

By sector, the portfolio is most concentrated in Technology at 24% of assets, up from 19% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Alibaba, an estimated $17M trimmed.

  • UBS O'Connor's largest Q1 2020 buy was E*Trade Financial Corporation: 7,751,548 shares worth $266M.
  • UBS O'Connor added most to Tiffany & Co. in Q1 2020, an estimated $281M increase.
  • UBS O'Connor's biggest Q1 2020 reduction was Alibaba, cutting an estimated $17M.
  • UBS O'Connor fully exited Wellcare Health Plans, Inc. in Q1 2020, selling an estimated $514M.
  • UBS O'Connor's ten largest holdings make up 47% of its $4.86B portfolio in Q1 2020.
  • UBS O'Connor opened 132 new positions and closed 113 in Q1 2020.
  • UBS O'Connor's portfolio value rose 37% quarter-over-quarter to $4.86B.

Based on UBS O'Connor's 13F filing for Q1 2020, filed 15 May 2020.